Form 8.3 - Spire Healthcare Group plc

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SPIRE HEALTHCARE GROUP PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 24 October 2017
(f) In addition to the company in 1(c) above, is the discloser making NO
  disclosures in respect of any other party to the offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   1p ordinary
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 828,458 0.21% 2,019,236 0.50%
           
(2) Cash-settled derivatives:
1,409,497 0.35% 470,960 0.12%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 2,237,955 0.56% 2,490,196 0.62%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
1p ordinary Purchase 42 3.0136 GBP
1p ordinary Purchase 183 3.0212 GBP
1p ordinary Purchase 186 3.0080 GBP
1p ordinary Purchase 282 3.0000 GBP
1p ordinary Purchase 438 3.0040 GBP
1p ordinary Purchase 910 3.0100 GBP
1p ordinary Purchase 930 3.0130 GBP
1p ordinary Purchase 935 3.0052 GBP
1p ordinary Purchase 1,225 3.0028 GBP
1p ordinary Purchase 1,541 3.0035 GBP
1p ordinary Purchase 1,698 3.0030 GBP
1p ordinary Purchase 1,759 3.0046 GBP
1p ordinary Purchase 1,766 3.0020 GBP
1p ordinary Purchase 3,464 3.0024 GBP
1p ordinary Purchase 3,995 3.0108 GBP
1p ordinary Purchase 6,229 3.0029 GBP
1p ordinary Purchase 28,586 3.0010 GBP
1p ordinary Purchase 45,993 3.0015 GBP
1p ordinary Purchase 65,358 3.0033 GBP
1p ordinary Purchase 206,776 3.0042 GBP
1p ordinary Sale 183 3.0212 GBP
1p ordinary Sale 186 3.0080 GBP
1p ordinary Sale 337 3.0039 GBP
1p ordinary Sale 438 3.0040 GBP
1p ordinary Sale 907 3.0000 GBP
1p ordinary Sale 910 3.0100 GBP
1p ordinary Sale 1,185 3.0199 GBP
1p ordinary Sale 1,541 3.0035 GBP
1p ordinary Sale 1,698 3.0030 GBP
1p ordinary Sale 1,766 3.0020 GBP
1p ordinary Sale 2,204 3.0010 GBP
1p ordinary Sale 3,333 3.0141 GBP
1p ordinary Sale 5,102 3.0056 GBP
1p ordinary Sale 5,738 3.0036 GBP
1p ordinary Sale 5,885 2.9964 GBP
1p ordinary Sale 11,745 3.0027 GBP
1p ordinary Sale 13,420 3.0067 GBP
1p ordinary Sale 13,438 3.0033 GBP
1p ordinary Sale 16,075 3.0011 GBP
1p ordinary Sale 18,044 3.0026 GBP
1p ordinary Sale 102,368 3.0031 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
1p ordinary CFD Long 183 3.0210 GBP
1p ordinary CFD Long 226 3.0038 GBP
1p ordinary CFD Long 337 3.0039 GBP
1p ordinary SWAP Long 1,000 3.0067 GBP
1p ordinary CFD Long 1,185 3.0199 GBP
1p ordinary CFD Long 1,590 3.0071 GBP
1p ordinary SWAP Long 4,067 3.0045 GBP
1p ordinary SWAP Long 4,431 3.0109 GBP
1p ordinary CFD Long 5,102 3.0056 GBP
1p ordinary SWAP Long 8,514 3.0152 GBP
1p ordinary CFD Long 10,711 3.0033 GBP
1p ordinary SWAP Long 98,401 3.0021 GBP
1p ordinary CFD Short 42 3.0135 GBP
1p ordinary SWAP Short 200 3.0010 GBP
1p ordinary CFD Short 305 3.0036 GBP
1p ordinary CFD Short 935 3.0052 GBP
1p ordinary CFD Short 1,271 2.9991 GBP
1p ordinary CFD Short 1,759 3.0046 GBP
1p ordinary SWAP Short 3,281 3.0120 GBP
1p ordinary SWAP Short 14,371 3.0014 GBP
1p ordinary SWAP Short 107,746 3.0042 GBP
1p ordinary CFD Short 165,865 3.0038 GBP
1p ordinary SWAP Short 165,865 3.0038 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 25 Oct 2017
Contact name: Femi Badmos
Telephone number: 020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 634777
Time of Receipt (offset from UTC): 20171025T134207+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC