Form 8.3 - Ball Corporation

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:   Millennium International Management LP
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

  Ball Corporation
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

  29 June 2016
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

  YES

If YES, specify which:

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

GB0003318416

   

 

  Interests   Short positions
  Number   %   Number   %
(1) Relevant securities owned and/or controlled:   846,996   0.600   922,726   0.654
(2) Cash-settled derivatives:                
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:                

TOTAL:

  846,996   0.600   922,726   0.654

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of Relevant Security Purchase/Sale   Number of securities   Price per unit (USD)
US0584981064   Purchase   241   70.410
US0584981064   Purchase   100   70.430
US0584981064   Purchase   200   70.440
US0584981064   Purchase   259   70.470
US0584981064   Purchase   600   70.480
US0584981064   Purchase   200   70.485
US0584981064   Purchase   1,200   70.490
US0584981064   Purchase   200   70.495
US0584981064   Purchase   2,232   70.500
US0584981064   Purchase   300   70.505
US0584981064   Purchase   1,250   70.510
US0584981064   Purchase   100   70.515
US0584981064   Purchase   800   70.520
US0584981064   Purchase   100   70.525
US0584981064   Purchase   300   70.530
US0584981064   Purchase   1,700   70.540
US0584981064   Purchase   4,400   70.550
US0584981064   Purchase   400   70.560
US0584981064   Purchase   345   70.570
US0584981064   Purchase   780   70.580
US0584981064   Purchase   2,008   70.590
US0584981064   Purchase   1,850   70.600
US0584981064   Purchase   100   70.605
US0584981064   Purchase   1,596   70.610
US0584981064   Purchase   1,638   70.620
US0584981064   Purchase   1,800   70.630
US0584981064   Purchase   2,016   70.640
US0584981064   Purchase   100   70.645
US0584981064   Purchase   1,000   70.650
US0584981064   Purchase   300   70.660
US0584981064   Purchase   800   70.670
US0584981064   Purchase   500   70.675
US0584981064   Purchase   100   70.678
US0584981064   Purchase   1,069   70.680
US0584981064   Purchase   838   70.690
US0584981064   Purchase   2,281   70.700
US0584981064   Purchase   1,750   70.710
US0584981064   Purchase   1,700   70.720
US0584981064   Purchase   1,100   70.730
US0584981064   Purchase   1,800   70.740
US0584981064   Purchase   200   70.745
US0584981064   Purchase   1,401   70.750
US0584981064   Purchase   600   70.760
US0584981064   Purchase   1,300   70.770
US0584981064   Purchase   300   70.780
US0584981064   Purchase   300   70.790
US0584981064   Purchase   1,000   70.800
US0584981064   Purchase   100   70.805
US0584981064   Purchase   899   70.810
US0584981064   Purchase   400   70.820
US0584981064   Purchase   1,300   70.830
US0584981064   Purchase   1,000   70.840
US0584981064   Purchase   2,000   70.850
US0584981064   Purchase   1,100   70.860
US0584981064   Purchase   1,100   70.870
US0584981064   Purchase   1,101   70.880
US0584981064   Purchase   2,039   70.890
US0584981064   Purchase   100   70.895
US0584981064   Purchase   2,803   70.900
US0584981064   Purchase   1,400   70.910
US0584981064   Purchase   1,499   70.920
US0584981064   Purchase   500   70.930
US0584981064   Purchase   190   70.935
US0584981064   Purchase   410   70.940
US0584981064   Purchase   1,300   70.950
US0584981064   Purchase   400   70.955
US0584981064   Purchase   300   70.960
US0584981064   Purchase   100   70.965
US0584981064   Purchase   1,000   70.970
US0584981064   Purchase   1,700   70.980
US0584981064   Purchase   1,416   70.990
US0584981064   Purchase   100   70.995
US0584981064   Purchase   2,200   71.000
US0584981064   Purchase   100   71.005
US0584981064   Purchase   3,851   71.010
US0584981064   Purchase   100   71.015
US0584981064   Purchase   2,704   71.020
US0584981064   Purchase   3,000   71.030
US0584981064   Purchase   2,580   71.040
US0584981064   Purchase   100   71.045
US0584981064   Purchase   3,055   71.050
US0584981064   Purchase   2,914   71.060
US0584981064   Purchase   200   71.065
US0584981064   Purchase   2,600   71.070
US0584981064   Purchase   100   71.075
US0584981064   Purchase   2,450   71.080
US0584981064   Purchase   4,600   71.090
US0584981064   Purchase   4,103   71.100
US0584981064   Purchase   3,620   71.110
US0584981064   Purchase   100   71.115
US0584981064   Purchase   5,200   71.120
US0584981064   Purchase   10,200   71.121
US0584981064   Purchase   100   71.125
US0584981064   Purchase   4,550   71.130
US0584981064   Purchase   100   71.135
US0584981064   Purchase   4,200   71.140
US0584981064   Purchase   100   71.145
US0584981064   Purchase   6,100   71.150
US0584981064   Purchase   5,760   71.160
US0584981064   Purchase   200   71.165
US0584981064   Purchase   4,201   71.170
US0584981064   Purchase   100   71.175
US0584981064   Purchase   3,000   71.180
US0584981064   Purchase   100   71.185
US0584981064   Purchase   3,799   71.190
US0584981064   Purchase   1,890   71.200
US0584981064   Purchase   100   71.205
US0584981064   Purchase   2,700   71.210
US0584981064   Purchase   2,800   71.220
US0584981064   Purchase   2,415   71.230
US0584981064   Purchase   2,300   71.240
US0584981064   Purchase   2,785   71.250
US0584981064   Purchase   3,447   71.260
US0584981064   Purchase   3,600   71.270
US0584981064   Purchase   100   71.275
US0584981064   Purchase   2,200   71.280
US0584981064   Purchase   2,909   71.290
US0584981064   Purchase   6,269   71.300
US0584981064   Purchase   3,236   71.310
US0584981064   Purchase   3,407   71.320
US0584981064   Purchase   8,054   71.330
US0584981064   Purchase   600   71.335
US0584981064   Purchase   200   71.339
US0584981064   Purchase   11,167   71.340
US0584981064   Purchase   600   71.345
US0584981064   Purchase   6,301   71.350
US0584981064   Purchase   5,500   71.360
US0584981064   Purchase   1,498   71.370
US0584981064   Purchase   5,094   71.380
US0584981064   Purchase   100   71.385
US0584981064   Purchase   4,309   71.390
US0584981064   Purchase   100   71.395
US0584981064   Purchase   1,400   71.400
US0584981064   Purchase   2,308   71.410
US0584981064   Purchase   100   71.420
US0584981064   Purchase   1,492   71.420
US0584981064   Purchase   1,700   71.430
US0584981064   Purchase   900   71.440
US0584981064   Purchase   1,997   71.450
US0584981064   Purchase   2,483   71.460
US0584981064   Purchase   100   71.465
US0584981064   Purchase   4,393   71.470
US0584981064   Purchase   2,569   71.480
US0584981064   Purchase   4,301   71.490
US0584981064   Purchase   7,303   71.500
US0584981064   Purchase   3,300   71.510
US0584981064   Purchase   100   71.515
US0584981064   Purchase   1,318   71.520
US0584981064   Purchase   2,299   71.530
US0584981064   Purchase   300   71.535
US0584981064   Purchase   1,914   71.540
US0584981064   Purchase   100   71.545
US0584981064   Purchase   3,209   71.550
US0584981064   Purchase   100   71.555
US0584981064   Purchase   1,715   71.560
US0584981064   Purchase   862   71.570
US0584981064   Purchase   1,448   71.580
US0584981064   Purchase   100   71.585
US0584981064   Purchase   2,800   71.590
US0584981064   Purchase   2,321   71.600
US0584981064   Purchase   1,900   71.610
US0584981064   Purchase   100   71.615
US0584981064   Purchase   1,665   71.620
US0584981064   Purchase   78   71.625
US0584981064   Purchase   2,900   71.630
US0584981064   Purchase   222   71.635
US0584981064   Purchase   3,723   71.640
US0584981064   Purchase   400   71.645
US0584981064   Purchase   7,084   71.650
US0584981064   Purchase   400   71.655
US0584981064   Purchase   1,000   71.660
US0584981064            
US0584981064   Sale   200   70.480
US0584981064   Sale   100   70.485
US0584981064   Sale   305   70.490
US0584981064   Sale   300   70.500
US0584981064   Sale   100   70.510
US0584981064   Sale   400   70.513
US0584981064   Sale   900   70.517
US0584981064   Sale   99   70.520
US0584981064   Sale   500   70.530
US0584981064   Sale   300   70.533
US0584981064   Sale   100   70.550
US0584981064   Sale   201   70.555
US0584981064   Sale   400   70.580
US0584981064   Sale   300   70.590
US0584981064   Sale   300   70.593
US0584981064   Sale   300   70.597
US0584981064   Sale   400   70.600
US0584981064   Sale   200   70.610
US0584981064   Sale   300   70.613
US0584981064   Sale   214   70.620
US0584981064   Sale   100   70.625
US0584981064   Sale   500   70.630
US0584981064   Sale   200   70.635
US0584981064   Sale   100   70.650
US0584981064   Sale   303   70.651
US0584981064   Sale   280   70.654
US0584981064   Sale   804   70.659
US0584981064   Sale   400   70.660
US0584981064   Sale   300   70.670
US0584981064   Sale   400   70.680
US0584981064   Sale   1,132   70.685
US0584981064   Sale   600   70.690
US0584981064   Sale   320   70.694
US0584981064   Sale   618   70.696
US0584981064   Sale   200   70.700
US0584981064   Sale   438   70.704
US0584981064   Sale   400   70.708
US0584981064   Sale   100   70.710
US0584981064   Sale   297   70.720
US0584981064   Sale   162   70.750
US0584981064   Sale   100   70.760
US0584981064   Sale   200   70.810
US0584981064   Sale   100   70.820
US0584981064   Sale   100   70.830
US0584981064   Sale   300   70.833
US0584981064   Sale   100   70.845
US0584981064   Sale   300   70.847
US0584981064   Sale   150   70.850
US0584981064   Sale   100   70.855
US0584981064   Sale   591   70.858
US0584981064   Sale   200   70.860
US0584981064   Sale   800   70.869
US0584981064   Sale   100   70.870
US0584981064   Sale   4,169   70.900
US0584981064   Sale   100   70.920
US0584981064   Sale   100   70.930
US0584981064   Sale   100   70.940
US0584981064   Sale   200   70.960
US0584981064   Sale   200   70.970
US0584981064   Sale   100   70.980
US0584981064   Sale   200   70.990
US0584981064   Sale   572   71.000
US0584981064   Sale   600   71.010
US0584981064   Sale   500   71.020
US0584981064   Sale   1,200   71.027
US0584981064   Sale   400   71.028
US0584981064   Sale   200   71.030
US0584981064   Sale   400   71.040
US0584981064   Sale   1,000   71.050
US0584981064   Sale   300   71.055
US0584981064   Sale   800   71.056
US0584981064   Sale   300   71.057
US0584981064   Sale   900   71.060
US0584981064   Sale   639   71.063
US0584981064   Sale   300   71.063
US0584981064   Sale   200   71.065
US0584981064   Sale   300   71.067
US0584981064   Sale   1,100   71.070
US0584981064   Sale   510   71.071
US0584981064   Sale   128   71.078
US0584981064   Sale   1,150   71.080
US0584981064   Sale   100   71.080
US0584981064   Sale   400   71.085
US0584981064   Sale   500   71.086
US0584981064   Sale   400   71.090
US0584981064   Sale   300   71.093
US0584981064   Sale   200   71.095
US0584981064   Sale   500   71.096
US0584981064   Sale   1,000   71.100
US0584981064   Sale   293   71.100
US0584981064   Sale   372   71.101
US0584981064   Sale   600   71.110
US0584981064   Sale   100   71.115
US0584981064   Sale   700   71.120
US0584981064   Sale   14,400   71.121
US0584981064   Sale   300   71.123
US0584981064   Sale   800   71.125
US0584981064   Sale   2,115   71.130
US0584981064   Sale   1,300   71.140
US0584981064   Sale   1,700   71.141
US0584981064   Sale   400   71.145
US0584981064   Sale   1,200   71.150
US0584981064   Sale   100   71.150
US0584981064   Sale   400   71.155
US0584981064   Sale   161   71.156
US0584981064   Sale   2,336   71.160
US0584981064   Sale   339   71.162
US0584981064   Sale   400   71.165
US0584981064   Sale   300   71.167
US0584981064   Sale   500   71.168
US0584981064   Sale   264   71.168
US0584981064   Sale   1,100   71.170
US0584981064   Sale   100   71.170
US0584981064   Sale   600   71.172
US0584981064   Sale   600   71.173
US0584981064   Sale   500   71.174
US0584981064   Sale   2,100   71.180
US0584981064   Sale   732   71.184
US0584981064   Sale   400   71.188
US0584981064   Sale   190   71.189
US0584981064   Sale   220   71.190
US0584981064   Sale   100   71.195
US0584981064   Sale   618   71.200
US0584981064   Sale   100   71.210
US0584981064   Sale   456   71.220
US0584981064   Sale   400   71.225
US0584981064   Sale   400   71.230
US0584981064   Sale   200   71.240
US0584981064   Sale   8,839   71.250
US0584981064   Sale   100   71.255
US0584981064   Sale   1,210   71.260
US0584981064   Sale   300   71.270
US0584981064   Sale   300   71.280
US0584981064   Sale   200   71.290
US0584981064   Sale   1,839   71.300
US0584981064   Sale   207   71.310
US0584981064   Sale   401   71.310
US0584981064   Sale   1,376   71.316
US0584981064   Sale   731   71.319
US0584981064   Sale   100   71.320
US0584981064   Sale   900   71.324
US0584981064   Sale   950   71.328
US0584981064   Sale   2,605   71.329
US0584981064   Sale   1,119   71.330
US0584981064   Sale   400   71.333
US0584981064   Sale   188   71.335
US0584981064   Sale   673   71.340
US0584981064   Sale   496   71.340
US0584981064   Sale   801   71.341
US0584981064   Sale   2,300   71.350
US0584981064   Sale   713   71.351
US0584981064   Sale   850   71.356
US0584981064   Sale   300   71.357
US0584981064   Sale   700   71.359
US0584981064   Sale   944   71.360
US0584981064   Sale   400   71.370
US0584981064   Sale   553   71.370
US0584981064   Sale   600   71.375
US0584981064   Sale   383   71.380
US0584981064   Sale   363,277   71.390
US0584981064   Sale   312   71.393
US0584981064   Sale   200   71.395
US0584981064   Sale   223   71.400
US0584981064   Sale   700   71.401
US0584981064   Sale   600   71.402
US0584981064   Sale   2,260   71.403
US0584981064   Sale   300   71.403
US0584981064   Sale   375   71.410
US0584981064   Sale   4,333   71.414
US0584981064   Sale   300   71.420
US0584981064   Sale   361   71.430
US0584981064   Sale   500   71.435
US0584981064   Sale   488   71.440
US0584981064   Sale   300   71.445
US0584981064   Sale   800   71.450
US0584981064   Sale   900   71.460
US0584981064   Sale   300   71.465
US0584981064   Sale   600   71.470
US0584981064   Sale   600   71.473
US0584981064   Sale   297   71.475
US0584981064   Sale   100   71.475
US0584981064   Sale   700   71.480
US0584981064   Sale   149   71.490
US0584981064   Sale   536   71.490
US0584981064   Sale   300   71.490
US0584981064   Sale   700   71.491
US0584981064   Sale   400   71.493
US0584981064   Sale   653   71.500
US0584981064   Sale   118   71.504
US0584981064   Sale   800   71.508
US0584981064   Sale   100   71.520
US0584981064   Sale   600   71.522
US0584981064   Sale   701   71.524
US0584981064   Sale   400   71.525
US0584981064   Sale   412   71.529
US0584981064   Sale   326   71.530
US0584981064   Sale   400   71.533
US0584981064   Sale   400   71.540
US0584981064   Sale   1,100   71.550
US0584981064   Sale   190   71.551
US0584981064   Sale   400   71.560
US0584981064   Sale   300   71.570
US0584981064   Sale   200   71.580
US0584981064   Sale   500   71.584
US0584981064   Sale   1,265   71.590
US0584981064   Sale   600   71.600
US0584981064   Sale   400   71.605
US0584981064   Sale   200   71.610
US0584981064   Sale   100   71.615
US0584981064   Sale   900   71.616
US0584981064   Sale   700   71.620
US0584981064   Sale   301   71.620
US0584981064   Sale   199   71.625
US0584981064   Sale   1,197   71.626
US0584981064   Sale   522   71.628
US0584981064   Sale   300   71.630
US0584981064   Sale   500   71.636
US0584981064   Sale   335   71.640
US0584981064   Sale   203   71.645
US0584981064   Sale   400   71.650

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:   30 June 2016
Contact name:   Milos Naumovic
Telephone number:   +44 203 650 8203

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: MILLENNIUM PARTNERS, L.P.
Category Code: RET
Sequence Number: 534841
Time of Receipt (offset from UTC): 20160630T160820+0100

Contacts

Millennium Partners, L.P.

Contacts

Millennium Partners, L.P.