Form 8.3 - Shire PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Maverick Capital, Ltd. acting as fund manager for various funds holding the interests that are subject to this notice.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Shire PLC
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: N/A
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

April 10, 2018
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

NO

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: Ordinary shares: JE00B2QKY057

 

Interests Short positions
  Number % Number %
(1) Relevant securities owned and/or controlled: 4,927,723 .54%    
(2) Cash-settled derivatives: 7,083,202 .78%    
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:        

TOTAL:

12,010,925 1.32%    

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security Purchase/sale Number of securities Price per unit (USD)
Ordinary Shares Sale 213 36.50
Ordinary Shares Sale 292 37.01
Ordinary Shares Sale 269 36.67
Ordinary Shares Sale 4,694 36.53
Ordinary Shares Sale 202 36.51
Ordinary Shares Sale 36 36.71
Ordinary Shares Sale 52 36.64
Ordinary Shares Sale 351 36.45
Ordinary Shares Sale 207 36.49
Ordinary Shares Sale 81 36.46
Ordinary Shares Sale 136 36.99
Ordinary Shares Sale 632 37.08
Ordinary Shares Sale 321 36.88
Ordinary Shares Sale 66 36.99
Ordinary Shares Sale 490 36.82
Ordinary Shares Sale 495 36.88
Ordinary Shares Sale 243 36.66
Ordinary Shares Sale 68 36.68
Ordinary Shares Sale 50 36.70
Ordinary Shares Sale 6 36.69
Ordinary Shares Sale 47 36.66
Ordinary Shares Sale 429 36.59
Ordinary Shares Sale 33 36.64
Ordinary Shares Sale 247 36.70
Ordinary Shares Sale 230 36.53
Ordinary Shares Sale 104 36.46
Ordinary Shares Sale 211 36.46
Ordinary Shares Sale 217 36.48
Ordinary Shares Sale 217 36.49
Ordinary Shares Sale 212 36.47
Ordinary Shares Sale 393 36.50
Ordinary Shares Sale 112 36.51
Ordinary Shares Sale 47 36.51
Ordinary Shares Sale 42 36.47
Ordinary Shares Sale 354 36.52
Ordinary Shares Sale 70 36.53
Ordinary Shares Sale 41 36.52
Ordinary Shares Sale 337 36.44
Ordinary Shares Sale 98 36.43
Ordinary Shares Sale 307 36.50
Ordinary Shares Sale 19 36.56
Ordinary Shares Sale 43 36.56
Ordinary Shares Sale 198 36.49
Ordinary Shares Sale 51 36.43
Ordinary Shares Sale 307 36.37
Ordinary Shares Sale 178 36.40
Ordinary Shares Sale 164 36.45
Ordinary Shares Sale 6 36.48
Ordinary Shares Sale 159 36.49
Ordinary Shares Sale 73 36.47
Ordinary Shares Sale 36 36.47
Ordinary Shares Sale 283 36.46
Ordinary Shares Sale 83 36.46
Ordinary Shares Sale 35 36.46
Ordinary Shares Sale 31 36.48
Ordinary Shares Sale 271 36.54
Ordinary Shares Sale 80 36.57
Ordinary Shares Sale 35 36.59
Ordinary Shares Sale 29 36.58
Ordinary Shares Sale 30 36.58
Ordinary Shares Sale 16 36.58
Ordinary Shares Sale 263 36.57
Ordinary Shares Sale 31 36.64
Ordinary Shares Sale 257 36.54
Ordinary Shares Sale 151 36.60
Ordinary Shares Sale 66 36.61
Ordinary Shares Sale 32 36.62
Ordinary Shares Sale 11 36.67
Ordinary Shares Sale 166 36.47
Ordinary Shares Sale 169 36.39
Ordinary Shares Sale 170 36.38
Ordinary Shares Sale 172 36.30
Ordinary Shares Sale 104 36.24
Ordinary Shares Sale 146 36.31
Ordinary Shares Sale 23 36.37
Ordinary Shares Sale 46 36.42
Ordinary Shares Sale 32 36.47
Ordinary Shares Sale 7 36.48
Ordinary Shares Sale 30 36.46
Ordinary Shares Sale 283 36.47
Ordinary Shares Sale 173 36.54
Ordinary Shares Sale 164 36.56
Ordinary Shares Sale 45 36.54
Ordinary Shares Sale 35 36.55
Ordinary Shares Sale 158 36.61
Ordinary Shares Sale 170 36.58
Ordinary Shares Sale 144 36.51
Ordinary Shares Sale 83 36.50
Ordinary Shares Sale 175 36.53
Ordinary Shares Sale 189 36.57
Ordinary Shares Sale 88 36.60
Ordinary Shares Sale 181 36.60
Ordinary Shares Sale 53 36.55
Ordinary Shares Sale 355 36.62
Ordinary Shares Sale 212 36.77
Ordinary Shares Sale 96 36.77
Ordinary Shares Sale 48 36.76
Ordinary Shares Sale 206 36.77
Ordinary Shares Sale 222 36.79
Ordinary Shares Sale 535 36.78
Ordinary Shares Sale 126 36.71
Ordinary Shares Sale 450 36.68
Ordinary Shares Sale 411 36.71
Ordinary Shares Sale 396 36.71
Ordinary Shares Sale 38 36.77
Ordinary Shares Sale 94 36.76
Ordinary Shares Sale 16 36.71
Ordinary Shares Sale 387 36.60
Ordinary Shares Sale 77 36.53
Ordinary Shares Sale 378 36.51
Ordinary Shares Sale 99 36.56
Ordinary Shares Sale 39 36.58
Ordinary Shares Sale 293 36.56
Ordinary Shares Sale 249 36.61
Ordinary Shares Sale 359 36.63
Ordinary Shares Sale 344 36.60
Ordinary Shares Sale 208 36.55
Ordinary Shares Sale 15 36.54
Ordinary Shares Sale 149 36.54
Ordinary Shares Sale 133 36.52
Ordinary Shares Sale 250 36.46
Ordinary Shares Sale 26 36.46
Ordinary Shares Sale 346 36.49
Ordinary Shares Sale 253 36.47
Ordinary Shares Sale 19 36.44
Ordinary Shares Sale 322 36.42
Ordinary Shares Sale 377 36.42
Ordinary Shares Sale 773 36.47
Ordinary Shares Sale 679 36.46
Ordinary Shares Sale 565 36.44
Ordinary Shares Sale 592 36.44
Ordinary Shares Sale 340 36.40
Ordinary Shares Sale 140 36.41
Ordinary Shares Sale 60 36.41
Ordinary Shares Sale 122 36.44
Ordinary Shares Sale 15 36.42
American Depositary Receipt (ADR) Sale 100 156.20
American Depositary Receipt (ADR) Sale 100 156.10
American Depositary Receipt (ADR) Sale 100 155.94
American Depositary Receipt (ADR) Sale 100 155.42
American Depositary Receipt (ADR) Sale 100 155.43
American Depositary Receipt (ADR) Sale 100 155.11
American Depositary Receipt (ADR) Sale 100 154.78
American Depositary Receipt (ADR) Sale 100 154.94
American Depositary Receipt (ADR) Sale 100 155.01
American Depositary Receipt (ADR) Sale 100 154.86
American Depositary Receipt (ADR) Sale 100 153.97
American Depositary Receipt (ADR) Sale 100 154.10
American Depositary Receipt (ADR) Sale 100 153.94
American Depositary Receipt (ADR) Sale 100 154.02
American Depositary Receipt (ADR) Sale 100 154.05
American Depositary Receipt (ADR) Sale 100 154.09
American Depositary Receipt (ADR) Sale 100 154.26
American Depositary Receipt (ADR) Sale 68 154.00
American Depositary Receipt (ADR) Sale 100 153.97
American Depositary Receipt (ADR) Sale 100 153.87
American Depositary Receipt (ADR) Sale 4 153.77
American Depositary Receipt (ADR) Sale 58 153.76

(b) Cash-settled derivative transactions

Class of relevant security Product Description Purchase/sale Number of reference securities Price per unit (GBP)

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type

e.g. American, European etc.

Expiry date Option money paid/ received per unit

(ii) Exercise

Class of relevant security Product description

e.g. call option

Exercising/ exercised against Number of securities Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security Nature of dealing

e.g. subscription, conversion

Details Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: April 11, 2018
Contact name: Jessica Opland
Telephone number: 1-214-880-4057

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: Maverick Capital
Category Code: RET
Sequence Number: 644711
Time of Receipt (offset from UTC): 20180410T232157+0000

Contacts

Maverick Capital, Ltd.

Contacts

Maverick Capital, Ltd.