Form 8.3 - SIBANYE GOLD LIMITED

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

SIBANYE GOLD LIMITED

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

23 March 2018

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES LONMIN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       Ordinary npv       0    
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 286,237 0.01% 2,721,451 0.13%
           
(2) Cash-settled derivatives:
206,600 0.01% 1,379,087 0.06%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 492,837 0.02% 4,100,538 0.19%
 
Class of relevant security:   Convertible Bond XS1689727920      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,200,000 0.27% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 1,200,000 0.27% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 250 3.9150 USD
ADR Purchase 400 3.8925 USD
ADR Purchase 1,200 3.9100 USD
ADR Purchase 2,685 3.9323 USD
ADR Purchase 2,850 3.9214 USD
ADR Purchase 3,600 3.8893 USD
ADR Purchase 4,400 3.9265 USD
ADR Purchase 6,500 3.9320 USD
ADR Purchase 12,815 3.9354 USD
ADR Purchase 16,998 3.9310 USD
ADR Purchase 18,800 3.9300 USD
ADR Purchase 20,848 3.9465 USD
ADR Purchase 23,896 3.9236 USD
ADR Purchase 54,542 3.9301 USD
ADR Purchase 116,978 3.9232 USD
ADR Purchase 419,317 3.9012 USD
ADR Sale 100 3.9150 USD
ADR Sale 100 3.9250 USD
ADR Sale 200 3.9175 USD
ADR Sale 785 3.9329 USD
ADR Sale 1,430 3.8884 USD
ADR Sale 1,600 3.9118 USD
ADR Sale 1,600 3.9343 USD
ADR Sale 2,300 3.8943 USD
ADR Sale 2,900 3.9141 USD
ADR Sale 3,600 3.8893 USD
ADR Sale 4,000 3.9322 USD
ADR Sale 4,405 3.9000 USD
ADR Sale 4,608 3.9100 USD
ADR Sale 5,600 3.9263 USD
ADR Sale 6,500 3.9003 USD
ADR Sale 6,800 3.9285 USD
ADR Sale 7,500 3.9216 USD
ADR Sale 8,616 3.9283 USD
ADR Sale 9,142 3.9387 USD
ADR Sale 18,600 3.9279 USD
ADR Sale 18,800 3.9300 USD
ADR Sale 19,969 3.9293 USD
ADR Sale 20,848 3.9465 USD
ADR Sale 29,555 3.9174 USD
ADR Sale 49,746 3.9203 USD
ADR Sale 71,257 3.8798 USD
ADR Sale 95,551 3.9301 USD
ADR Sale 123,958 3.8824 USD
Ordinary npv Sale 169,586 11.3372 ZAR
ADR Sale 186,117 3.9192 USD
Ordinary npv Sale 1,180,000 11.4000 ZAR

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
Ordinary npv CFD Long 5,229 11.3167 ZAR
Ordinary npv CFD Long 10,001 11.4382 ZAR
Ordinary npv CFD Long 27,697 11.2055 ZAR
Ordinary npv CFD Long 45,456 11.4146 ZAR
Ordinary npv CFD Long 138,172 11.4080 ZAR
Ordinary npv CFD Long 1,180,000 11.3988 ZAR
Ordinary npv CFD Short 24,710 11.2497 ZAR
Ordinary npv CFD Short 216,894 11.2964 ZAR
Ordinary npv CFD Short 264,556 11.4629 ZAR
Ordinary npv CFD Short 368,776 11.3295 ZAR
Ordinary npv CFD Short 1,656,066 11.3144 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

NO

Date of disclosure:  

26 March 2018

Contact name:

ELISE TANG

Telephone number:

0207 1163001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 643844
Time of Receipt (offset from UTC): 20180326T135903+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC