FORM 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 13 April 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 5,066,559 0.56% 4,226,003 0.46%
           
(2) Cash-settled derivatives:
361,262 0.04% 2,524,551 0.28%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 341,000 0.04% 406,000 0.05%
           
 
TOTAL: 5,427,821 0.64% 7,156,554 0.79%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 100 157.1100 USD
ADR Purchase 100 152.0800 USD
ADR Purchase 100 156.2750 USD
ADR Purchase 100 153.5700 USD
5p ordinary Purchase 190 37.1025 GBP
ADR Purchase 200 152.0700 USD
ADR Purchase 200 152.2800 USD
ADR Purchase 200 157.0400 USD
ADR Purchase 200 152.1625 USD
5p ordinary Purchase 213 36.3075 GBP
5p ordinary Purchase 240 35.9800 GBP
ADR Purchase 300 153.2766 USD
ADR Purchase 300 152.5566 USD
ADR Purchase 300 152.2783 USD
ADR Purchase 300 157.2400 USD
ADR Purchase 300 152.2516 USD
5p ordinary Purchase 539 36.0464 GBP
5p ordinary Purchase 629 36.0603 GBP
ADR Purchase 849 157.0474 USD
5p ordinary Purchase 1,276 36.5288 GBP
ADR Purchase 1,300 152.8848 USD
5p ordinary Purchase 1,537 36.9472 GBP
5p ordinary Purchase 1,630 37.0100 GBP
5p ordinary Purchase 1,701 36.4624 GBP
ADR Purchase 1,826 153.9702 USD
5p ordinary Purchase 2,000 36.1416 GBP
ADR Purchase 2,026 154.0184 USD
5p ordinary Purchase 2,297 36.0673 GBP
ADR Purchase 2,416 151.6900 USD
5p ordinary Purchase 2,626 36.7540 GBP
ADR Purchase 2,643 152.4167 USD
ADR Purchase 3,088 154.2436 USD
ADR Purchase 3,228 155.4709 USD
5p ordinary Purchase 3,467 36.3250 GBP
5p ordinary Purchase 4,736 36.3907 GBP
5p ordinary Purchase 4,797 36.5329 GBP
ADR Purchase 4,832 151.7100 USD
5p ordinary Purchase 5,004 36.4610 GBP
ADR Purchase 5,151 154.0491 USD
5p ordinary Purchase 6,095 36.0650 GBP
5p ordinary Purchase 6,599 36.0388 GBP
5p ordinary Purchase 6,917 36.5151 GBP
ADR Purchase 9,400 153.3865 USD
ADR Purchase 10,500 156.8994 USD
5p ordinary Purchase 11,083 36.6456 GBP
ADR Purchase 12,800 154.3363 USD
ORD Purchase 12,820 36.4549 GBP
5p ordinary Purchase 15,292 36.1258 GBP
5p ordinary Purchase 15,500 36.0622 GBP
5p ordinary Purchase 16,081 36.3351 GBP
5p ordinary Purchase 19,358 36.2018 GBP
5p ordinary Purchase 20,103 36.2416 GBP
5p ordinary Purchase 21,522 36.2224 GBP
5p ordinary Purchase 22,233 36.0548 GBP
ADR Purchase 23,990 155.9504 USD
ADR Purchase 25,512 156.9353 USD
5p ordinary Purchase 27,078 36.3625 GBP
5p ordinary Purchase 31,346 36.2522 GBP
5p ordinary Purchase 39,090 36.3253 GBP
5p ordinary Purchase 42,087 36.0633 GBP
ADR Purchase 45,920 153.7882 USD
5p ordinary Purchase 58,782 36.1643 GBP
5p ordinary Purchase 67,138 36.4991 GBP
5p ordinary Purchase 67,506 36.3744 GBP
5p ordinary Purchase 97,740 36.6532 GBP
5p ordinary Purchase 184,233 36.5446 GBP
ADR Sale 80 152.3900 USD
ADR Sale 100 151.9300 USD
ADR Sale 100 153.4403 USD
ADR Sale 100 153.2100 USD
ADR Sale 100 157.0400 USD
ADR Sale 100 153.8853 USD
ADR Sale 100 151.9000 USD
ADR Sale 100 156.6600 USD
ADR Sale 100 154.0600 USD
ADR Sale 100 156.4500 USD
ADR Sale 100 156.2300 USD
ADR Sale 100 153.8800 USD
ADR Sale 100 153.8700 USD
5p ordinary Sale 165 36.8166 GBP
ADR Sale 183 156.9000 USD
ADR Sale 196 153.9600 USD
ADR Sale 200 153.8025 USD
ADR Sale 200 152.7700 USD
ADR Sale 200 152.5551 USD
ADR Sale 200 152.2775 USD
ADR Sale 200 152.1100 USD
ADR Sale 200 152.0700 USD
ADR Sale 200 151.9501 USD
ADR Sale 200 151.6500 USD
ADR Sale 200 152.8250 USD
5p ordinary Sale 208 35.8487 GBP
5p ordinary Sale 213 36.3075 GBP
ADR Sale 300 151.9800 USD
ADR Sale 300 152.2800 USD
ADR Sale 300 156.6466 USD
ADR Sale 300 157.1766 USD
5p ordinary Sale 340 36.3103 GBP
ADR Sale 400 156.7225 USD
ADR Sale 400 156.9225 USD
ADR Sale 400 156.4600 USD
5p ordinary Sale 430 36.0786 GBP
ADR Sale 496 153.2090 USD
ADR Sale 500 152.7940 USD
ADR Sale 500 153.3930 USD
ADR Sale 500 153.8600 USD
ADR Sale 500 154.4780 USD
ADR Sale 549 156.9767 USD
ADR Sale 720 152.5766 USD
5p ordinary Sale 774 36.6534 GBP
ADR Sale 778 156.9545 USD
ADR Sale 800 154.0000 USD
ADR Sale 852 155.1270 USD
ADR Sale 907 155.3070 USD
5p ordinary Sale 990 36.7554 GBP
ADR Sale 1,000 153.2037 USD
ADR Sale 1,000 152.4420 USD
ADR Sale 1,047 151.7464 USD
ADR Sale 1,100 152.5643 USD
ADR Sale 1,100 153.6601 USD
5p ordinary Sale 1,235 36.7677 GBP
ADR Sale 1,650 157.4512 USD
ADR Sale 2,000 154.4778 USD
ADR Sale 2,026 154.0184 USD
ADR Sale 2,147 152.2337 USD
5p ordinary Sale 2,200 36.5494 GBP
ADR Sale 2,300 153.9284 USD
ADR Sale 2,416 151.7100 USD
ADR Sale 2,416 151.6900 USD
ADR Sale 2,500 153.5068 USD
ADR Sale 2,600 155.6721 USD
ADR Sale 3,300 156.7811 USD
5p ordinary Sale 3,467 36.3250 GBP
5p ordinary Sale 3,621 36.6063 GBP
ADR Sale 3,900 154.0187 USD
5p ordinary Sale 4,333 36.8165 GBP
ADR Sale 5,201 154.2090 USD
5p ordinary Sale 5,294 36.3993 GBP
ADR Sale 5,400 153.9824 USD
5p ordinary Sale 5,446 36.6935 GBP
ADR Sale 7,300 154.4516 USD
ADR Sale 8,284 156.9604 USD
ADR Sale 8,504 153.0919 USD
5p ordinary Sale 8,544 36.7059 GBP
ADR Sale 8,600 153.5524 USD
ADR Sale 9,253 152.7030 USD
5p ordinary Sale 10,016 36.5312 GBP
5p ordinary Sale 10,481 36.3762 GBP
ADR Sale 10,500 156.8994 USD
5p ordinary Sale 15,020 36.7338 GBP
5p ordinary Sale 16,261 36.1230 GBP
5p ordinary Sale 16,963 36.4939 GBP
5p ordinary Sale 18,151 36.1930 GBP
5p ordinary Sale 20,698 36.6469 GBP
ADR Sale 21,281 156.0139 USD
5p ordinary Sale 21,511 36.2463 GBP
5p ordinary Sale 22,498 36.2249 GBP
5p ordinary Sale 26,344 36.5285 GBP
5p ordinary Sale 29,713 36.2657 GBP
5p ordinary Sale 39,120 36.3902 GBP
5p ordinary Sale 40,115 36.4002 GBP
5p ordinary Sale 51,686 36.4844 GBP
5p ordinary Sale 52,112 36.4519 GBP
ADR Sale 52,179 153.8215 USD
5p ordinary Sale 59,348 36.2113 GBP
5p ordinary Sale 97,635 36.1955 GBP
5p ordinary Sale 126,419 36.0650 GBP
5p ordinary Sale 186,229 36.2045 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary CFD Long 89 36.8891 GBP
5p ordinary CFD Long 256 36.8890 GBP
5p ordinary CFD Long 430 36.0786 GBP
5p ordinary SWAP Long 593 36.3013 GBP
5p ordinary CFD Long 1,329 36.5228 GBP
5p ordinary SWAP Long 1,660 36.1912 GBP
5p ordinary CFD Long 3,375 36.0392 GBP
5p ordinary SWAP Long 4,795 36.2763 GBP
5p ordinary CFD Long 5,000 36.0098 GBP
5p ordinary SWAP Long 14,906 36.7073 GBP
5p ordinary CFD Long 25,015 36.5288 GBP
5p ordinary CFD Long 36,740 36.4333 GBP
5p ordinary CFD Long 62,959 36.0650 GBP
5p ordinary SWAP Long 62,959 36.0650 GBP
5p ordinary CFD Long 63,450 36.1586 GBP
5p ordinary SWAP Long 71,990 36.1497 GBP
5p ordinary SWAP Short 110 36.0000 GBP
5p ordinary SWAP Short 323 36.0075 GBP
5p ordinary SWAP Short 400 36.0375 GBP
5p ordinary SWAP Short 493 36.0310 GBP
5p ordinary CFD Short 1,276 36.5288 GBP
5p ordinary SWAP Short 1,300 36.0376 GBP
5p ordinary SWAP Short 1,701 36.4624 GBP
5p ordinary SWAP Short 1,894 36.1214 GBP
5p ordinary SWAP Short 2,255 36.0204 GBP
5p ordinary CFD Short 2,297 36.0673 GBP
5p ordinary CFD Short 2,915 36.5831 GBP
5p ordinary CFD Short 3,000 36.0382 GBP
5p ordinary CFD Short 4,736 36.3907 GBP
5p ordinary CFD Short 4,797 36.5329 GBP
5p ordinary SWAP Short 4,818 36.3845 GBP
5p ordinary CFD Short 5,000 36.1608 GBP
5p ordinary CFD Short 5,000 36.9940 GBP
5p ordinary CFD Short 5,560 36.0085 GBP
5p ordinary SWAP Short 5,668 36.0650 GBP
5p ordinary SWAP Short 5,907 36.5610 GBP
5p ordinary CFD Short 6,917 36.5151 GBP
5p ordinary SWAP Short 6,952 36.5132 GBP
5p ordinary CFD Short 7,000 36.0465 GBP
5p ordinary CFD Short 14,736 36.6861 GBP
5p ordinary CFD Short 15,500 36.0622 GBP
5p ordinary SWAP Short 21,450 36.4869 GBP
5p ordinary CFD Short 25,470 36.2850 GBP
5p ordinary CFD Short 36,396 36.7372 GBP
5p ordinary SWAP Short 72,988 36.7333 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Purchasing 1,000 125 USD American 18 Jan 2019 35.6800 USD
ADR Call Options Purchasing 200 145 USD American 4 May 2018 14.0000 USD
ADR Call Options Purchasing 40,000 150 USD American 20 Apr 2018 5.8000 USD
ADR Call Options Purchasing 600 155 USD American 27 Apr 2018 4.5900 USD
ADR Call Options Purchasing 500 155 USD American 18 Jan 2019 15.9000 USD
ADR Put Options Purchasing 1,500 135 USD American 18 May 2018 1.2500 USD
ADR Put Options Purchasing 500 153 USD American 13 Apr 2018 1.1000 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 16 Apr 2018
Contact name: ELISE TANG
Telephone number: 0207 1163001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
5p ordinary Call Options Purchased 100,000 4000.0000 American 15 Jun 2018
5p ordinary Call Options Purchased 10,000 4200.0000 American 15 Jun 2018
5p ordinary Put Options Purchased -140,000 3500.0000 American 15 Jun 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018
ADR Put Options Written 1,100 140.0000 American 20 Jul 2018
ADR Call Options Purchased 200 135.0000 American 17 Jan 2020
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Call Options Purchased 41,900 145.0000 American 20 Apr 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Call Options Written -100 160.0000 American 18 May 2018
ADR Call Options Written -200 150.0000 American 18 May 2018
ADR Put Options Purchased -600 120.0000 American 27 Apr 2018
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Call Options Written -2,000 175.0000 American 20 Jul 2018
ADR Call Options Written -2,200 200.0000 American 20 Apr 2018
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -3,000 130.0000 American 18 Jan 2019
ADR Put Options Purchased -3,300 110.0000 American 20 Apr 2018
ADR Put Options Purchased -4,700 130.0000 American 20 Apr 2018
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Call Options Written -11,500 155.0000 American 20 Apr 2018
ADR Call Options Purchased 1,400 135.0000 American 20 Apr 2018
ADR Put Options Written 100 150.0000 American 18 May 2018
ADR Put Options Purchased -100 150.0000 American 13 Apr 2018
ADR Call Options Written -200 153.0000 American 13 Apr 2018
ADR Put Options Purchased -300 149.0000 American 13 Apr 2018
ADR Call Options Written -300 150.0000 American 27 Apr 2018
ADR Call Options Written -700 210.0000 American 20 Apr 2018
ADR Call Options Written -1,000 160.0000 American 25 May 2018
ADR Call Options Purchased 1,100 125.0000 American 18 Jan 2019
ADR Put Options Written 1,000 135.0000 American 20 Jul 2018
ADR Call Options Purchased 700 155.0000 American 18 Jan 2019
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Put Options Purchased -100 120.0000 American 20 Jul 2018
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -200 155.0000 American 4 May 2018
ADR Put Options Purchased -500 153.0000 American 13 Apr 2018
ADR Call Options Written -500 145.0000 American 20 Jul 2018
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 135.0000 American 18 May 2018
ADR Call Options Written -1,600 145.0000 American 18 Jan 2019
ADR Put Options Purchased -2,200 110.0000 American 20 Jul 2018
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Call Options Written -3,600 165.0000 American 20 Apr 2018
ADR Call Options Purchased 1,300 130.0000 American 20 Apr 2018
ADR Call Options Purchased 900 160.0000 American 20 Apr 2018
ADR Call Options Purchased 300 165.0000 American 20 Jul 2018
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 130.0000 American 17 Jan 2020
ADR Call Options Purchased 200 110.0000 American 20 Apr 2018
ADR Put Options Written 200 140.0000 American 18 May 2018
ADR Call Options Purchased 5,100 170.0000 American 20 Apr 2018
ADR Call Options Purchased 4,000 200.0000 American 18 Jan 2019
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Put Options Purchased -500 130.0000 American 20 Jul 2018
ADR Call Options Written -600 175.0000 American 19 Oct 2018
ADR Put Options Purchased -1,000 143.0000 American 20 Apr 2018
ADR Call Options Written -1,000 160.0000 American 4 May 2018
ADR Call Options Written -1,400 185.0000 American 18 May 2018
ADR Call Options Written -1,700 140.0000 American 20 Apr 2018
ADR Call Options Written -1,800 205.0000 American 20 Apr 2018
ADR Put Options Purchased -2,100 115.0000 American 20 Apr 2018
ADR Call Options Written -3,100 180.0000 American 20 Apr 2018
ADR Put Options Written 700 125.0000 American 20 Jul 2018
ADR Call Options Purchased 500 165.0000 American 18 Jan 2019
ADR Call Options Purchased 500 190.0000 American 20 Apr 2018
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 200 195.0000 American 18 Jan 2019
ADR Call Options Purchased 100 185.0000 American 18 Jan 2019
ADR Call Options Purchased 2,100 120.0000 American 20 Apr 2018
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Put Options Purchased -300 150.0000 American 20 Apr 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Put Options Purchased -1,200 115.0000 American 20 Jul 2018
ADR Put Options Purchased -3,000 115.0000 American 18 May 2018
ADR Call Options Written -4,400 150.0000 American 20 Apr 2018
ADR Call Options Written -13,500 180.0000 American 18 Jan 2019
ADR Call Options Purchased 1,000 170.0000 American 18 Jan 2019
ADR Call Options Purchased 700 136.0000 American 13 Apr 2018
ADR Call Options Purchased 200 160.0000 American 17 Jan 2020
ADR Put Options Written 200 150.0000 American 20 Jul 2018
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Call Options Written -100 150.0000 American 20 Jul 2018
ADR Put Options Purchased -500 120.0000 American 20 Apr 2018
ADR Call Options Written -900 130.0000 American 18 May 2018
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Call Options Written -2,000 145.0000 American 18 May 2018
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Call Options Written -4,700 170.0000 American 20 Jul 2018
ADR Put Options Purchased -5,500 135.0000 American 20 Apr 2018
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Call Options Purchased 500 185.0000 American 20 Apr 2018
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Put Options Written 3,100 145.0000 American 27 Apr 2018
ADR Put Options Written 2,300 120.0000 American 18 Jan 2019
ADR Put Options Written 2,000 155.0000 American 20 Apr 2018
ADR Put Options Purchased -100 145.0000 American 17 Jan 2020
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -2,100 160.0000 American 18 Jan 2019
ADR Call Options Written -2,600 140.0000 American 18 May 2018
ADR Call Options Purchased 1,000 150.0000 American 18 Jan 2019
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Put Options Written 800 140.0000 American 20 Apr 2018
ADR Call Options Purchased 600 155.0000 American 27 Apr 2018
ADR Call Options Purchased 400 185.0000 American 20 Jul 2018
ADR Call Options Purchased 100 160.0000 American 13 Apr 2018
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 20 Apr 2018
ADR Call Options Purchased 12,000 165.0000 American 20 Apr 2018
ADR Call Options Purchased 5,200 150.0000 American 20 Apr 2018
ADR Call Options Purchased 4,100 135.0000 American 20 Jul 2018
ADR Put Options Written 3,000 145.0000 American 20 Apr 2018
ADR Put Options Purchased -100 105.0000 American 20 Apr 2018
ADR Put Options Purchased -100 95.0000 American 20 Apr 2018
ADR Call Options Written -100 160.0000 American 20 Jul 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Call Options Written -500 125.0000 American 20 Apr 2018
ADR Put Options Purchased -1,300 135.0000 American 17 Jan 2020
ADR Put Options Purchased -1,900 125.0000 American 20 Apr 2018
ADR Put Options Purchased -2,300 115.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 75.0000 American 20 Jul 2018
ADR Call Options Written -3,300 175.0000 American 20 Apr 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 645016
Time of Receipt (offset from UTC): 20180416T110113+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC