Form 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 04 April 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 4,707,120 0.07% 3,640,963 0.40%
           
(2) Cash-settled derivatives:
472,075 0.05% 2,328,126 0.26%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 341,400 0.04% 298,500 0.03%
           
(4)
TOTAL: 5,520,595 0.16% 6,267,589 0.69%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
5p ordinary Purchase 10 35.8435 GBP
ADR Purchase 14 153.0000 USD
5p ordinary Purchase 29 35.8044 GBP
ADR Purchase 35 149.3600 USD
ADR Purchase 37 152.8989 USD
5p ordinary Purchase 41 35.7994 GBP
5p ordinary Purchase 84 36.0975 GBP
5p ordinary Purchase 91 35.5950 GBP
ADR Purchase 100 153.0500 USD
5p ordinary Purchase 105 36.0450 GBP
5p ordinary Purchase 185 36.0800 GBP
5p ordinary Purchase 189 35.8275 GBP
5p ordinary Purchase 199 35.8325 GBP
ADR Purchase 200 151.3250 USD
5p ordinary Purchase 203 35.8050 GBP
5p ordinary Purchase 208 36.0600 GBP
5p ordinary Purchase 215 35.5058 GBP
ADR Purchase 226 153.1495 USD
5p ordinary Purchase 244 35.8425 GBP
5p ordinary Purchase 264 35.8375 GBP
5p ordinary Purchase 273 35.8250 GBP
5p ordinary Purchase 300 36.1000 GBP
5p ordinary Purchase 305 36.0575 GBP
5p ordinary Purchase 321 35.8500 GBP
ADR Purchase 335 151.4343 USD
5p ordinary Purchase 390 35.8125 GBP
ADR Purchase 400 152.2650 USD
ADR Purchase 400 153.6400 USD
5p ordinary Purchase 413 36.0650 GBP
5p ordinary Purchase 422 35.8000 GBP
5p ordinary Purchase 484 35.8225 GBP
5p ordinary Purchase 493 35.8750 GBP
ADR Purchase 500 151.4330 USD
ADR Purchase 500 151.8370 USD
5p ordinary Purchase 545 35.8100 GBP
5p ordinary Purchase 553 35.8625 GBP
5p ordinary Purchase 828 35.8150 GBP
ADR Purchase 834 152.2950 USD
ADR Purchase 1,000 151.1073 USD
5p ordinary Purchase 1,007 35.7653 GBP
5p ordinary Purchase 1,158 35.4558 GBP
ADR Purchase 1,167 152.6352 USD
ADR Purchase 1,200 153.5200 USD
ADR Purchase 1,300 152.5430 USD
5p ordinary Purchase 1,668 35.4496 GBP
5p ordinary Purchase 2,439 35.8684 GBP
5p ordinary Purchase 2,445 35.6880 GBP
5p ordinary Purchase 2,809 36.0640 GBP
5p ordinary Purchase 2,833 35.3800 GBP
5p ordinary Purchase 3,158 35.5862 GBP
5p ordinary Purchase 3,500 35.8950 GBP
5p ordinary Purchase 3,838 35.5795 GBP
5p ordinary Purchase 4,239 35.3600 GBP
5p ordinary Purchase 5,784 35.3753 GBP
ADR Purchase 5,802 153.6100 USD
5p ordinary Purchase 6,485 36.0000 GBP
ADR Purchase 6,600 152.2421 USD
5p ordinary Purchase 7,072 35.3680 GBP
ADR Purchase 7,400 152.2635 USD
5p ordinary Purchase 7,534 35.5526 GBP
5p ordinary Purchase 7,959 35.4842 GBP
5p ordinary Purchase 7,973 35.6514 GBP
5p ordinary Purchase 8,282 35.6353 GBP
5p ordinary Purchase 8,843 35.7840 GBP
ADR Purchase 8,906 151.6588 USD
5p ordinary Purchase 9,178 35.6476 GBP
5p ordinary Purchase 10,000 36.0847 GBP
5p ordinary Purchase 10,593 35.7291 GBP
5p ordinary Purchase 12,855 35.8553 GBP
5p ordinary Purchase 13,022 35.7827 GBP
5p ordinary Purchase 14,781 36.0083 GBP
5p ordinary Purchase 16,450 35.8619 GBP
5p ordinary Purchase 20,000 35.6583 GBP
5p ordinary Purchase 21,603 35.8408 GBP
5p ordinary Purchase 22,579 35.9983 GBP
5p ordinary Purchase 24,551 35.8714 GBP
5p ordinary Purchase 26,839 35.5599 GBP
5p ordinary Purchase 28,806 35.8850 GBP
ADR Purchase 31,650 152.1046 USD
5p ordinary Purchase 35,711 35.6672 GBP
5p ordinary Purchase 87,612 35.7409 GBP
5p ordinary Purchase 185,107 35.8626 GBP
ADR Sale 35 149.3600 USD
5p ordinary Sale 84 36.0975 GBP
5p ordinary Sale 91 35.5950 GBP
ADR Sale 100 149.9400 USD
ADR Sale 100 153.2200 USD
ADR Sale 100 153.1800 USD
ADR Sale 100 151.9500 USD
ADR Sale 100 152.4200 USD
5p ordinary Sale 105 36.0450 GBP
ADR Sale 138 153.5800 USD
5p ordinary Sale 141 35.2809 GBP
5p ordinary Sale 173 35.1375 GBP
5p ordinary Sale 185 36.0800 GBP
5p ordinary Sale 189 35.8275 GBP
5p ordinary Sale 199 35.8325 GBP
ADR Sale 200 153.0400 USD
5p ordinary Sale 203 35.8050 GBP
5p ordinary Sale 208 36.0600 GBP
5p ordinary Sale 244 35.8425 GBP
5p ordinary Sale 264 35.8375 GBP
5p ordinary Sale 267 35.8615 GBP
5p ordinary Sale 273 35.8250 GBP
ADR Sale 300 152.4000 USD
ADR Sale 300 151.1216 USD
ADR Sale 300 151.5900 USD
5p ordinary Sale 305 36.0575 GBP
5p ordinary Sale 321 35.8500 GBP
ADR Sale 377 153.0929 USD
5p ordinary Sale 390 35.8125 GBP
ADR Sale 400 151.7912 USD
5p ordinary Sale 413 36.0650 GBP
5p ordinary Sale 422 35.8000 GBP
5p ordinary Sale 484 35.8225 GBP
5p ordinary Sale 493 35.8750 GBP
ADR Sale 500 151.5960 USD
5p ordinary Sale 500 35.9500 GBP
5p ordinary Sale 545 35.8100 GBP
5p ordinary Sale 553 35.8625 GBP
5p ordinary Sale 561 35.6631 GBP
5p ordinary Sale 622 35.6495 GBP
5p ordinary Sale 738 35.9976 GBP
5p ordinary Sale 828 35.8150 GBP
ADR Sale 900 151.9677 USD
5p ordinary Sale 981 35.6224 GBP
ADR Sale 1,100 152.4527 USD
ADR Sale 1,100 152.4072 USD
ADR Sale 1,150 151.7980 USD
5p ordinary Sale 1,326 35.5314 GBP
5p ordinary Sale 1,398 35.8448 GBP
ADR Sale 1,800 152.3104 USD
5p ordinary Sale 1,961 36.0720 GBP
ADR Sale 1,974 150.5905 USD
ADR Sale 2,129 153.0827 USD
ADR Sale 2,300 152.0778 USD
5p ordinary Sale 2,369 36.0671 GBP
5p ordinary Sale 2,803 35.4909 GBP
5p ordinary Sale 2,833 35.3800 GBP
ADR Sale 3,834 152.4174 USD
5p ordinary Sale 4,030 35.5882 GBP
ADR Sale 4,050 151.7622 USD
5p ordinary Sale 4,239 35.3600 GBP
5p ordinary Sale 4,780 35.5717 GBP
ADR Sale 4,890 152.5332 USD
ADR Sale 5,300 152.2399 USD
ADR Sale 6,725 151.6375 USD
ADR Sale 7,200 152.2620 USD
5p ordinary Sale 7,518 35.6899 GBP
ADR Sale 8,703 153.6100 USD
5p ordinary Sale 9,582 35.7496 GBP
5p ordinary Sale 13,631 35.5295 GBP
ADR Sale 16,252 152.0546 USD
5p ordinary Sale 16,977 36.0196 GBP
5p ordinary Sale 17,532 35.9699 GBP
5p ordinary Sale 18,116 35.8309 GBP
5p ordinary Sale 19,031 36.0078 GBP
5p ordinary Sale 22,145 35.6273 GBP
5p ordinary Sale 31,017 35.7932 GBP
5p ordinary Sale 50,000 35.3647 GBP
5p ordinary Sale 53,566 35.6607 GBP
5p ordinary Sale 66,887 35.9187 GBP
5p ordinary Sale 81,076 35.6296 GBP
5p ordinary Sale 119,158 36.0000 GBP
5p ordinary Sale 159,121 35.7140 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary SWAP Long 19 35.5757 GBP
5p ordinary SWAP Long 100 35.4050 GBP
5p ordinary CFD Long 432 36.0455 GBP
5p ordinary CFD Long 561 35.6631 GBP
5p ordinary SWAP Long 690 35.8950 GBP
5p ordinary CFD Long 738 35.9976 GBP
5p ordinary CFD Long 750 35.9967 GBP
5p ordinary SWAP Long 1,105 35.4780 GBP
5p ordinary CFD Long 1,326 35.5314 GBP
5p ordinary SWAP Long 1,918 36.0138 GBP
5p ordinary CFD Long 3,833 35.5896 GBP
5p ordinary CFD Long 5,550 35.8908 GBP
5p ordinary SWAP Long 5,871 35.9983 GBP
5p ordinary CFD Long 8,682 35.5758 GBP
5p ordinary CFD Long 13,631 35.5295 GBP
5p ordinary CFD Long 19,031 36.0077 GBP
5p ordinary SWAP Long 20,512 36.0000 GBP
5p ordinary SWAP Long 26,248 35.7632 GBP
5p ordinary CFD Long 53,566 35.6607 GBP
5p ordinary SWAP Long 57,106 35.5924 GBP
5p ordinary SWAP Long 119,688 35.6497 GBP
5p ordinary SWAP Short 41 35.7995 GBP
5p ordinary SWAP Short 62 35.3600 GBP
5p ordinary CFD Short 215 35.5057 GBP
5p ordinary CFD Short 685 35.3093 GBP
5p ordinary CFD Short 1,138 36.0028 GBP
5p ordinary CFD Short 1,158 35.4558 GBP
5p ordinary SWAP Short 1,269 35.8201 GBP
5p ordinary CFD Short 1,730 36.0095 GBP
5p ordinary CFD Short 2,400 35.6943 GBP
5p ordinary CFD Short 2,809 36.0640 GBP
5p ordinary SWAP Short 3,485 35.4943 GBP
5p ordinary CFD Short 3,838 35.5794 GBP
5p ordinary SWAP Short 8,638 36.0000 GBP
5p ordinary CFD Short 9,178 35.6476 GBP
5p ordinary CFD Short 10,225 36.0330 GBP
5p ordinary SWAP Short 11,609 35.9735 GBP
5p ordinary CFD Short 13,022 35.7827 GBP
5p ordinary SWAP Short 16,194 35.5993 GBP
5p ordinary SWAP Short 16,861 35.5899 GBP
5p ordinary CFD Short 26,839 35.5599 GBP
5p ordinary SWAP Short 56,908 35.6474 GBP
5p ordinary CFD Short 185,107 35.8626 GBP
ADR SWAP Expires 07/10/2019 Long 1,300 152.5396 USD

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Put Options Selling 1,000 135 USD American 20 Jul 2018 4.6000 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 5 Apr 2018
Contact name: ELISE TANG
Telephone number: 0207 1163001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
5p ordinary Call Options Purchased 100,000 4000.0000 American 15 Jun 2018
5p ordinary Call Options Purchased 10,000 4200.0000 American 15 Jun 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018
ADR Call Options Purchased 41,800 145.0000 American 20 Apr 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Put Options Written 1,100 140.0000 American 20 Jul 2018
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Put Options Purchased -100 125.0000 American 20 Jul 2018
ADR Put Options Purchased -100 145.0000 American 6 Apr 2018
ADR Call Options Written -100 160.0000 American 18 May 2018
ADR Call Options Written -200 150.0000 American 18 May 2018
ADR Put Options Purchased -600 120.0000 American 27 Apr 2018
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Call Options Written -2,000 175.0000 American 20 Jul 2018
ADR Call Options Written -2,200 200.0000 American 20 Apr 2018
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -3,000 130.0000 American 18 Jan 2019
ADR Put Options Purchased -3,300 110.0000 American 20 Apr 2018
ADR Put Options Purchased -4,700 130.0000 American 20 Apr 2018
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Call Options Written -11,400 155.0000 American 20 Apr 2018
ADR Call Options Purchased 1,400 135.0000 American 20 Apr 2018
ADR Call Options Purchased 100 165.0000 American 6 Apr 2018
ADR Put Options Written 100 150.0000 American 18 May 2018
ADR Call Options Written -200 153.0000 American 13 Apr 2018
ADR Call Options Written -300 150.0000 American 27 Apr 2018
ADR Call Options Written -700 210.0000 American 20 Apr 2018
ADR Put Options Written 1,000 135.0000 American 20 Jul 2018
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Call Options Purchased 100 125.0000 American 18 Jan 2019
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Put Options Purchased -100 120.0000 American 20 Jul 2018
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -100 133.0000 American 6 Apr 2018
ADR Call Options Written -500 145.0000 American 20 Jul 2018
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Call Options Written -1,400 145.0000 American 18 Jan 2019
ADR Put Options Purchased -2,200 110.0000 American 20 Jul 2018
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Call Options Written -3,100 145.0000 American 6 Apr 2018
ADR Call Options Purchased 4,100 170.0000 American 20 Apr 2018
ADR Call Options Purchased 4,000 200.0000 American 18 Jan 2019
ADR Call Options Purchased 1,400 130.0000 American 20 Apr 2018
ADR Call Options Purchased 900 160.0000 American 20 Apr 2018
ADR Call Options Purchased 400 150.0000 American 6 Apr 2018
ADR Call Options Purchased 300 165.0000 American 20 Jul 2018
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 110.0000 American 20 Apr 2018
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Put Options Purchased -500 130.0000 American 20 Jul 2018
ADR Call Options Written -600 175.0000 American 19 Oct 2018
ADR Call Options Written -1,000 160.0000 American 4 May 2018
ADR Call Options Written -1,400 185.0000 American 18 May 2018
ADR Call Options Written -1,700 140.0000 American 20 Apr 2018
ADR Call Options Written -1,800 205.0000 American 20 Apr 2018
ADR Put Options Purchased -2,100 115.0000 American 20 Apr 2018
ADR Call Options Written -3,100 180.0000 American 20 Apr 2018
ADR Call Options Purchased 2,100 120.0000 American 20 Apr 2018
ADR Call Options Purchased 500 165.0000 American 18 Jan 2019
ADR Call Options Purchased 500 190.0000 American 20 Apr 2018
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 200 195.0000 American 18 Jan 2019
ADR Call Options Purchased 100 185.0000 American 18 Jan 2019
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Call Options Written -200 145.0000 American 4 May 2018
ADR Put Options Purchased -300 150.0000 American 20 Apr 2018
ADR Put Options Purchased -800 135.0000 American 6 Apr 2018
ADR Call Options Written -800 170.0000 American 6 Apr 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Put Options Purchased -1,200 115.0000 American 20 Jul 2018
ADR Put Options Purchased -3,000 115.0000 American 18 May 2018
ADR Call Options Written -39,200 150.0000 American 20 Apr 2018
ADR Call Options Written -13,500 180.0000 American 18 Jan 2019
ADR Call Options Purchased 1,000 170.0000 American 18 Jan 2019
ADR Call Options Purchased 700 136.0000 American 13 Apr 2018
ADR Put Options Written 200 150.0000 American 20 Jul 2018
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Call Options Written -100 150.0000 American 20 Jul 2018
ADR Put Options Purchased -500 120.0000 American 20 Apr 2018
ADR Call Options Written -900 130.0000 American 18 May 2018
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Call Options Written -2,000 145.0000 American 18 May 2018
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Call Options Written -4,700 170.0000 American 20 Jul 2018
ADR Put Options Purchased -5,500 135.0000 American 20 Apr 2018
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Put Options Written 3,100 145.0000 American 27 Apr 2018
ADR Put Options Written 2,000 155.0000 American 20 Apr 2018
ADR Call Options Purchased 500 185.0000 American 20 Apr 2018
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Put Options Purchased -100 145.0000 American 17 Jan 2020
ADR Call Options Written -500 195.0000 American 6 Apr 2018
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 160.0000 American 18 Jan 2019
ADR Call Options Written -2,700 144.0000 American 6 Apr 2018
ADR Call Options Purchased 28,400 165.0000 American 20 Apr 2018
ADR Put Options Written 3,000 145.0000 American 20 Apr 2018
ADR Call Options Purchased 1,000 150.0000 American 18 Jan 2019
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Put Options Written 800 140.0000 American 20 Apr 2018
ADR Call Options Purchased 400 185.0000 American 20 Jul 2018
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 20 Apr 2018
ADR Put Options Purchased -100 105.0000 American 20 Apr 2018
ADR Put Options Purchased -100 95.0000 American 20 Apr 2018
ADR Put Options Purchased -100 117.0000 American 6 Apr 2018
ADR Call Options Written -100 160.0000 American 20 Jul 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Call Options Written -500 125.0000 American 20 Apr 2018
ADR Put Options Purchased -1,300 135.0000 American 17 Jan 2020
ADR Put Options Purchased -1,900 125.0000 American 20 Apr 2018
ADR Put Options Purchased -2,300 115.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 75.0000 American 20 Jul 2018
ADR Call Options Written -3,300 175.0000 American 20 Apr 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 644372
Time of Receipt (offset from UTC): 20180405T123833+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC