Form 8 (DD) - ANHEUSER-BUSCH INBEV SA/NV

LONDON--()--

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

ANHEUSER-BUSCH INBEV SA/NV

  relevant securities this form relates:  
(d) Status of person making the disclosure: Connected to ANHEUSER-BUSCH INBEV SA/NV
(e) Date position held/dealing undertaken: 24 August 2016
(f) In addition to the company in 1(c) above, is the discloser making NO
  disclosures in respect of any other party to the offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:   ORD
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 4,706,938 0.29% 1,605,137 0.10%
           
(2) Cash-settled derivatives:
0 0.00% 7,760 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 50,000 0.00%
           
 
TOTAL: 4,706,938 0.29% 1,662,897 0.10%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

Class of relevant   Purchase/sale   Number of   Price per unit/ZAR
security   securities  
ORD Purchase 708 1770.4400
ORD Purchase 2,553 1774.6600
ORD Purchase 93 1775.7400
ORD Purchase 900 1780.0200
ORD Purchase 125 1780.3400
ORD Purchase 3,833 1780.0000
ORD Purchase 130 1778.8100
ORD Purchase 145 1778.8200
ORD Purchase 97 1778.7700
ORD Purchase 79 1778.7200
ORD Purchase 1,490 1777.9900
ORD Purchase 825 1777.9500
ORD Purchase 79 1777.9400
ORD Purchase 592 1777.0700
ORD Purchase 212 1777.0500
ORD Purchase 976 1777.0200
ORD Purchase 568 1777.0000
ORD Purchase 352 1777.0600
ORD Purchase 70 1776.9300
ORD Purchase 9 1775.4400
ORD Purchase 7,735 1775.0000
ORD Purchase 256 1774.7100
ORD Purchase 500 1772.9300
ORD Purchase 154 1773.5000
ORD Purchase 3,246 1772.0000
ORD Purchase 1,510 1774.6800
ORD Purchase 2,000 1772.0200
ORD Purchase 62 1772.0100
ORD Purchase 1,245 1773.0000
ORD Purchase 460 1773.6500
ORD Purchase 500 1773.7900
ORD Purchase 500 1773.7700
ORD Purchase 45 1770.8800
ORD Purchase 2,494 1770.0000
ORD Purchase 81 1769.3600
ORD Purchase 328 1768.9000
ORD Purchase 64 1768.6900
ORD Purchase 1,000 1776.0000
ORD Purchase 1,640 1772.5000
ORD Purchase 87 1771.0500
ORD Purchase 222 1771.1000
ORD Purchase 266 1770.0400
ORD Purchase 209 1770.0300
ORD Purchase 92 1769.4400
ORD Purchase 151 1779.5900
ORD Purchase 142 1775.7800
ORD Purchase 723 1775.0500
ORD Purchase 1,025 1772.7900
ORD Purchase 130 1774.6900
ORD Purchase 1,018 1774.1200
ORD Purchase 112 1774.0000
ORD Purchase 600 1773.1600
ORD Purchase 400 1774.5000
ORD Purchase 97 1774.8100
ORD Purchase 54 1774.8200
ORD Purchase 20 1780.0300
ORD Purchase 159 1779.9900
ORD Purchase 412 1778.4200
ORD Purchase 112 1780.4700
ORD Purchase 27 1781.1100
ORD Purchase 79 1781.1000
ORD Purchase 724 1781.0000
ORD Purchase 620 1780.9900
ORD Purchase 400 1780.6500
ORD Purchase 660 1777.6600
ORD Purchase 500 1774.4100
ORD Sale 3,921 1779.8300
ORD Sale 469 1773.2600
ORD Sale 209 1775.0100
ORD Sale 122 1775.8700
ORD Sale 122 1775.8800
ORD Sale 194 1774.6100
ORD Sale 126 1773.8500
ORD Sale 47 1773.8700
ORD Sale 1,821 1773.9000
ORD Sale 16 1772.2500
ORD Sale 86 1772.2900
ORD Sale 430 1774.4700
ORD Sale 40 1774.4600
ORD Sale 30 1774.4800
ORD Sale 19 1774.6400
ORD Sale 12 1774.3300
ORD Sale 76 1774.6600
ORD Sale 13 1774.6500
ORD Sale 103 1774.9500
ORD Sale 9 1774.9400
ORD Sale 50 1774.6300
ORD Sale 11 1776.4500
ORD Sale 207 1775.4700
ORD Sale 25 1779.7600
ORD Sale 190 1783.7100
ORD Sale 258 1783.9900
ORD Sale 872 1787.2800
ORD Sale 75 1787.7800
ORD Sale 20 1780.0000
ORD Sale 41 1769.3300
ORD Sale 185 1770.3200
ORD Sale 64 1771.5500
ORD Sale 184 1773.1300
ORD Sale 123 1776.0000
ORD Sale 47 1769.0000
ORD Sale 432 1777.1800
ORD Sale 265 1779.5900
ORD Sale 961 1778.0000
ORD Sale 335 1778.0300
ORD Sale 279 1774.8100
ORD Sale 54 1774.8200
ORD Sale 183 1778.2500
ORD Sale 412 1778.4200
ORD Sale 620 1780.9900
ORD Sale 654 1777.6600

(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

Class of relevant security   Purchases/ sales   Total number of securities   Highest price per unit paid/received   Lowest price per unit paid/received

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)   YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 25 Aug 2016
Contact name: Femi Badmos
Telephone number: 020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ANHEUSER-BUSCH INBEV SA/NV
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Call Options Written -50,000 135.0000 American 20 Jan 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: DCC
Sequence Number: 544754
Time of Receipt (offset from UTC): 20160825T113233+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC