Form 8.5 (EPT/NON-RI) - UBM PLC

LONDON--()--

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose UBM PLC
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt INFORMA PLC
  principal trader is connected  
(d) Date position held/dealing undertaken: 30 January 2018
(e) In addition to the company in 1(b) above, is the exempt principal YES:
  trader making disclosures in respect of any other party to the offer? INFORMA PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       11.25p ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,931,301 0.49% 2,577,445 0.65%
           
(2) Cash-settled derivatives:
487,843 0.12% 1,205,435 0.31%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 2,419,144 0.61% 3,782,880 0.96%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Total number of   Highest price per unit   Lowest price per unit
security   securities paid/received paid/received
11.25p ordinary Purchase 1,224,371 9.0825 GBP 8.985 GBP
11.25p ordinary Sale 357,791 9.0825 GBP 8.8327 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
11.25p ordinary SWAP Long 45 8.9627 GBP
11.25p ordinary SWAP Long 135 8.9641 GBP
11.25p ordinary CFD Long 160 9.0647 GBP
11.25p ordinary SWAP Long 243 8.8327 GBP
11.25p ordinary SWAP Long 291 8.9639 GBP
11.25p ordinary CFD Long 298 8.9391 GBP
11.25p ordinary SWAP Long 353 9.0650 GBP
11.25p ordinary SWAP Long 362 8.9602 GBP
11.25p ordinary CFD Long 500 8.9335 GBP
11.25p ordinary CFD Long 556 9.0096 GBP
11.25p ordinary SWAP Long 1,174 8.9458 GBP
11.25p ordinary SWAP Long 1,305 8.9894 GBP
11.25p ordinary SWAP Long 1,415 8.9902 GBP
11.25p ordinary SWAP Long 1,643 8.9563 GBP
11.25p ordinary SWAP Long 2,092 8.9229 GBP
11.25p ordinary SWAP Long 3,083 9.0253 GBP
11.25p ordinary CFD Long 3,269 9.0226 GBP
11.25p ordinary SWAP Long 3,347 8.9604 GBP
11.25p ordinary SWAP Long 3,518 8.9901 GBP
11.25p ordinary SWAP Long 14,307 9.0631 GBP
11.25p ordinary SWAP Long 16,185 8.9453 GBP
11.25p ordinary CFD Long 16,274 8.9123 GBP
11.25p ordinary SWAP Long 16,984 8.9591 GBP
11.25p ordinary SWAP Long 22,957 9.0070 GBP
11.25p ordinary CFD Long 24,657 9.0692 GBP
11.25p ordinary CFD Long 40,638 9.0607 GBP
11.25p ordinary SWAP Long 52,504 9.0534 GBP
11.25p ordinary CFD Short 3 9.0233 GBP
11.25p ordinary CFD Short 9 9.0655 GBP
11.25p ordinary CFD Short 151 9.0568 GBP
11.25p ordinary CFD Short 201 8.8807 GBP
11.25p ordinary CFD Short 833 9.0413 GBP
11.25p ordinary SWAP Short 1,434 9.0306 GBP
11.25p ordinary SWAP Short 4,837 8.9155 GBP
11.25p ordinary CFD Short 6,259 9.0559 GBP
11.25p ordinary CFD Short 6,951 9.0669 GBP
11.25p ordinary CFD Short 8,611 9.0705 GBP
11.25p ordinary SWAP Short 14,467 9.0649 GBP
11.25p ordinary CFD Short 19,335 9.0479 GBP
11.25p ordinary SWAP Short 22,857 9.0171 GBP
11.25p ordinary CFD Short 33,005 9.0636 GBP
11.25p ordinary SWAP Short 116,575 9.0270 GBP
11.25p ordinary CFD Short 891,993 9.0424 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 31 Jan 2018
Contact name: Elise Tang
Telephone number: 0207 1163 001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 640445
Time of Receipt (offset from UTC): 20180131T111413+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC