Form 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 03 April 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,813,954 0.53% 3,647,701 0.40%
           
(2) Cash-settled derivatives:
477,179 0.05% 2,302,476 0.25%
           
(3) Stock-settled derivatives (including options)

 

and agreements to purchase/sell: 340,400 0.04% 298,500 0.03%
           
 
TOTAL: 5,631,533 0.62% 6,248,677 0.68%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
5p ordinary Purchase 1 35.1500 GBP
5p ordinary Purchase 8 35.2300 GBP
ADR Purchase 9 148.4600 USD
5p ordinary Purchase 12 35.0708 GBP
5p ordinary Purchase 12 35.1650 GBP
ADR Purchase 62 147.8750 USD
ADR Purchase 100 148.9800 USD
ADR Purchase 100 148.2800 USD
ADR Purchase 100 148.4110 USD
ADR Purchase 100 148.5250 USD
ADR Purchase 100 148.3600 USD
5p ordinary Purchase 100 35.4550 GBP
ADR Purchase 100 149.6400 USD
ADR Purchase 150 148.6533 USD
5p ordinary Purchase 159 35.2810 GBP
ADR Purchase 195 148.2607 USD
ADR Purchase 200 148.1800 USD
ADR Purchase 200 148.0950 USD
ADR Purchase 200 148.1550 USD
5p ordinary Purchase 224 35.3699 GBP
ADR Purchase 300 147.8300 USD
ADR Purchase 321 147.9921 USD
ADR Purchase 338 149.6502 USD
ADR Purchase 400 148.6300 USD
ADR Purchase 504 148.6996 USD
ADR Purchase 700 148.3582 USD
5p ordinary Purchase 763 35.0701 GBP
ADR Purchase 800 148.3786 USD
ADR Purchase 800 148.7249 USD
5p ordinary Purchase 804 35.1121 GBP
ADR Purchase 900 147.9558 USD
5p ordinary Purchase 1,000 35.0671 GBP
ADR Purchase 1,400 147.8725 USD
ADR Purchase 1,474 148.4800 USD
ADR Purchase 1,500 147.7305 USD
ADR Purchase 1,600 147.8278 USD
5p ordinary Purchase 1,640 35.1152 GBP
5p ordinary Purchase 1,646 35.0712 GBP
ADR Purchase 1,705 148.4083 USD
ADR Purchase 1,894 148.0464 USD
5p ordinary Purchase 2,000 34.9050 GBP
ADR Purchase 3,100 147.9587 USD
ADR Purchase 4,100 147.6085 USD
5p ordinary Purchase 4,159 35.0750 GBP
5p ordinary Purchase 4,250 35.0958 GBP
5p ordinary Purchase 4,300 35.1814 GBP
5p ordinary Purchase 4,336 35.2468 GBP
ADR Purchase 4,900 147.7570 USD
5p ordinary Purchase 5,000 35.3255 GBP
ADR Purchase 5,600 147.8919 USD
ADR Purchase 6,257 148.0966 USD
5p ordinary Purchase 6,366 35.0348 GBP
ADR Purchase 6,994 148.1584 USD
5p ordinary Purchase 7,457 35.2094 GBP
ADR Purchase 9,395 148.8754 USD
5p ordinary Purchase 9,494 35.2586 GBP
5p ordinary Purchase 9,765 35.3174 GBP
5p ordinary Purchase 10,929 35.1662 GBP
ADR Purchase 12,469 148.1533 USD
5p ordinary Purchase 13,377 35.2713 GBP
5p ordinary Purchase 13,754 35.1841 GBP
5p ordinary Purchase 15,000 35.0698 GBP
5p ordinary Purchase 38,477 35.1817 GBP
5p ordinary Purchase 38,909 35.1694 GBP
5p ordinary Purchase 39,270 35.1639 GBP
5p ordinary Purchase 47,102 35.0734 GBP
5p ordinary Purchase 101,063 35.1898 GBP
ADR Sale 9 148.4600 USD
ADR Sale 15 147.0200 USD
ADR Sale 62 147.8750 USD
5p ordinary Sale 80 35.0000 GBP
5p ordinary Sale 87 35.3651 GBP
5p ordinary Sale 87 35.1550 GBP
5p ordinary Sale 100 147.0600 USD
ADR Sale 100 147.0900 USD
ADR Sale 100 148.3800 USD
ADR Sale 100 148.5100 USD
ADR Sale 100 149.0000 USD
ADR Sale 100 148.3400 USD
ADR Sale 113 147.1447 USD
5p ordinary Sale 140 35.1150 GBP
5p ordinary Sale 179 35.1758 GBP
ADR Sale 200 148.0675 USD
ADR Sale 300 147.6733 USD
ADR Sale 300 148.6633 USD
5p ordinary Sale 344 35.0695 GBP
ADR Sale 372 149.5076 USD
ADR Sale 399 147.7116 USD
ADR Sale 400 148.4223 USD
ADR Sale 400 149.6550 USD
ADR Sale 527 148.3994 USD
ADR Sale 600 148.1583 USD
ADR Sale 600 148.0120 USD
ADR Sale 700 147.9307 USD
ADR Sale 800 147.8718 USD
5p ordinary Sale 871 35.4990 GBP
ADR Sale 900 147.8944 USD
ADR Sale 954 148.0756 USD
ADR Sale 1,000 147.9590 USD
ADR Sale 1,100 147.9331 USD
ADR Sale 1,400 147.8725 USD
ADR Sale 1,446 148.1072 USD
ADR Sale 1,500 148.1246 USD
5p ordinary Sale 1,610 35.0918 GBP
5p ordinary Sale 1,639 35.0765 GBP
ADR Sale 1,911 148.4800 USD
5p ordinary Sale 3,371 35.1101 GBP
ADR Sale 4,000 147.7769 USD
ADR Sale 6,200 147.8337 USD
ADR Sale 6,362 148.2430 USD
5p ordinary Sale 6,607 35.0558 GBP
5p ordinary Sale 7,008 35.4060 GBP
5p ordinary Sale 7,722 34.9091 GBP
5p ordinary Sale 8,875 35.2137 GBP
5p ordinary Sale 9,074 35.2152 GBP
5p ordinary Sale 9,083 35.0775 GBP
ADR Sale 9,232 148.0895 USD
5p ordinary Sale 12,652 35.1812 GBP
ADR Sale 16,201 148.5583 USD
5p ordinary Sale 16,446 35.1939 GBP
5p ordinary Sale 17,274 35.3700 GBP
5p ordinary Sale 19,260 35.2584 GBP
5p ordinary Sale 29,207 35.0750 GBP
5p ordinary Sale 34,548 35.3250 GBP
5p ordinary Sale 54,057 35.2019 GBP
5p ordinary Sale 61,909 35.0768 GBP
5p ordinary Sale 65,932 35.1336 GBP
5p ordinary Sale 128,718 35.2077 GBP
5p ordinary Sale 179,733 35.1944 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary SWAP Long 44 35.4345 GBP
5p ordinary CFD Long 87 35.3651 GBP
5p ordinary CFD Long 300 35.1306 GBP
5p ordinary CFD Long 345 35.3083 GBP
5p ordinary SWAP Long 603 35.3924 GBP
5p ordinary CFD Long 1,151 35.0595 GBP
5p ordinary CFD Long 1,290 35.1363 GBP
5p ordinary CFD Long 1,610 35.0918 GBP
5p ordinary SWAP Long 1,959 35.0587 GBP
5p ordinary CFD Long 2,000 35.1153 GBP
5p ordinary SWAP Long 3,450 35.2300 GBP
5p ordinary CFD Long 7,722 34.9091 GBP
5p ordinary CFD Long 9,083 35.0775 GBP
5p ordinary CFD Long 12,288 35.2073 GBP
5p ordinary SWAP Long 12,652 35.1812 GBP
5p ordinary CFD Long 15,023 35.7050 GBP
5p ordinary SWAP Long 16,230 35.3167 GBP
5p ordinary SWAP Long 39,230 35.0750 GBP
5p ordinary CFD Long 54,057 35.2019 GBP
5p ordinary CFD Long 65,932 35.1337 GBP
5p ordinary SWAP Long 83,678 35.2066 GBP
5p ordinary SWAP Long 120,045 35.2036 GBP
5p ordinary CFD Short 9 35.0344 GBP
5p ordinary CFD Short 154 35.0362 GBP
5p ordinary CFD Short 219 35.0347 GBP
5p ordinary CFD Short 224 35.3700 GBP
5p ordinary SWAP Short 332 35.5054 GBP
5p ordinary CFD Short 413 35.0363 GBP
5p ordinary CFD Short 803 35.3597 GBP
5p ordinary CFD Short 827 35.0778 GBP
5p ordinary SWAP Short 938 35.3811 GBP
5p ordinary CFD Short 2,000 34.9138 GBP
5p ordinary SWAP Short 2,446 35.1274 GBP
5p ordinary CFD Short 3,282 35.3406 GBP
5p ordinary CFD Short 4,250 35.0958 GBP
5p ordinary SWAP Short 4,300 35.1814 GBP
5p ordinary CFD Short 6,366 35.0348 GBP
5p ordinary CFD Short 9,494 35.2586 GBP
5p ordinary SWAP Short 14,524 35.0750 GBP
5p ordinary CFD Short 15,023 35.7050 GBP
5p ordinary SWAP Short 17,913 35.1694 GBP
5p ordinary SWAP Short 19,040 35.1913 GBP
5p ordinary SWAP Short 20,712 35.1973 GBP
5p ordinary SWAP Short 84,081 35.1855 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 4 Apr 2018
Contact name: ELISE TANG
Telephone number: 0207 1163001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
5p ordinary Call Options Purchased 100,000 4000.0000 American 15 Jun 2018
5p ordinary Call Options Purchased 10,000 4200.0000 American 15 Jun 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018
ADR Call Options Purchased 41,800 145.0000 American 20 Apr 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Put Options Written 1,100 140.0000 American 20 Jul 2018
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Put Options Purchased -600 120.0000 American 27 Apr 2018
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Call Options Written -2,000 175.0000 American 20 Jul 2018
ADR Call Options Written -2,200 200.0000 American 20 Apr 2018
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -3,000 130.0000 American 18 Jan 2019
ADR Put Options Purchased -3,300 110.0000 American 20 Apr 2018
ADR Put Options Purchased -4,700 130.0000 American 20 Apr 2018
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Call Options Written -11,400 155.0000 American 20 Apr 2018
ADR Put Options Purchased -100 125.0000 American 20 Jul 2018
ADR Put Options Purchased -100 145.0000 American 6 Apr 2018
ADR Call Options Written -100 160.0000 American 18 May 2018
ADR Call Options Written -200 150.0000 American 18 May 2018
ADR Call Options Purchased 1,400 135.0000 American 20 Apr 2018
ADR Call Options Purchased 100 165.0000 American 6 Apr 2018
ADR Put Options Written 100 150.0000 American 18 May 2018
ADR Call Options Written -700 210.0000 American 20 Apr 2018
ADR Call Options Written -200 153.0000 American 13 Apr 2018
ADR Call Options Written -300 150.0000 American 27 Apr 2018
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Call Options Purchased 100 125.0000 American 18 Jan 2019
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Call Options Written -1,400 145.0000 American 18 Jan 2019
ADR Put Options Purchased -2,200 110.0000 American 20 Jul 2018
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Call Options Written -3,100 145.0000 American 6 Apr 2018
ADR Put Options Purchased -100 120.0000 American 20 Jul 2018
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -100 133.0000 American 6 Apr 2018
ADR Call Options Written -500 145.0000 American 20 Jul 2018
ADR Call Options Purchased 4,100 170.0000 American 20 Apr 2018
ADR Call Options Purchased 4,000 200.0000 American 18 Jan 2019
ADR Call Options Purchased 1,400 130.0000 American 20 Apr 2018
ADR Call Options Purchased 900 160.0000 American 20 Apr 2018
ADR Call Options Purchased 400 150.0000 American 6 Apr 2018
ADR Call Options Purchased 300 165.0000 American 20 Jul 2018
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 110.0000 American 20 Apr 2018
ADR Call Options Written -600 175.0000 American 19 Oct 2018
ADR Call Options Written -1,000 160.0000 American 4 May 2018
ADR Call Options Written -1,400 185.0000 American 18 May 2018
ADR Call Options Written -1,700 140.0000 American 20 Apr 2018
ADR Call Options Written -1,800 205.0000 American 20 Apr 2018
ADR Put Options Purchased -2,100 115.0000 American 20 Apr 2018
ADR Call Options Written -3,100 180.0000 American 20 Apr 2018
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Put Options Purchased -500 130.0000 American 20 Jul 2018
ADR Call Options Purchased 2,100 120.0000 American 20 Apr 2018
ADR Call Options Purchased 500 165.0000 American 18 Jan 2019
ADR Call Options Purchased 500 190.0000 American 20 Apr 2018
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 200 195.0000 American 18 Jan 2019
ADR Call Options Purchased 100 185.0000 American 18 Jan 2019
ADR Put Options Purchased -800 135.0000 American 6 Apr 2018
ADR Call Options Written -800 170.0000 American 6 Apr 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Put Options Purchased -1,200 115.0000 American 20 Jul 2018
ADR Put Options Purchased -3,000 115.0000 American 18 May 2018
ADR Call Options Written -39,200 150.0000 American 20 Apr 2018
ADR Call Options Written -13,500 180.0000 American 18 Jan 2019
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Call Options Written -200 145.0000 American 4 May 2018
ADR Put Options Purchased -300 150.0000 American 20 Apr 2018
ADR Call Options Purchased 1,000 170.0000 American 18 Jan 2019
ADR Call Options Purchased 700 136.0000 American 13 Apr 2018
ADR Put Options Written 200 150.0000 American 20 Jul 2018
ADR Call Options Written -900 130.0000 American 18 May 2018
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Call Options Written -2,000 145.0000 American 18 May 2018
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Call Options Written -4,700 170.0000 American 20 Jul 2018
ADR Put Options Purchased -5,500 135.0000 American 20 Apr 2018
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Call Options Written -100 150.0000 American 20 Jul 2018
ADR Put Options Purchased -500 120.0000 American 20 Apr 2018
ADR Put Options Written 3,100 145.0000 American 27 Apr 2018
ADR Put Options Written 2,000 155.0000 American 20 Apr 2018
ADR Call Options Purchased 500 185.0000 American 20 Apr 2018
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 160.0000 American 18 Jan 2019
ADR Call Options Written -2,700 144.0000 American 6 Apr 2018
ADR Put Options Purchased -100 145.0000 American 17 Jan 2020
ADR Call Options Written -500 195.0000 American 6 Apr 2018
ADR Call Options Purchased 28,400 165.0000 American 20 Apr 2018
ADR Put Options Written 3,000 145.0000 American 20 Apr 2018
ADR Call Options Purchased 1,000 150.0000 American 18 Jan 2019
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Put Options Written 800 140.0000 American 20 Apr 2018
ADR Call Options Purchased 400 185.0000 American 20 Jul 2018
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Written 100 75.0000 American 20 Apr 2018
ADR Put Options Purchased -1,300 135.0000 American 17 Jan 2020
ADR Put Options Purchased -1,900 125.0000 American 20 Apr 2018
ADR Put Options Purchased -2,300 115.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 75.0000 American 20 Jul 2018
ADR Call Options Written -3,300 175.0000 American 20 Apr 2018
ADR Put Options Purchased -100 105.0000 American 20 Apr 2018
ADR Put Options Purchased -100 95.0000 American 20 Apr 2018
ADR Put Options Purchased -100 117.0000 American 6 Apr 2018
ADR Call Options Written -100 160.0000 American 20 Jul 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Call Options Written -500 125.0000 American 20 Apr 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 644308
Time of Receipt (offset from UTC): 20180404T153649+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC