1 Day Course: AML - Anti-Money Laundering & Know Your Customer (London, United Kingdom - June 28th, 2018) - ResearchAndMarkets.com

DUBLIN--()--The "AML - Anti-Money Laundering & Know Your Customer" training has been added to ResearchAndMarkets.com's offering.

During this intensive 1 day course we will illustrate this real and significant threat to our industry and show you how to take a proactive approach to financial crime, enhance the policies, processes and procedures you currently have in place and ensure that everyone in your organisation is ready to protect your firm and the market place.

The FCA has increased its efforts to fight every aspect of financial crime: Money laundering, terrorist financing, market manipulation and data theft. Along with partner agencies, the FCA looks towards the firms they regulate when combating financial crime. Firms are required to work together with the FCA and the international community in their efforts to make it harder for criminals to exploit their businesses and their clients.

The market regulator expects your company to understand where the risks lay in your firm and react appropriately as part of your governance framework.

Main Topics Covering During this Training:

  • Money laundering and terrorist financing
  • Suspicious activity indicators and transaction reporting
  • Setting up effective KYC procedures
  • Customer due diligence and record keeping
  • International regulatory standards
  • Financial Action Task Force (FATF)
  • Analyse the effectiveness of your firm's AML/CTP processes and procedures
  • Practical Tips in AML Management
  • Setting up action plan
  • Case studies and exercises

Key Topics Covered:

  1. Understand money laundering & terrorist financing
  2. The global response to financial crime
  3. Defensive strategies of your firm
  4. Mechanisms to understand who your clients are
  5. The reporting and identification of suspicious transactions
  6. Recognising and responding to financial crimes and suspicious transactions
  7. Action planning
  8. Course summary & close

The course director is a highly experienced financial services regulatory management and training consultant, previously a compliance director - Head of Compliance Monitoring & Regulatory Reporting, with an impressive commercial track record across financial services operations in a range of economic cycles.

For more information about this training visit https://www.researchandmarkets.com/research/qrfn9r/1_day_course_aml?w=4

Contacts

ResearchAndMarkets.com
Laura Wood, Senior Manager
press@researchandmarkets.com
For E.S.T Office Hours Call 1-917-300-0470
For U.S./CAN Toll Free Call 1-800-526-8630
For GMT Office Hours Call +353-1-416-8900
Related Topics: Banking

Contacts

ResearchAndMarkets.com
Laura Wood, Senior Manager
press@researchandmarkets.com
For E.S.T Office Hours Call 1-917-300-0470
For U.S./CAN Toll Free Call 1-800-526-8630
For GMT Office Hours Call +353-1-416-8900
Related Topics: Banking