Form 8 (DD) - CME GROUP PLC

LONDON--()--

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose CME GROUP INC
  relevant securities this form relates:  
(d) Status of person making the disclosure: CONNECTED TO THE OFFEROR
(e) Date position held/dealing undertaken: 28 March 2018
(f) In addition to the company in 1(c) above, is the discloser making NO
  disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:       USD 0.01 CLASS A COMMON STOCK            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 101,575 0.03% 2,800 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 166,800 0.05% 293,800 0.09%
           
(4)
TOTAL: 268,375 0.08% 296,600 0.09%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 CLASS A COMMON STOCK Purchase 4 157.8200 USD
USD 0.01 CLASS A COMMON STOCK Purchase 33 159.3101 USD
USD 0.01 CLASS A COMMON STOCK Purchase 100 161.0500 USD
USD 0.01 CLASS A COMMON STOCK Purchase 100 158.9600 USD
USD 0.01 CLASS A COMMON STOCK Purchase 126 159.0128 USD
USD 0.01 CLASS A COMMON STOCK Purchase 135 158.8663 USD
USD 0.01 CLASS A COMMON STOCK Purchase 196 158.6400 USD
USD 0.01 CLASS A COMMON STOCK Purchase 200 158.5650 USD
USD 0.01 CLASS A COMMON STOCK Purchase 200 159.1750 USD
USD 0.01 CLASS A COMMON STOCK Purchase 200 158.8550 USD
USD 0.01 CLASS A COMMON STOCK Purchase 265 159.4284 USD
USD 0.01 CLASS A COMMON STOCK Purchase 297 159.6718 USD
USD 0.01 CLASS A COMMON STOCK Purchase 300 159.0516 USD
USD 0.01 CLASS A COMMON STOCK Purchase 300 159.5133 USD
USD 0.01 CLASS A COMMON STOCK Purchase 300 159.3700 USD
USD 0.01 CLASS A COMMON STOCK Purchase 300 158.7666 USD
USD 0.01 CLASS A COMMON STOCK Purchase 400 159.5100 USD
USD 0.01 CLASS A COMMON STOCK Purchase 420 160.4804 USD
USD 0.01 CLASS A COMMON STOCK Purchase 500 158.8960 USD
USD 0.01 CLASS A COMMON STOCK Purchase 600 159.1383 USD
USD 0.01 CLASS A COMMON STOCK Purchase 623 159.6037 USD
USD 0.01 CLASS A COMMON STOCK Purchase 700 160.2357 USD
USD 0.01 CLASS A COMMON STOCK Purchase 700 160.0357 USD
USD 0.01 CLASS A COMMON STOCK Purchase 721 159.9534 USD
USD 0.01 CLASS A COMMON STOCK Purchase 800 158.4950 USD
USD 0.01 CLASS A COMMON STOCK Purchase 875 158.6734 USD
USD 0.01 CLASS A COMMON STOCK Purchase 1,000 158.5280 USD
USD 0.01 CLASS A COMMON STOCK Purchase 1,200 158.7268 USD
USD 0.01 CLASS A COMMON STOCK Purchase 1,300 158.8445 USD
USD 0.01 CLASS A COMMON STOCK Purchase 1,500 159.0380 USD
USD 0.01 CLASS A COMMON STOCK Purchase 1,882 158.6206 USD
USD 0.01 CLASS A COMMON STOCK Purchase 1,900 159.1722 USD
USD 0.01 CLASS A COMMON STOCK Purchase 1,952 158.8355 USD
USD 0.01 CLASS A COMMON STOCK Purchase 2,000 158.7612 USD
USD 0.01 CLASS A COMMON STOCK Purchase 2,138 158.9656 USD
USD 0.01 CLASS A COMMON STOCK Purchase 3,000 158.6871 USD
USD 0.01 CLASS A COMMON STOCK Purchase 3,265 158.9234 USD
USD 0.01 CLASS A COMMON STOCK Purchase 3,579 159.0117 USD
USD 0.01 CLASS A COMMON STOCK Purchase 3,994 158.9040 USD
USD 0.01 CLASS A COMMON STOCK Purchase 4,686 158.7910 USD
USD 0.01 CLASS A COMMON STOCK Purchase 5,010 158.8400 USD
USD 0.01 CLASS A COMMON STOCK Purchase 5,369 159.3395 USD
USD 0.01 CLASS A COMMON STOCK Purchase 5,500 158.8971 USD
USD 0.01 CLASS A COMMON STOCK Purchase 7,819 159.1796 USD
USD 0.01 CLASS A COMMON STOCK Purchase 8,754 159.0522 USD
USD 0.01 CLASS A COMMON STOCK Purchase 9,500 158.9287 USD
USD 0.01 CLASS A COMMON STOCK Purchase 12,626 159.6630 USD
USD 0.01 CLASS A COMMON STOCK Purchase 14,096 158.6237 USD
USD 0.01 CLASS A COMMON STOCK Sale 4 157.8200 USD
USD 0.01 CLASS A COMMON STOCK Sale 33 159.3101 USD
USD 0.01 CLASS A COMMON STOCK Sale 35 158.8700 USD
USD 0.01 CLASS A COMMON STOCK Sale 50 157.6200 USD
USD 0.01 CLASS A COMMON STOCK Sale 69 159.1800 USD
USD 0.01 CLASS A COMMON STOCK Sale 83 159.2100 USD
USD 0.01 CLASS A COMMON STOCK Sale 99 159.4600 USD
USD 0.01 CLASS A COMMON STOCK Sale 100 158.9900 USD
USD 0.01 CLASS A COMMON STOCK Sale 100 159.4000 USD
USD 0.01 CLASS A COMMON STOCK Sale 100 159.4800 USD
USD 0.01 CLASS A COMMON STOCK Sale 100 158.3500 USD
USD 0.01 CLASS A COMMON STOCK Sale 200 159.1650 USD
USD 0.01 CLASS A COMMON STOCK Sale 200 160.2100 USD
USD 0.01 CLASS A COMMON STOCK Sale 202 159.3949 USD
USD 0.01 CLASS A COMMON STOCK Sale 214 158.3111 USD
USD 0.01 CLASS A COMMON STOCK Sale 252 158.8231 USD
USD 0.01 CLASS A COMMON STOCK Sale 298 159.3300 USD
USD 0.01 CLASS A COMMON STOCK Sale 300 161.2300 USD
USD 0.01 CLASS A COMMON STOCK Sale 370 158.6367 USD
USD 0.01 CLASS A COMMON STOCK Sale 400 160.8212 USD
USD 0.01 CLASS A COMMON STOCK Sale 400 159.5100 USD
USD 0.01 CLASS A COMMON STOCK Sale 400 158.5356 USD
USD 0.01 CLASS A COMMON STOCK Sale 456 159.1641 USD
USD 0.01 CLASS A COMMON STOCK Sale 500 158.1730 USD
USD 0.01 CLASS A COMMON STOCK Sale 600 160.1983 USD
USD 0.01 CLASS A COMMON STOCK Sale 622 158.9768 USD
USD 0.01 CLASS A COMMON STOCK Sale 700 160.8628 USD
USD 0.01 CLASS A COMMON STOCK Sale 800 157.7212 USD
USD 0.01 CLASS A COMMON STOCK Sale 981 158.9100 USD
USD 0.01 CLASS A COMMON STOCK Sale 1,000 159.7919 USD
USD 0.01 CLASS A COMMON STOCK Sale 1,096 158.8943 USD
USD 0.01 CLASS A COMMON STOCK Sale 1,500 159.0621 USD
USD 0.01 CLASS A COMMON STOCK Sale 1,684 159.1733 USD
USD 0.01 CLASS A COMMON STOCK Sale 1,702 158.7838 USD
USD 0.01 CLASS A COMMON STOCK Sale 2,000 158.8092 USD
USD 0.01 CLASS A COMMON STOCK Sale 2,001 159.3584 USD
USD 0.01 CLASS A COMMON STOCK Sale 2,299 159.0496 USD
USD 0.01 CLASS A COMMON STOCK Sale 2,400 159.0857 USD
USD 0.01 CLASS A COMMON STOCK Sale 2,600 159.3190 USD
USD 0.01 CLASS A COMMON STOCK Sale 3,134 159.1705 USD
USD 0.01 CLASS A COMMON STOCK Sale 3,994 158.9040 USD
USD 0.01 CLASS A COMMON STOCK Sale 5,465 159.8050 USD
USD 0.01 CLASS A COMMON STOCK Sale 6,000 158.7707 USD
USD 0.01 CLASS A COMMON STOCK Sale 6,005 158.9352 USD
USD 0.01 CLASS A COMMON STOCK Sale 6,380 159.0729 USD
USD 0.01 CLASS A COMMON STOCK Sale 6,647 158.9213 USD
USD 0.01 CLASS A COMMON STOCK Sale 6,923 158.9083 USD
USD 0.01 CLASS A COMMON STOCK Sale 9,730 158.8400 USD
USD 0.01 CLASS A COMMON STOCK Sale 16,421 159.2489 USD
USD 0.01 CLASS A COMMON STOCK Sale 20,453 158.7021 USD

(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

Class of relevant security   Purchases/ sales   Total number of securities   Highest price per unit paid/received   Lowest price per unit paid/received

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
USD 0.01 CLASS A COMMON STOCK Call Options Purchasing 1,000 165 USD American 15 Jun 2018 4.4300 USD
USD 0.01 CLASS A COMMON STOCK Call Options Selling 1,100 160 USD American 15 Jun 2018 6.5909 USD
USD 0.01 CLASS A COMMON STOCK Call Options Selling 900 165 USD American 20 Apr 2018 2.1000 USD
USD 0.01 CLASS A COMMON STOCK Call Options Selling 1,000 170 USD American 20 Apr 2018 1.0500 USD
USD 0.01 CLASS A COMMON STOCK Call Options Selling 1,000 170 USD American 18 May 2018 2.7600 USD
USD 0.01 CLASS A COMMON STOCK Call Options Selling 2,000 178 USD American 27 Apr 2018 0.6500 USD
USD 0.01 CLASS A COMMON STOCK Call Options Selling 1,200 180 USD American 20 Apr 2018 0.2500 USD
USD 0.01 CLASS A COMMON STOCK Call Options Selling 1,000 180 USD American 27 Apr 2018 0.5000 USD
USD 0.01 CLASS A COMMON STOCK Put Options Purchasing 1,200 160 USD American 29 Mar 2018 2.5800 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)   YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 29 Mar 2018
Contact name: ELISE TANG
Telephone number: 0207 1163001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose CME GROUP INC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 CLASS A COMMON STOCK Put Options Written 1,600 145.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 900 130.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 240.0000 American 17 Jan 2020
USD 0.01 CLASS A COMMON STOCK Call Options Written -100 155.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -100 115.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -100 155.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -200 135.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,100 165.0000 American 27 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -2,000 190.0000 American 18 May 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -2,000 178.0000 American 27 Apr 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -2,000 140.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -5,000 65.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 1,700 150.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 1,500 160.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 1,300 190.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 200 135.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 200 150.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 115.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 100 175.0000 American 17 Jan 2020
USD 0.01 CLASS A COMMON STOCK Call Options Written -1,000 200.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -1,000 180.0000 American 27 Apr 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -3,500 85.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -5,000 60.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -7,000 170.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 5,400 140.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 1,500 160.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 150.0000 American 17 Jan 2020
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 175.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 130.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -500 140.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -800 180.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,100 95.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -3,200 178.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 3,200 165.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 2,100 145.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 1,500 185.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 800 105.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 400 160.0000 American 27 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 165.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 163.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 163.0000 American 6 Apr 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 100 135.0000 American 13 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -100 175.0000 American 13 Apr 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -300 75.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -500 150.0000 American 29 Mar 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -600 195.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -800 145.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -1,000 170.0000 American 18 May 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,400 115.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,500 130.0000 American 21 Sep 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,800 160.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -2,200 90.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -5,600 150.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -8,600 160.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 1,000 105.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 700 200.0000 American 17 Jan 2020
USD 0.01 CLASS A COMMON STOCK Put Options Written 400 130.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 120.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 100 175.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -100 125.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -200 165.0000 American 13 Apr 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -400 120.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -400 165.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -500 180.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -900 170.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,000 110.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -2,000 175.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -5,200 180.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 1,000 185.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 125.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Written 100 190.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -100 155.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -300 163.0000 American 29 Mar 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -300 150.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -700 165.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -1,900 175.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -2,000 155.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 3,100 170.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 400 145.0000 American 17 Jan 2020
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 200 145.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 100 165.0000 American 6 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -100 220.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -300 160.0000 American 17 Jan 2020
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -400 163.0000 American 29 Mar 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -500 135.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -1,000 135.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,200 100.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,200 170.0000 American 20 Apr 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -1,900 140.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -2,200 160.0000 American 29 Mar 2018
USD 0.01 CLASS A COMMON STOCK Call Options Written -3,200 140.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -202,500 150.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 135,000 160.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Written 700 163.0000 American 27 Apr 2018
USD 0.01 CLASS A COMMON STOCK Call Options Purchased 500 220.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -100 70.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -200 140.0000 American 15 Jun 2018
USD 0.01 CLASS A COMMON STOCK Put Options Purchased -200 120.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -1,100 200.0000 American 18 Jan 2019
USD 0.01 CLASS A COMMON STOCK Call Options Written -1,600 185.0000 American 18 Jan 2019

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: DCC
Sequence Number: 644099
Time of Receipt (offset from UTC): 20180329T105320+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC