Form 8.3 - ELIS SA

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose ELIS SA
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 25 August 2017
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? BERENDSEN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   EUR10.00 ordinary
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 614,685 0.44% 1,029,450 0.73%
           
(2) Cash-settled derivatives:
918,757 0.66% 401,029 0.29%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 1,533,442 1.09% 1,430,479 1.02%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
EUR10.00 ordinary Purchase 10 19.5600 EUR
EUR10.00 ordinary Purchase 27 19.6500 EUR
EUR10.00 ordinary Purchase 47 19.6000 EUR
EUR10.00 ordinary Purchase 186 19.5573 EUR
EUR10.00 ordinary Purchase 208 19.5750 EUR
EUR10.00 ordinary Purchase 289 19.6111 EUR
EUR10.00 ordinary Purchase 1,339 19.5730 EUR
EUR10.00 ordinary Purchase 3,769 19.5242 EUR
EUR10.00 ordinary Sale 27 19.6500 EUR
EUR10.00 ordinary Sale 82 19.5973 EUR
EUR10.00 ordinary Sale 90 19.5623 EUR
EUR10.00 ordinary Sale 117 19.6328 EUR
EUR10.00 ordinary Sale 154 19.6025 EUR
EUR10.00 ordinary Sale 208 19.5750 EUR
EUR10.00 ordinary Sale 235 19.5836 EUR
EUR10.00 ordinary Sale 419 19.5556 EUR
EUR10.00 ordinary Sale 455 19.5600 EUR
EUR10.00 ordinary Sale 585 19.6755 EUR
EUR10.00 ordinary Sale 718 19.5555 EUR
EUR10.00 ordinary Sale 1,659 19.5851 EUR
EUR10.00 ordinary Sale 35,256 19.5693 EUR
EUR10.00 ordinary Sale 60,028 19.5346 EUR

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
EUR10.00 ordinary CFD Long 64 19.5337 EUR
EUR10.00 ordinary SWAP Long 67 19.5871 EUR
EUR10.00 ordinary SWAP Long 585 19.6754 EUR
EUR10.00 ordinary SWAP Long 864 19.5576 EUR
EUR10.00 ordinary SWAP Expires 28/09/2018 Long 1,155 19.8325 EUR
EUR10.00 ordinary CFD Long 1,659 19.5851 EUR
EUR10.00 ordinary SWAP Expires 29/09/2018 Long 35,256 19.5693 EUR
EUR10.00 ordinary SWAP Expires 28/09/2018 Long 44,016 19.6287 EUR
EUR10.00 ordinary SWAP Expires 29/09/2018 Long 60,028 19.5346 EUR
EUR10.00 ordinary CFD Short 64 19.5742 EUR
EUR10.00 ordinary SWAP Short 100 19.6100 EUR
EUR10.00 ordinary SWAP Short 189 19.6502 EUR
EUR10.00 ordinary SWAP Short 243 19.5657 EUR
EUR10.00 ordinary SWAP Short 289 19.6111 EUR
EUR10.00 ordinary CFD Short 3,480 19.5166 EUR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 29 Aug 2017
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 628608
Time of Receipt (offset from UTC): 20170829T105840+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC