Form 8.3 - INTU PROPERTIES PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose INTU PROPERTIES PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 20 March 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? HAMMERSON PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       50p ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 48,720,111 3.60% 47,544,175 3.51%
           
(2) Cash-settled derivatives:
8,744,804 0.65% 6,401,701 0.47%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 57,464,915 4.24% 53,945,876 3.98%
 
Class of relevant security:   Convertible Bond 2022 XS1511910025    
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,900,000 1.04% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 3,900,000 1.04% 0 0.00%
 
Class of relevant security:   Convertible Bond 2018 XS0834486796    
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned

 

and/or controlled: 800,000 0.50% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 800,000 0.50% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
50p ordinary Purchase 336 2.1463 GBP
50p ordinary Purchase 1,000 2.1540 GBP
50p ordinary Purchase 4,251 2.1356 GBP
50p ordinary Purchase 4,465 2.1442 GBP
50p ordinary Purchase 7,636 2.1371 GBP
50p ordinary Purchase 10,160 2.1268 GBP
50p ordinary Purchase 11,184 2.1567 GBP
50p ordinary Purchase 13,338 2.1326 GBP
50p ordinary Purchase 19,630 2.1222 GBP
50p ordinary Purchase 31,431 2.1566 GBP
50p ordinary Purchase 51,178 2.1562 GBP
50p ordinary Purchase 1,018,974 2.1348 GBP
Convertible Bond 2022 XS1511910025 Purchase 3,100,000 96.2500 GBP
50p ordinary Sale 62 2.1290 GBP
50p ordinary Sale 610 2.1551 GBP
50p ordinary Sale 783 2.1600 GBP
50p ordinary Sale 1,576 2.1476 GBP
50p ordinary Sale 1,698 2.1660 GBP
50p ordinary Sale 1,900 2.1330 GBP
50p ordinary Sale 2,988 2.1339 GBP
50p ordinary Sale 6,288 2.1651 GBP
50p ordinary Sale 7,334 2.1373 GBP
50p ordinary Sale 8,098 2.1359 GBP
50p ordinary Sale 13,338 2.1326 GBP
50p ordinary Sale 67,284 2.1610 GBP
50p ordinary Sale 74,869 2.1527 GBP
50p ordinary Sale 85,309 2.1393 GBP
50p ordinary Sale 99,398 2.1502 GBP
Convertible Bond 2022 XS1511910025 Sale 100,000 96.7500 GBP
50p ordinary Sale 540,073 2.1484 GBP
Convertible Bond 2022 XS1511910025 Sale 1,000,000 96.5000 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
50p ordinary SWAP Long 1,039 2.1457 GBP
50p ordinary CFD Long 1,247 36.6993 ZAR
50p ordinary CFD Long 4,437 2.1637 GBP
50p ordinary SWAP Long 7,293 2.1447 GBP
50p ordinary CFD Long 8,259 36.1287 ZAR
50p ordinary CFD Long 10,737 2.1506 GBP
50p ordinary SWAP Long 25,994 2.1600 GBP
50p ordinary CFD Long 29,178 36.1137 ZAR
50p ordinary CFD Long 56,188 2.1598 GBP
50p ordinary CFD Long 76,703 2.1539 GBP
50p ordinary SWAP Long 81,792 2.1620 GBP
50p ordinary CFD Long 85,306 2.1424 GBP
50p ordinary SWAP Long 99,493 2.1386 GBP
50p ordinary SWAP Long 275,080 2.1491 GBP
50p ordinary CFD Long 934,183 35.9166 ZAR
50p ordinary SWAP Short 671 2.1601 GBP
50p ordinary CFD Short 1,126 35.8743 ZAR
50p ordinary SWAP Short 2,223 2.1393 GBP
50p ordinary SWAP Short 4,933 2.1317 GBP
50p ordinary SWAP Short 6,794 2.1277 GBP
50p ordinary CFD Short 7,636 2.1370 GBP
50p ordinary CFD Short 8,259 35.9399 ZAR
50p ordinary SWAP Short 11,242 2.1363 GBP
50p ordinary SWAP Short 19,630 2.1223 GBP
50p ordinary SWAP Short 25,977 2.1379 GBP
50p ordinary SWAP Short 43,630 2.1387 GBP
50p ordinary CFD Short 85,615 35.9858 ZAR
50p ordinary CFD Short 99,749 36.1644 ZAR
50p ordinary CFD Short 933,874 2.1348 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 21 Mar 2018
Contact name: Elise Tang
Telephone number: 0207 1163 001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 643563
Time of Receipt (offset from UTC): 20180321T143200+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC