Form 8 (DD) - CME GROUP INC

LONDON--()--

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose CME GROUP INC
  relevant securities this form relates:  
(d) Status of person making the disclosure: CONNECTED TO THE OFFEROR
(e) Date position held/dealing undertaken: 29 March 2018
(f)

In addition to the company in 1(c) above, is the discloser making
disclosures in respect of any other party to the offer?

NO

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:       USD 0.01 CLASS A COMMON STOCK            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 98,599 0.03% 4,468 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 166,900 0.05% 293,600 0.09%
           
 
TOTAL: 265,499 0.08% 298,068 0.09%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 CLASS A COMMON STOCK Purchase 100 161.8900 USD
USD 0.01 CLASS A COMMON STOCK Purchase 100 159.8100 USD
USD 0.01 CLASS A COMMON STOCK Purchase 100 160.5800 USD
USD 0.01 CLASS A COMMON STOCK Purchase 100 159.6600 USD
USD 0.01 CLASS A COMMON STOCK Purchase 209 161.4844 USD
USD 0.01 CLASS A COMMON STOCK Purchase 300 158.4233 USD
USD 0.01 CLASS A COMMON STOCK Purchase 300 159.3066 USD
USD 0.01 CLASS A COMMON STOCK Purchase 300 158.5200 USD
USD 0.01 CLASS A COMMON STOCK Purchase 301 158.5033 USD
USD 0.01 CLASS A COMMON STOCK Purchase 400 158.1700 USD
USD 0.01 CLASS A COMMON STOCK Purchase 500 158.8510 USD
USD 0.01 CLASS A COMMON STOCK Purchase 500 157.8450 USD
USD 0.01 CLASS A COMMON STOCK Purchase 600 158.6316 USD
USD 0.01 CLASS A COMMON STOCK Purchase 600 160.1983 USD
USD 0.01 CLASS A COMMON STOCK Purchase 800 158.2484 USD
USD 0.01 CLASS A COMMON STOCK Purchase 1,200 160.9058 USD
USD 0.01 CLASS A COMMON STOCK Purchase 1,200 161.0029 USD
USD 0.01 CLASS A COMMON STOCK Purchase 1,299 158.5308 USD
USD 0.01 CLASS A COMMON STOCK Purchase 1,300 159.2859 USD
USD 0.01 CLASS A COMMON STOCK Purchase 1,300 160.0544 USD
USD 0.01 CLASS A COMMON STOCK Purchase 1,300 160.1100 USD
USD 0.01 CLASS A COMMON STOCK Purchase 1,403 159.4795 USD
USD 0.01 CLASS A COMMON STOCK Purchase 1,478 158.1106 USD
USD 0.01 CLASS A COMMON STOCK Purchase 4,055 161.7291 USD
USD 0.01 CLASS A COMMON STOCK Purchase 4,202 160.3488 USD
USD 0.01 CLASS A COMMON STOCK Purchase 4,400 158.4343 USD
USD 0.01 CLASS A COMMON STOCK Purchase 4,955 158.8019 USD
USD 0.01 CLASS A COMMON STOCK Purchase 5,111 158.3679 USD
USD 0.01 CLASS A COMMON STOCK Purchase 6,903 159.0110 USD
USD 0.01 CLASS A COMMON STOCK Purchase 7,902 158.5041 USD
USD 0.01 CLASS A COMMON STOCK Purchase 9,400 158.6075 USD
USD 0.01 CLASS A COMMON STOCK Purchase 12,683 161.1016 USD
USD 0.01 CLASS A COMMON STOCK Purchase 16,400 159.5882 USD
USD 0.01 CLASS A COMMON STOCK Purchase 17,402 158.7117 USD
USD 0.01 CLASS A COMMON STOCK Purchase 27,642 161.7400 USD
USD 0.01 CLASS A COMMON STOCK Purchase 32,185 159.9435 USD
USD 0.01 CLASS A COMMON STOCK Sale 28 158.2400 USD
USD 0.01 CLASS A COMMON STOCK Sale 30 158.1600 USD
USD 0.01 CLASS A COMMON STOCK Sale 75 157.8600 USD
USD 0.01 CLASS A COMMON STOCK Sale 76 158.4800 USD
USD 0.01 CLASS A COMMON STOCK Sale 100 158.2000 USD
USD 0.01 CLASS A COMMON STOCK Sale 100 160.3200 USD
USD 0.01 CLASS A COMMON STOCK Sale 100 160.5000 USD
USD 0.01 CLASS A COMMON STOCK Sale 100 159.7400 USD
USD 0.01 CLASS A COMMON STOCK Sale 100 160.5900 USD
USD 0.01 CLASS A COMMON STOCK Sale 200 157.5750 USD
USD 0.01 CLASS A COMMON STOCK Sale 200 161.4335 USD
USD 0.01 CLASS A COMMON STOCK Sale 215 158.5681 USD
USD 0.01 CLASS A COMMON STOCK Sale 300 161.0100 USD
USD 0.01 CLASS A COMMON STOCK Sale 350 158.1700 USD
USD 0.01 CLASS A COMMON STOCK Sale 400 159.6350 USD
USD 0.01 CLASS A COMMON STOCK Sale 400 160.4600 USD
USD 0.01 CLASS A COMMON STOCK Sale 630 158.6596 USD
USD 0.01 CLASS A COMMON STOCK Sale 649 160.3321 USD
USD 0.01 CLASS A COMMON STOCK Sale 700 158.5957 USD
USD 0.01 CLASS A COMMON STOCK Sale 753 160.3254 USD
USD 0.01 CLASS A COMMON STOCK Sale 772 158.8016 USD
USD 0.01 CLASS A COMMON STOCK Sale 790 161.5332 USD
USD 0.01 CLASS A COMMON STOCK Sale 800 161.7256 USD
USD 0.01 CLASS A COMMON STOCK Sale 804 160.3095 USD
USD 0.01 CLASS A COMMON STOCK Sale 810 160.5701 USD
USD 0.01 CLASS A COMMON STOCK Sale 885 159.2025 USD
USD 0.01 CLASS A COMMON STOCK Sale 900 158.3930 USD
USD 0.01 CLASS A COMMON STOCK Sale 900 160.2978 USD
USD 0.01 CLASS A COMMON STOCK Sale 946 161.2647 USD
USD 0.01 CLASS A COMMON STOCK Sale 963 158.4966 USD
USD 0.01 CLASS A COMMON STOCK Sale 1,000 158.1250 USD
USD 0.01 CLASS A COMMON STOCK Sale 1,000 158.2570 USD
USD 0.01 CLASS A COMMON STOCK Sale 1,100 158.3050 USD
USD 0.01 CLASS A COMMON STOCK Sale 1,200 160.3435 USD
USD 0.01 CLASS A COMMON STOCK Sale 1,300 160.1100 USD
USD 0.01 CLASS A COMMON STOCK Sale 1,321 159.7360 USD
USD 0.01 CLASS A COMMON STOCK Sale 2,600 159.5422 USD
USD 0.01 CLASS A COMMON STOCK Sale 3,200 161.0349 USD
USD 0.01 CLASS A COMMON STOCK Sale 3,503 158.2336 USD
USD 0.01 CLASS A COMMON STOCK Sale 4,302 159.6825 USD
USD 0.01 CLASS A COMMON STOCK Sale 5,682 160.7730 USD
USD 0.01 CLASS A COMMON STOCK Sale 5,900 158.6687 USD
USD 0.01 CLASS A COMMON STOCK Sale 6,000 159.3205 USD
USD 0.01 CLASS A COMMON STOCK Sale 6,080 161.3183 USD
USD 0.01 CLASS A COMMON STOCK Sale 7,000 159.4269 USD
USD 0.01 CLASS A COMMON STOCK Sale 7,300 158.4700 USD
USD 0.01 CLASS A COMMON STOCK Sale 10,965 161.4511 USD
USD 0.01 CLASS A COMMON STOCK Sale 12,800 159.7016 USD
USD 0.01 CLASS A COMMON STOCK Sale 20,566 158.6791 USD
USD 0.01 CLASS A COMMON STOCK Sale 26,347 158.8842 USD
USD 0.01 CLASS A COMMON STOCK Sale 30,332 161.7400 USD

(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

Class of relevant security   Purchases/ sales   Total number of securities   Highest price per unit paid/received   Lowest price per unit paid/received

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ORD Call Options Purchasing 300 140 USD American 15 Jun 2018 21.0000 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)   YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 3 Apr 2018
Contact name: ELISE TANG
Telephone number: 0207 1163001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose CME GROUP INC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 CLASS A COMMON STOCK Put Options Written 1,600 145.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 900 130.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 240.0000 American 17 Jan 2020
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,100 165.0000 American 27 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -2,000 190.0000 American 18 May 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -2,000 178.0000 American 27 Apr 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -2,000 140.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -5,000 65.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -100 155.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -100 115.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -100 155.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -200 135.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 1,700 150.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 1,500 160.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 1,300 190.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 200 135.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 200 150.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 115.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 100 175.0000 American 17 Jan 2020
USD 0.01 CLASS A COMMON STOCK Call Options Written -1,000 200.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -1,000 180.0000 American 27 Apr 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -3,500 85.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -5,000 60.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -7,000 170.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 5,400 140.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 1,500 160.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 150.0000 American 17 Jan 2020
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 175.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 130.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -500 140.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -800 180.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,100 95.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -3,200 178.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 3,200 165.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 2,100 145.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 1,500 185.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 800 105.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 400 160.0000 American 27 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 165.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 163.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 163.0000 American 6 Apr 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 100 135.0000 American 13 Apr 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -300 75.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -500 150.0000 American 29 Mar 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -600 195.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -800 145.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -1,000 170.0000 American 18 May 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,400 115.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,500 130.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,800 160.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -2,200 90.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -5,600 150.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -8,600 160.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -100 175.0000 American 13 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 1,000 105.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 700 200.0000 American 17 Jan 2020
USD 0.01 CLASS A COMMON STOCK Put Options Written 400 130.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 120.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 140.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 100 175.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -200 165.0000 American 13 Apr 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -400 120.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -400 165.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -500 180.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -900 170.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,000 110.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -2,000 175.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -5,200 180.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -100 125.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 1,000 185.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 125.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 100 190.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -300 163.0000 American 29 Mar 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -300 150.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -700 165.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -1,900 175.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -2,000 155.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -100 155.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 3,100 170.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 400 145.0000 American 17 Jan 2020
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 200 145.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 165.0000 American 6 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -300 160.0000 American 17 Jan 2020
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -400 163.0000 American 29 Mar 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -500 135.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -1,000 135.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,200 100.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,200 170.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,900 140.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -2,200 160.0000 American 29 Mar 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -3,200 140.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -202,500 150.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -100 220.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 135,000 160.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 700 163.0000 American 27 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 500 220.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -1,100 200.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -1,600 185.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -100 70.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -200 120.0000 American 18 Jan 2019

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: DCC
Sequence Number: 644209
Time of Receipt (offset from UTC): 20180403T100514+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC