FORM 8.3 - GKN PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose GKN PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 13 February 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? MELROSE INDUSTRIES PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       10p ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 79,111,649 4.61% 10,681,230 0.62%
           
(2) Cash-settled derivatives:
3,181,182 0.19% 76,711,967 4.47%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 82,292,831 4.79% 87,393,197 5.09%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
10p ordinary Purchase 75 3.9965 GBP
10p ordinary Purchase 307 3.9970 GBP
10p ordinary Purchase 344 3.9890 GBP
10p ordinary Purchase 494 3.9760 GBP
10p ordinary Purchase 600 5.5800 USD
10p ordinary Purchase 745 3.9980 GBP
10p ordinary Purchase 802 3.8998 GBP
10p ordinary Purchase 1,360 4.0000 GBP
10p ordinary Purchase 1,779 3.9955 GBP
10p ordinary Purchase 2,695 3.9997 GBP
10p ordinary Purchase 3,317 3.9991 GBP
10p ordinary Purchase 5,359 3.9808 GBP
10p ordinary Purchase 8,022 3.9932 GBP
10p ordinary Purchase 50,964 3.9974 GBP
10p ordinary Purchase 67,888 3.9961 GBP
10p ordinary Purchase 123,549 3.9964 GBP
10p ordinary Purchase 148,622 3.9977 GBP
10p ordinary Purchase 273,965 3.9945 GBP
10p ordinary Purchase 306,360 3.9899 GBP
10p ordinary Purchase 370,088 3.9800 GBP
10p ordinary Sale 600 5.5800 USD
10p ordinary Sale 802 3.9000 GBP
10p ordinary Sale 937 3.9956 GBP
10p ordinary Sale 1,360 4.0000 GBP
10p ordinary Sale 2,255 3.9965 GBP
10p ordinary Sale 3,012 3.9825 GBP
10p ordinary Sale 5,694 3.9866 GBP
10p ordinary Sale 7,361 3.9949 GBP
10p ordinary Sale 10,261 3.9985 GBP
10p ordinary Sale 10,623 3.9877 GBP
10p ordinary Sale 25,053 3.9902 GBP
10p ordinary Sale 68,786 3.9930 GBP
10p ordinary Sale 69,024 3.9809 GBP
10p ordinary Sale 71,272 3.9769 GBP
10p ordinary Sale 121,882 3.9800 GBP
10p ordinary Sale 302,610 3.9911 GBP
10p ordinary Sale 591,159 3.9788 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
10p ordinary SWAP Long 376 3.9902 GBP
10p ordinary CFD Long 937 3.9956 GBP
10p ordinary CFD Long 2,000 3.9976 GBP
10p ordinary CFD Long 2,255 3.9965 GBP
10p ordinary CFD Long 3,012 3.9825 GBP
10p ordinary SWAP Long 4,669 3.9780 GBP
10p ordinary CFD Long 5,694 3.9866 GBP
10p ordinary CFD Long 10,261 3.9985 GBP
10p ordinary CFD Long 16,681 3.9961 GBP
10p ordinary CFD Long 75,273 3.9899 GBP
10p ordinary SWAP Long 103,128 3.9756 GBP
10p ordinary SWAP Long 140,687 3.9766 GBP
10p ordinary CFD Long 411,947 3.9796 GBP
10p ordinary SWAP Short 307 3.9970 GBP
10p ordinary SWAP Short 494 3.9759 GBP
10p ordinary CFD Short 600 4.0013 GBP
10p ordinary SWAP Short 1,400 3.9817 GBP
10p ordinary CFD Short 8,022 3.9932 GBP
10p ordinary SWAP Short 81,791 3.9952 GBP
10p ordinary CFD Short 123,624 3.9965 GBP
10p ordinary SWAP Short 123,624 3.9965 GBP
10p ordinary CFD Short 189,244 3.9974 GBP
10p ordinary SWAP Short 189,244 3.9974 GBP
10p ordinary SWAP Short 196,403 3.9800 GBP
10p ordinary CFD Short 199,593 3.9959 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 14 Feb 2018
Contact name: Elise Tang
Telephone number: 0207 1163 001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 641326
Time of Receipt (offset from UTC): 20180214T120407+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC