Form 8 (DD) - ANHEUSER-BUSCH INBEV SA/NV

LONDON--()--

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose ANHEUSER-BUSCH INBEV SA/NV
  relevant securities this form relates:  
(d) Status of person making the disclosure: Connected to ANHEUSER-BUSCH INBEV SA/NV
(e) Date position held/dealing undertaken: 31 August 2016
(f) In addition to the company in 1(c) above, is the discloser making NO
  disclosures in respect of any other party to the offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:       ORD            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,704,154 0.29% 1,708,233 0.11%
           
(2) Cash-settled derivatives:
0 0.00% 7,760 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 50,000 0.00%
           
 
TOTAL: 4,704,154 0.29% 1,765,993 0.11%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

Class of relevant   Purchase/sale   Number of   Price per unit/ZAR
security   securities  
ORD Purchase 40 1822.9700
ORD Purchase 5 1830.0200
ORD Purchase 43 1832.3600
ORD Purchase 19 1828.2600
ORD Purchase 250 1839.8500
ORD Purchase 10 1850.0000
ORD Purchase 500 1838.0000
ORD Purchase 79 1833.7500
ORD Purchase 1,530 1821.7400
ORD Purchase 12 1819.8400
ORD Purchase 35 1813.0000
ORD Purchase 20 1810.0200
ORD Purchase 173 1810.0100
ORD Purchase 20 1810.1700
ORD Sale 500 1810.0000
ORD Sale 400 1840.0000
ORD Sale 1,129 1823.1900
ORD Sale 146 1821.9100
ORD Sale 119 1816.8400
ORD Sale 245 1821.9400
ORD Sale 2,100 1830.0000
ORD Sale 11 1821.6000
ORD Sale 173 1826.6300
ORD Sale 185 1823.3000
ORD Sale 157 1827.6800
ORD Sale 443 1831.6800
ORD Sale 599 1826.6000
ORD Sale 2,855 1825.4000
ORD Sale 367 1827.3900
ORD Sale 467 1826.7800
ORD Sale 213 1828.4200
ORD Sale 175 1828.7500
ORD Sale 273 1829.7000
ORD Sale 2,343 1830.0100
ORD Sale 24 1831.2100
ORD Sale 38 1832.4500
ORD Sale 70 1832.9700
ORD Sale 158 1832.9000
ORD Sale 165 1834.0600
ORD Sale 235 1833.4000
ORD Sale 255 1832.2000
ORD Sale 169 1832.4300
ORD Sale 1,220 1832.1100
ORD Sale 244 1830.0600
ORD Sale 168 1829.7600
ORD Sale 10 1830.5600
ORD Sale 5 1830.6400
ORD Sale 154 1833.6400
ORD Sale 1,925 1834.1100
ORD Sale 230 1834.9200
ORD Sale 177 1837.1000
ORD Sale 243 1838.8900
ORD Sale 465 1837.8700
ORD Sale 475 1837.2700
ORD Sale 206 1837.2300
ORD Sale 169 1837.2200
ORD Sale 321 1837.3500
ORD Sale 152 1837.8800
ORD Sale 150 1832.0800
ORD Sale 266 1832.3600
ORD Sale 50 1832.1400
ORD Sale 1,358 1831.6500
ORD Sale 273 1834.9300
ORD Sale 1,010 1834.0000
ORD Sale 100 1834.0700
ORD Sale 190 1834.0800
ORD Sale 381 1834.6200
ORD Sale 200 1833.5500
ORD Sale 346 1833.5700
ORD Sale 228 1837.5900
ORD Sale 159 1839.8500
ORD Sale 490 1840.4000
ORD Sale 259 1841.5500
ORD Sale 150 1841.7600
ORD Sale 23 1842.5800
ORD Sale 94 1843.2100
ORD Sale 287 1842.3100
ORD Sale 171 1842.0500
ORD Sale 144 1842.1200
ORD Sale 110 1844.3500
ORD Sale 244 1843.8300
ORD Sale 146 1843.3400
ORD Sale 301 1841.4600
ORD Sale 191 1843.1400
ORD Sale 299 1844.8800
ORD Sale 149 1845.6200
ORD Sale 67 1845.8100
ORD Sale 241 1847.8800
ORD Sale 139 1850.0000
ORD Sale 74 1850.0100
ORD Sale 404 1850.0900
ORD Sale 143 1852.0600
ORD Sale 175 1852.4500
ORD Sale 222 1849.0700
ORD Sale 242 1848.8800
ORD Sale 21 1849.9500
ORD Sale 245 1849.8600
ORD Sale 30 1843.8800
ORD Sale 300 1843.6800
ORD Sale 266 1848.4200
ORD Sale 238 1833.7500
ORD Sale 265 1834.9800
ORD Sale 19 1833.6100
ORD Sale 267 1833.9200
ORD Sale 253 1832.1700
ORD Sale 247 1835.1800
ORD Sale 100 1834.4700
ORD Sale 106 1834.7000
ORD Sale 223 1834.6000
ORD Sale 357 1833.0100
ORD Sale 187 1833.6300
ORD Sale 158 1834.4000
ORD Sale 80 1835.1100
ORD Sale 196 1835.2600
ORD Sale 243 1835.7300
ORD Sale 127 1835.3900
ORD Sale 354 1835.3300
ORD Sale 408 1834.3300
ORD Sale 159 1834.8000
ORD Sale 155 1835.0200
ORD Sale 80 1835.4000
ORD Sale 181 1835.7100
ORD Sale 309 1835.8300
ORD Sale 226 1834.8300
ORD Sale 628 1833.7300
ORD Sale 125 1831.5000
ORD Sale 1,000 1832.3900
ORD Sale 42 1832.2600
ORD Sale 40 1833.3000
ORD Sale 244 1833.8100
ORD Sale 197 1834.5700
ORD Sale 188 1834.5500
ORD Sale 842 1835.5500
ORD Sale 133 1835.6400
ORD Sale 131 1836.4400
ORD Sale 200 1837.6300
ORD Sale 70 1837.7500
ORD Sale 154 1837.7600
ORD Sale 10 1837.0000
ORD Sale 1,703 1837.2600
ORD Sale 203 1836.5800
ORD Sale 18 1837.7800
ORD Sale 239 1836.7500
ORD Sale 130 1834.5000
ORD Sale 191 1834.5400
ORD Sale 203 1834.5900
ORD Sale 249 1834.3000
ORD Sale 125 1829.0800
ORD Sale 140 1830.0400
ORD Sale 131 1826.5900
ORD Sale 223 1827.9600
ORD Sale 131 1825.6100
ORD Sale 161 1825.8900
ORD Sale 210 1826.7300
ORD Sale 179 1826.8400
ORD Sale 2 1827.6200
ORD Sale 241 1827.5400
ORD Sale 220 1826.3400
ORD Sale 151 1827.3000
ORD Sale 226 1827.5900
ORD Sale 313 1827.5700
ORD Sale 132 1823.7300
ORD Sale 41 1823.7400
ORD Sale 48 1823.9700
ORD Sale 159 1825.0600
ORD Sale 170 1825.1100
ORD Sale 204 1825.3500
ORD Sale 135 1824.2700
ORD Sale 205 1824.4600
ORD Sale 242 1824.7800
ORD Sale 193 1824.4100
ORD Sale 213 1823.5700
ORD Sale 184 1823.4100
ORD Sale 188 1823.7700
ORD Sale 188 1823.6200
ORD Sale 360 1823.6600
ORD Sale 92 1823.6500
ORD Sale 198 1826.6700
ORD Sale 169 1825.6600
ORD Sale 14 1826.6500
ORD Sale 177 1822.0700
ORD Sale 33 1821.2200
ORD Sale 206 1822.4100
ORD Sale 181 1819.3600
ORD Sale 245 1819.4400
ORD Sale 150 1819.1200
ORD Sale 170 1819.3900
ORD Sale 172 1818.4000
ORD Sale 185 1817.6300
ORD Sale 1,076 1812.0400
ORD Sale 920 1816.1200
ORD Sale 1,200 1816.1300
ORD Sale 201 1810.0100
ORD Sale 25 1812.5000

(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

Class of relevant security   Purchases/ sales   Total number of securities   Highest price per unit paid/received   Lowest price per unit paid/received

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)   YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 1 Sep 2016
Contact name: Femi Badmos
Telephone number: 020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ANHEUSER-BUSCH INBEV SA/NV
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Call Options Written -50,000 135.0000 American 20 Jan 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: DCC
Sequence Number: 545833
Time of Receipt (offset from UTC): 20160901T110324+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC