FORM 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 29 March 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       5p ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,972,722 0.55% 3,905,285 0.42%
           
(2) Cash-settled derivatives:
484,527 0.05% 2,282,821 0.25%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 341,400 0.04% 275,800 0.03%
           
 
TOTAL: 5,798,649 0.64% 6,463,906 0.70%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 4 151.4400 USD
ADR Purchase 100 141.0000 USD
ADR Purchase 200 149.7550 USD
ADR Purchase 200 146.2100 USD
5p ordinary Purchase 201 34.8482 GBP
5p ordinary Purchase 292 34.3759 GBP
5p ordinary Purchase 300 34.5106 GBP
5p ordinary Purchase 300 35.0862 GBP
5p ordinary Purchase 377 34.9153 GBP
ADR Purchase 400 148.0093 USD
ADR Purchase 400 150.2475 USD
5p ordinary Purchase 475 35.0373 GBP
ADR Purchase 500 151.0800 USD
ADR Purchase 600 150.3316 USD
ADR Purchase 600 150.3516 USD
ADR Purchase 700 149.2632 USD
5p ordinary Purchase 728 34.6334 GBP
ADR Purchase 741 146.0100 USD
ADR Purchase 800 150.4924 USD
ADR Purchase 909 147.5388 USD
5p ordinary Purchase 1,165 34.4042 GBP
ADR Purchase 1,166 149.3900 USD
5p ordinary Purchase 1,196 34.4075 GBP
ADR Purchase 1,481 150.5199 USD
5p ordinary Purchase 2,128 35.6612 GBP
5p ordinary Purchase 2,131 34.6202 GBP
5p ordinary Purchase 2,347 34.3957 GBP
5p ordinary Purchase 2,567 34.8055 GBP
5p ordinary Purchase 3,175 34.3291 GBP
5p ordinary Purchase 3,177 34.3290 GBP
5p ordinary Purchase 3,223 35.6607 GBP
5p ordinary Purchase 3,614 35.7050 GBP
5p ordinary Purchase 3,858 34.4392 GBP
ADR Purchase 4,396 149.8871 USD
ADR Purchase 4,474 149.5900 USD
ADR Purchase 4,474 149.5700 USD
5p ordinary Purchase 4,926 35.7163 GBP
ADR Purchase 5,273 148.7949 USD
5p ordinary Purchase 5,506 35.1139 GBP
5p ordinary Purchase 5,976 34.5332 GBP
ADR Purchase 6,000 149.6674 USD
ADR Purchase 7,000 149.4901 USD
5p ordinary Purchase 10,298 35.0347 GBP
5p ordinary Purchase 10,598 35.7033 GBP
5p ordinary Purchase 10,657 34.9693 GBP
5p ordinary Purchase 13,827 35.0314 GBP
5p ordinary Purchase 14,355 34.6815 GBP
5p ordinary Purchase 15,432 34.4393 GBP
5p ordinary Purchase 19,000 34.5003 GBP
5p ordinary Purchase 19,938 34.6402 GBP
5p ordinary Purchase 20,888 35.7454 GBP
ADR Purchase 24,872 149.1510 USD
5p ordinary Purchase 28,251 35.7082 GBP
5p ordinary Purchase 31,000 34.4544 GBP
5p ordinary Purchase 35,000 35.9635 GBP
5p ordinary Purchase 37,604 34.6560 GBP
5p ordinary Purchase 39,261 35.0265 GBP
5p ordinary Purchase 42,418 34.5907 GBP
5p ordinary Purchase 46,870 35.1498 GBP
ADR Purchase 47,368 148.8041 USD
5p ordinary Purchase 48,814 34.7904 GBP
5p ordinary Purchase 55,095 34.7792 GBP
5p ordinary Purchase 60,943 35.1586 GBP
5p ordinary Purchase 66,000 34.6779 GBP
5p ordinary Purchase 76,188 35.3692 GBP
5p ordinary Purchase 87,048 34.7127 GBP
5p ordinary Purchase 89,751 35.4820 GBP
5p ordinary Purchase 148,047 34.9083 GBP
5p ordinary Purchase 218,301 35.3462 GBP
5p ordinary Purchase 250,066 34.6683 GBP
5p ordinary Sale 1 36.0125 GBP
ADR Sale 4 151.4400 USD
5p ordinary Sale 26 36.0123 GBP
ADR Sale 54 151.5433 USD
5p ordinary Sale 62 34.3688 GBP
ADR Sale 75 146.4800 USD
5p ordinary Sale 100 35.9303 GBP
ADR Sale 100 134.0000 USD
ADR Sale 100 147.6600 USD
ADR Sale 100 149.2300 USD
ADR Sale 100 150.2400 USD
5p ordinary Sale 127 34.3672 GBP
5p ordinary Sale 128 34.3675 GBP
ADR Sale 200 150.2900 USD
ADR Sale 200 150.0000 USD
ADR Sale 200 150.1200 USD
ADR Sale 228 148.8824 USD
5p ordinary Sale 278 34.5578 GBP
ADR Sale 385 150.1807 USD
5p ordinary Sale 443 34.6474 GBP
5p ordinary Sale 450 34.4457 GBP
ADR Sale 459 149.3197 USD
ADR Sale 493 148.7975 USD
ADR Sale 500 149.5782 USD
ADR Sale 600 150.3183 USD
ADR Sale 600 148.2083 USD
ADR Sale 652 149.3328 USD
5p ordinary Sale 706 34.3674 GBP
ADR Sale 741 146.0100 USD
ADR Sale 925 149.6009 USD
ADR Sale 962 149.2587 USD
ADR Sale 1,100 149.8172 USD
ADR Sale 1,185 149.3900 USD
5p ordinary Sale 1,194 35.9138 GBP
ADR Sale 1,200 147.7006 USD
5p ordinary Sale 1,275 35.1482 GBP
ADR Sale 1,392 148.2963 USD
ADR Sale 1,481 150.5199 USD
5p ordinary Sale 1,495 35.0272 GBP
ADR Sale 1,714 146.9934 USD
5p ordinary Sale 1,746 35.5876 GBP
ADR Sale 1,800 149.6858 USD
5p ordinary Sale 1,836 35.8999 GBP
5p ordinary Sale 2,031 35.5737 GBP
5p ordinary Sale 2,149 35.4308 GBP
ADR Sale 2,154 148.6408 USD
ADR Sale 2,182 148.0175 USD
ADR Sale 2,338 149.3350 USD
5p ordinary Sale 2,475 35.6646 GBP
ADR Sale 2,500 149.5206 USD
5p ordinary Sale 2,997 35.4591 GBP
5p ordinary Sale 3,192 35.5289 GBP
5p ordinary Sale 3,455 35.4039 GBP
5p ordinary Sale 4,376 35.1741 GBP
5p ordinary Sale 4,427 35.0265 GBP
ADR Sale 4,474 149.5700 USD
5p ordinary Sale 4,774 34.6827 GBP
ADR Sale 4,900 137.0000 USD
5p ordinary Sale 4,952 35.9861 GBP
ADR Sale 5,700 149.3989 USD
ADR Sale 5,900 149.9575 USD
5p ordinary Sale 6,811 35.0529 GBP
5p ordinary Sale 6,930 34.7231 GBP
ADR Sale 9,048 149.5900 USD
5p ordinary Sale 9,223 35.3662 GBP
5p ordinary Sale 11,018 35.8801 GBP
5p ordinary Sale 12,847 35.7050 GBP
ADR Sale 13,438 149.5114 USD
5p ordinary Sale 14,487 35.6954 GBP
5p ordinary Sale 14,881 35.7026 GBP
5p ordinary Sale 15,009 34.6898 GBP
5p ordinary Sale 15,468 35.6495 GBP
5p ordinary Sale 24,208 35.5596 GBP
5p ordinary Sale 28,141 35.3501 GBP
ADR Sale 50,125 148.8374 USD
5p ordinary Sale 53,390 34.7931 GBP
5p ordinary Sale 60,845 34.9067 GBP
5p ordinary Sale 65,041 35.6346 GBP
5p ordinary Sale 87,970 34.7172 GBP
5p ordinary Sale 217,368 34.9234 GBP
5p ordinary Sale 476,248 34.8987 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
5p ordinary CFD Long 149 35.4814 GBP
5p ordinary CFD Long 278 34.5578 GBP
5p ordinary CFD Long 443 34.6474 GBP
5p ordinary SWAP Long 1,262 35.1804 GBP
5p ordinary CFD Long 1,275 35.1482 GBP
5p ordinary CFD Long 1,511 35.2886 GBP
5p ordinary CFD Long 1,746 35.5876 GBP
5p ordinary SWAP Long 1,911 34.7092 GBP
5p ordinary SWAP Long 2,294 34.7095 GBP
5p ordinary CFD Long 2,500 35.5977 GBP
5p ordinary CFD Long 4,299 34.7538 GBP
5p ordinary SWAP Long 4,427 35.0265 GBP
5p ordinary CFD Long 4,637 34.4584 GBP
5p ordinary CFD Long 6,811 35.0529 GBP
5p ordinary SWAP Long 12,170 35.7050 GBP
5p ordinary CFD Long 14,881 35.7026 GBP
5p ordinary CFD Long 15,009 34.6898 GBP
5p ordinary SWAP Long 19,387 34.9771 GBP
5p ordinary SWAP Long 20,193 34.9499 GBP
5p ordinary CFD Long 54,213 35.1091 GBP
5p ordinary CFD Long 60,845 34.9068 GBP
5p ordinary CFD Long 65,736 35.7021 GBP
5p ordinary SWAP Long 130,046 34.8574 GBP
5p ordinary CFD Short 74 34.3674 GBP
5p ordinary CFD Short 300 34.5107 GBP
5p ordinary CFD Short 300 35.0862 GBP
5p ordinary CFD Short 409 35.6336 GBP
5p ordinary CFD Short 519 34.3676 GBP
5p ordinary CFD Short 612 36.0851 GBP
5p ordinary CFD Short 728 34.6334 GBP
5p ordinary SWAP Short 1,073 34.7738 GBP
5p ordinary CFD Short 2,131 34.6202 GBP
5p ordinary SWAP Short 2,463 35.5776 GBP
5p ordinary SWAP Short 2,478 35.7066 GBP
5p ordinary CFD Short 2,500 34.5550 GBP
5p ordinary CFD Short 2,880 35.9128 GBP
5p ordinary CFD Short 3,124 34.5428 GBP
5p ordinary CFD Short 3,175 34.3291 GBP
5p ordinary CFD Short 3,177 34.3290 GBP
5p ordinary CFD Short 3,858 34.4392 GBP
5p ordinary CFD Short 4,044 34.8936 GBP
5p ordinary CFD Short 5,976 34.5332 GBP
5p ordinary CFD Short 9,366 35.5940 GBP
5p ordinary CFD Short 13,827 35.0314 GBP
5p ordinary SWAP Short 15,051 34.5250 GBP
5p ordinary CFD Short 15,432 34.4393 GBP
5p ordinary SWAP Short 20,013 35.0746 GBP
5p ordinary SWAP Short 20,592 34.5376 GBP
5p ordinary CFD Short 20,888 35.7454 GBP
5p ordinary CFD Short 31,000 34.4544 GBP
5p ordinary CFD Short 37,604 34.6560 GBP
5p ordinary CFD Short 39,261 35.0265 GBP
5p ordinary CFD Short 42,418 34.5907 GBP
5p ordinary SWAP Short 42,947 35.6686 GBP
5p ordinary CFD Short 46,870 35.1498 GBP
5p ordinary CFD Short 60,943 35.1586 GBP
5p ordinary SWAP Expires 15/01/2019 Short 66,000 34.6779 GBP
5p ordinary CFD Short 76,188 35.3692 GBP
5p ordinary SWAP Short 148,047 35.2111 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Purchasing 7,000 145 USD American 20 Apr 2018 9.5857 USD
ADR Call Options Selling 100 134 USD American 29 Mar 2018 12.2000 USD
ADR Call Options Selling 7,000 155 USD American 20 Apr 2018 4.7157 USD
ADR Put Options Purchasing 100 145 USD American 29 Mar 2018 0.0500 USD
ADR Put Options Selling 1,000 140 USD American 20 Apr 2018 3.5000 USD
ADR Put Options Selling 100 140 USD American 19 Oct 2018 10.2000 USD
ADR Put Options Selling 300 150 USD American 20 Apr 2018 7.2000 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 3 Apr 2018
Contact name: ELISE TANG
Telephone number: 0207 1163001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
5p ordinary Call Options Written -125,000 3600.0000 American 21 Dec 2018
5p ordinary Call Options Purchased 100,000 4000.0000 American 15 Jun 2018
5p ordinary Call Options Purchased 10,000 4200.0000 American 15 Jun 2018
5p ordinary Put Options Written 125,000 3600.0000 American 21 Dec 2018
ADR Call Options Purchased 41,800 145.0000 American 20 Apr 2018
ADR Call Options Purchased 1,700 195.0000 American 17 Jan 2020
ADR Put Options Written 1,100 140.0000 American 20 Jul 2018
ADR Call Options Purchased 100 175.0000 American 18 Jan 2019
ADR Call Options Purchased 100 141.0000 American 29 Mar 2018
ADR Put Options Written 100 110.0000 American 17 Jan 2020
ADR Put Options Purchased -100 125.0000 American 20 Jul 2018
ADR Put Options Purchased -100 145.0000 American 6 Apr 2018
ADR Call Options Written -100 160.0000 American 18 May 2018
ADR Call Options Written -200 150.0000 American 18 May 2018
ADR Put Options Purchased -600 120.0000 American 27 Apr 2018
ADR Put Options Purchased -1,000 150.0000 American 18 Jan 2019
ADR Put Options Purchased -1,500 165.0000 American 18 Jan 2019
ADR Call Options Written -2,000 175.0000 American 20 Jul 2018
ADR Call Options Written -2,200 200.0000 American 20 Apr 2018
ADR Put Options Purchased -2,700 80.0000 American 18 Jan 2019
ADR Put Options Purchased -3,000 130.0000 American 18 Jan 2019
ADR Put Options Purchased -3,300 110.0000 American 20 Apr 2018
ADR Put Options Purchased -4,700 130.0000 American 20 Apr 2018
ADR Put Options Purchased -5,500 140.0000 American 29 Mar 2018
ADR Put Options Purchased -5,800 180.0000 American 18 Jan 2019
ADR Call Options Written -11,400 155.0000 American 20 Apr 2018
ADR Call Options Purchased 1,400 135.0000 American 20 Apr 2018
ADR Put Options Written 1,000 130.0000 American 29 Mar 2018
ADR Call Options Purchased 100 165.0000 American 6 Apr 2018
ADR Put Options Written 100 150.0000 American 18 May 2018
ADR Call Options Written -200 170.0000 American 29 Mar 2018
ADR Call Options Written -300 150.0000 American 27 Apr 2018
ADR Call Options Written -700 210.0000 American 20 Apr 2018
ADR Call Options Purchased 400 230.0000 American 18 Jan 2019
ADR Call Options Purchased 300 115.0000 American 18 Jan 2019
ADR Put Options Written 200 200.0000 American 17 Jan 2020
ADR Put Options Written 200 125.0000 American 19 Oct 2018
ADR Call Options Purchased 100 220.0000 American 18 Jan 2019
ADR Call Options Purchased 100 125.0000 American 18 Jan 2019
ADR Put Options Written 100 95.0000 American 18 Jan 2019
ADR Put Options Purchased -100 120.0000 American 20 Jul 2018
ADR Call Options Written -100 140.0000 American 17 Jan 2020
ADR Call Options Written -100 150.0000 American 6 Apr 2018
ADR Call Options Written -100 133.0000 American 6 Apr 2018
ADR Call Options Written -100 134.0000 American 29 Mar 2018
ADR Put Options Purchased -200 150.0000 American 29 Mar 2018
ADR Call Options Written -500 145.0000 American 20 Jul 2018
ADR Call Options Written -1,000 85.0000 American 18 Jan 2019
ADR Call Options Written -1,400 145.0000 American 18 Jan 2019
ADR Put Options Purchased -2,200 110.0000 American 20 Jul 2018
ADR Put Options Purchased -2,500 120.0000 American 17 Jan 2020
ADR Call Options Written -3,100 145.0000 American 6 Apr 2018
ADR Call Options Purchased 4,100 170.0000 American 20 Apr 2018
ADR Call Options Purchased 4,000 200.0000 American 18 Jan 2019
ADR Call Options Purchased 1,400 130.0000 American 20 Apr 2018
ADR Call Options Purchased 900 160.0000 American 20 Apr 2018
ADR Call Options Purchased 300 165.0000 American 20 Jul 2018
ADR Call Options Purchased 200 155.0000 American 17 Jan 2020
ADR Call Options Purchased 200 110.0000 American 20 Apr 2018
ADR Put Options Purchased -200 170.0000 American 18 Jan 2019
ADR Put Options Purchased -500 130.0000 American 20 Jul 2018
ADR Call Options Written -600 175.0000 American 19 Oct 2018
ADR Call Options Written -1,000 160.0000 American 4 May 2018
ADR Call Options Written -1,400 185.0000 American 18 May 2018
ADR Call Options Written -1,700 140.0000 American 20 Apr 2018
ADR Call Options Written -1,800 205.0000 American 20 Apr 2018
ADR Put Options Purchased -2,100 115.0000 American 20 Apr 2018
ADR Call Options Written -3,100 180.0000 American 20 Apr 2018
ADR Call Options Purchased 2,100 120.0000 American 20 Apr 2018
ADR Call Options Purchased 500 165.0000 American 18 Jan 2019
ADR Call Options Purchased 500 190.0000 American 20 Apr 2018
ADR Call Options Purchased 200 120.0000 American 17 Jan 2020
ADR Call Options Purchased 200 195.0000 American 18 Jan 2019
ADR Call Options Purchased 100 185.0000 American 18 Jan 2019
ADR Put Options Purchased -200 115.0000 American 19 Oct 2018
ADR Call Options Written -200 145.0000 American 4 May 2018
ADR Put Options Purchased -300 150.0000 American 20 Apr 2018
ADR Call Options Written -800 170.0000 American 6 Apr 2018
ADR Put Options Purchased -1,000 105.0000 American 18 Jan 2019
ADR Put Options Purchased -1,200 115.0000 American 20 Jul 2018
ADR Put Options Purchased -1,800 145.0000 American 29 Mar 2018
ADR Put Options Purchased -3,000 115.0000 American 18 May 2018
ADR Call Options Written -4,400 150.0000 American 20 Apr 2018
ADR Call Options Written -13,500 180.0000 American 18 Jan 2019
ADR Call Options Purchased 1,000 170.0000 American 18 Jan 2019
ADR Call Options Purchased 700 136.0000 American 13 Apr 2018
ADR Call Options Purchased 400 155.0000 American 29 Mar 2018
ADR Put Options Written 200 150.0000 American 20 Jul 2018
ADR Call Options Written -100 130.0000 American 18 Jan 2019
ADR Call Options Written -100 150.0000 American 20 Jul 2018
ADR Put Options Purchased -300 144.0000 American 29 Mar 2018
ADR Put Options Purchased -500 120.0000 American 20 Apr 2018
ADR Call Options Written -900 130.0000 American 18 May 2018
ADR Put Options Purchased -1,000 80.0000 American 17 Jan 2020
ADR Call Options Written -2,000 145.0000 American 18 May 2018
ADR Put Options Purchased -2,300 85.0000 American 18 Jan 2019
ADR Call Options Written -4,700 170.0000 American 20 Jul 2018
ADR Call Options Written -4,900 137.0000 American 29 Mar 2018
ADR Put Options Purchased -5,500 135.0000 American 20 Apr 2018
ADR Put Options Purchased -6,000 135.0000 American 18 Jan 2019
ADR Put Options Purchased -7,500 155.0000 American 18 Jan 2019
ADR Put Options Written 3,100 145.0000 American 27 Apr 2018
ADR Put Options Written 2,000 155.0000 American 20 Apr 2018
ADR Call Options Purchased 500 185.0000 American 20 Apr 2018
ADR Call Options Purchased 100 140.0000 American 18 Jan 2019
ADR Put Options Written 100 140.0000 American 19 Oct 2018
ADR Put Options Purchased -100 145.0000 American 17 Jan 2020
ADR Call Options Written -500 195.0000 American 6 Apr 2018
ADR Put Options Purchased -1,100 140.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 160.0000 American 18 Jan 2019
ADR Call Options Written -2,700 144.0000 American 6 Apr 2018
ADR Call Options Purchased 28,400 165.0000 American 20 Apr 2018
ADR Put Options Written 3,000 145.0000 American 20 Apr 2018
ADR Call Options Purchased 1,000 150.0000 American 18 Jan 2019
ADR Call Options Purchased 1,000 135.0000 American 18 Jan 2019
ADR Put Options Written 800 140.0000 American 20 Apr 2018
ADR Call Options Purchased 400 185.0000 American 20 Jul 2018
ADR Put Options Written 100 110.0000 American 18 Jan 2019
ADR Put Options Purchased -100 105.0000 American 20 Apr 2018
ADR Put Options Purchased -100 95.0000 American 20 Apr 2018
ADR Put Options Purchased -100 117.0000 American 6 Apr 2018
ADR Call Options Written -100 160.0000 American 20 Jul 2018
ADR Put Options Purchased -500 145.0000 American 18 Jan 2019
ADR Call Options Written -500 125.0000 American 20 Apr 2018
ADR Put Options Purchased -1,300 135.0000 American 17 Jan 2020
ADR Put Options Purchased -1,900 125.0000 American 20 Apr 2018
ADR Put Options Purchased -2,300 115.0000 American 18 Jan 2019
ADR Put Options Purchased -2,400 75.0000 American 20 Jul 2018
ADR Call Options Written -3,300 175.0000 American 20 Apr 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 644225
Time of Receipt (offset from UTC): 20180403T144310+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC