Form 8.3 - ROYAL DUTCH SHELL PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

ROYAL DUTCH SHELL PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

16 DEC 2015

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES

BG GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       EUR 0.07 A ordinary (including A ADRs)            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 25,134,182 0.64% 20,568,278 0.52%
           
(2) Cash-settled derivatives:
7,742,858 0.20% 10,972,313 0.28%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 2,065,200 0.05% 2,157,200 0.05%
           
(4)
TOTAL: 34,942,240 0.89% 33,697,791 0.85%
 
Class of relevant security:   EUR 0.07 B ordinary Shares (including B ADRs)      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 21,554,120 0.88% 14,991,687 0.61%
           
(2) Cash-settled derivatives:
11,350,895 0.47% 5,155,122 0.21%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 96,000 0.00% 299,636 0.01%
           
(4)
TOTAL: 33,001,015 1.35% 20,446,445 0.84%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(a)   Purchases and sales          
Class of relevant Purchase/sale Number of Price per unit
security   securities  
EUR 0.07 B Ordinary Purchase 11 14.7400 GBP
EUR 0.07 A Ordinary Purchase 12 20.3975 EUR
A ADSs Purchase 29 44.5300 USD
EUR 0.07 A Ordinary Purchase 38 20.4010 EUR
A ADSs Purchase 46 44.3000 USD
EUR 0.07 B Ordinary Purchase 97 14.8575 GBP
A ADSs Purchase 100 44.2600 USD
B ADSs Purchase 100 44.7800 USD
A ADSs Purchase 100 44.3600 USD
EUR 0.07 A Ordinary Purchase 104 20.3585 EUR
A ADSs Purchase 113 44.4100 USD
EUR 0.07 B Ordinary Purchase 158 14.8425 GBP
EUR 0.07 A Ordinary Purchase 183 20.5150 EUR
EUR 0.07 B Ordinary Purchase 196 14.8875 GBP
A ADSs Purchase 200 44.3350 USD
B ADSs Purchase 200 44.7725 USD
EUR 0.07 A Ordinary Purchase 214 20.4425 EUR
EUR 0.07 B Ordinary Purchase 218 14.8500 GBP
A ADSs Purchase 221 44.3300 USD
EUR 0.07 B Ordinary Purchase 250 14.8775 GBP
EUR 0.07 B Ordinary Purchase 250 14.8600 GBP
EUR 0.07 B Ordinary Purchase 250 14.8950 GBP
EUR 0.07 A Ordinary Purchase 259 14.7357 GBP
EUR 0.07 B Ordinary Purchase 263 14.8350 GBP
EUR 0.07 B Ordinary Purchase 264 14.9050 GBP
B ADSs Purchase 300 44.8333 USD
B ADSs Purchase 300 44.5066 USD
EUR 0.07 B Ordinary Purchase 311 14.8975 GBP
EUR 0.07 B Ordinary Purchase 324 14.9150 GBP
EUR 0.07 B Ordinary Purchase 360 14.6700 GBP
EUR 0.07 B Ordinary Purchase 360 14.8450 GBP
EUR 0.07 A Ordinary Purchase 380 20.3475 EUR
B ADSs Purchase 400 45.0500 USD
EUR 0.07 A Ordinary Purchase 424 20.4350 EUR
EUR 0.07 A Ordinary Purchase 456 20.3575 EUR
B ADSs Purchase 500 44.9450 USD
EUR 0.07 A Ordinary Purchase 504 20.5450 EUR
B ADSs Purchase 518 44.5477 USD
EUR 0.07 B Ordinary Purchase 520 14.8750 GBP
EUR 0.07 B Ordinary Purchase 570 14.6900 GBP
A ADSs Purchase 600 44.3966 USD
EUR 0.07 A Ordinary Purchase 624 20.3375 EUR
EUR 0.07 A Ordinary Purchase 647 14.8100 GBP
A ADSs Purchase 658 44.3224 USD
EUR 0.07 A Ordinary Purchase 662 20.5050 EUR
EUR 0.07 A Ordinary Purchase 662 20.3750 EUR
EUR 0.07 A Ordinary Purchase 663 20.3875 EUR
EUR 0.07 B Ordinary Purchase 664 14.8800 GBP
EUR 0.07 A Ordinary Purchase 709 14.8250 GBP
EUR 0.07 B Ordinary Purchase 758 14.7600 GBP
EUR 0.07 A Ordinary Purchase 765 20.4900 EUR
EUR 0.07 A Ordinary Purchase 795 14.7487 GBP
A ADSs Purchase 806 44.5425 USD
EUR 0.07 A Ordinary Purchase 864 14.8200 GBP
EUR 0.07 A Ordinary Purchase 866 20.4022 EUR
EUR 0.07 A Ordinary Purchase 891 20.4000 EUR
EUR 0.07 A Ordinary Purchase 900 14.6950 GBP
EUR 0.07 A Ordinary Purchase 940 14.7200 GBP
EUR 0.07 A Ordinary Purchase 950 20.4500 EUR
EUR 0.07 B Ordinary Purchase 969 14.7126 GBP
EUR 0.07 B Ordinary Purchase 992 14.9000 GBP
EUR 0.07 B Ordinary Purchase 1,012 14.8700 GBP
EUR 0.07 A Ordinary Purchase 1,015 14.6200 GBP
EUR 0.07 B Ordinary Purchase 1,048 14.9100 GBP
EUR 0.07 A Ordinary Purchase 1,066 20.2900 EUR
EUR 0.07 A Ordinary Purchase 1,069 20.4550 EUR
EUR 0.07 A Ordinary Purchase 1,073 20.4650 EUR
B ADSs Purchase 1,100 44.5363 USD
A ADSs Purchase 1,100 44.7163 USD
EUR 0.07 A Ordinary Purchase 1,164 20.3700 EUR
B ADSs Purchase 1,200 44.4822 USD
EUR 0.07 A Ordinary Purchase 1,204 20.3603 EUR
EUR 0.07 A Ordinary Purchase 1,248 20.3350 EUR
EUR 0.07 B Ordinary Purchase 1,280 14.6750 GBP
EUR 0.07 A Ordinary Purchase 1,305 14.7250 GBP
EUR 0.07 A Ordinary Purchase 1,325 14.7000 GBP
EUR 0.07 B Ordinary Purchase 1,325 14.7000 GBP
EUR 0.07 A Ordinary Purchase 1,342 14.7464 GBP
EUR 0.07 A Ordinary Purchase 1,386 20.4050 EUR
EUR 0.07 A Ordinary Purchase 1,414 20.4950 EUR
EUR 0.07 A Ordinary Purchase 1,463 20.3650 EUR
B ADSs Purchase 1,500 44.5978 USD
EUR 0.07 B Ordinary Purchase 1,511 14.8652 GBP
EUR 0.07 A Ordinary Purchase 1,569 20.4750 EUR
B ADSs Purchase 1,570 44.9961 USD
EUR 0.07 A Ordinary Purchase 1,591 14.7266 GBP
EUR 0.07 B Ordinary Purchase 1,618 14.8956 GBP
EUR 0.07 A Ordinary Purchase 1,692 14.7261 GBP
B ADSs Purchase 1,724 44.8392 USD
EUR 0.07 A Ordinary Purchase 1,772 14.7150 GBP
A ADSs Purchase 1,794 44.3305 USD
EUR 0.07 A Ordinary Purchase 1,839 14.6850 GBP
A ADSs Purchase 1,848 44.3883 USD
EUR 0.07 A Ordinary Purchase 1,881 20.4850 EUR
EUR 0.07 A Ordinary Purchase 1,921 20.3900 EUR
EUR 0.07 A Ordinary Purchase 2,005 20.4600 EUR
EUR 0.07 B Ordinary Purchase 2,020 14.7300 GBP
EUR 0.07 A Ordinary Purchase 2,020 14.7300 GBP
B ADSs Purchase 2,199 44.5265 USD
A ADSs Purchase 2,300 44.3391 USD
EUR 0.07 A Ordinary Purchase 2,310 14.7800 GBP
EUR 0.07 B Ordinary Purchase 2,310 14.7800 GBP
EUR 0.07 B Ordinary Purchase 2,400 14.8300 GBP
EUR 0.07 A Ordinary Purchase 2,531 20.3550 EUR
EUR 0.07 A Ordinary Purchase 2,700 20.3003 EUR
A ADSs Purchase 2,882 44.3386 USD
EUR 0.07 B Ordinary Purchase 2,890 14.8161 GBP
EUR 0.07 A Ordinary Purchase 3,047 20.5732 EUR
EUR 0.07 A Ordinary Purchase 3,075 20.3810 EUR
EUR 0.07 B Ordinary Purchase 3,154 14.8515 GBP
A ADSs Purchase 3,247 44.6891 USD
EUR 0.07 B Ordinary Purchase 3,356 14.7500 GBP
EUR 0.07 A Ordinary Purchase 3,356 14.7500 GBP
EUR 0.07 A Ordinary Purchase 3,580 14.7492 GBP
EUR 0.07 B Ordinary Purchase 3,832 14.8472 GBP
EUR 0.07 A Ordinary Purchase 3,847 20.3850 EUR
EUR 0.07 A Ordinary Purchase 4,100 20.3800 EUR
EUR 0.07 B Ordinary Purchase 4,394 14.8699 GBP
EUR 0.07 A Ordinary Purchase 4,655 14.8050 GBP
A ADSs Purchase 4,700 44.6753 USD
A ADSs Purchase 4,764 44.6959 USD
EUR 0.07 A Ordinary Purchase 4,775 20.4169 EUR
EUR 0.07 A Ordinary Purchase 4,940 14.7210 GBP
B ADSs Purchase 5,200 44.6625 USD
EUR 0.07 A Ordinary Purchase 5,256 20.3413 EUR
EUR 0.07 A Ordinary Purchase 5,365 14.8000 GBP
EUR 0.07 A Ordinary Purchase 5,494 20.4673 EUR
A ADSs Purchase 5,700 44.5237 USD
B ADSs Purchase 5,738 44.5409 USD
A ADSs Purchase 5,850 44.7227 USD
EUR 0.07 A Ordinary Purchase 6,454 20.3600 EUR
A ADSs Purchase 6,600 44.3450 USD
A ADSs Purchase 6,700 44.6985 USD
B ADSs Purchase 6,735 44.5755 USD
B ADSs Purchase 6,737 44.9080 USD
EUR 0.07 A Ordinary Purchase 6,992 20.5400 EUR
EUR 0.07 A Ordinary Purchase 7,230 14.7279 GBP
EUR 0.07 A Ordinary Purchase 7,460 14.7335 GBP
EUR 0.07 A Ordinary Purchase 7,586 20.3950 EUR
EUR 0.07 A Ordinary Purchase 8,461 14.6911 GBP
EUR 0.07 B Ordinary Purchase 8,720 14.8110 GBP
B ADSs Purchase 9,550 44.7591 USD
A ADSs Purchase 10,782 44.6987 USD
EUR 0.07 A Ordinary Purchase 10,898 20.2650 EUR
EUR 0.07 B Ordinary Purchase 12,105 14.8364 GBP
EUR 0.07 A Ordinary Purchase 13,646 14.6642 GBP
EUR 0.07 A Ordinary Purchase 13,983 20.3932 EUR
EUR 0.07 B Ordinary Purchase 14,305 14.7104 GBP
A ADSs Purchase 14,843 44.6093 USD
A ADSs Purchase 15,701 44.5837 USD
B ADSs Purchase 16,056 44.5539 USD
B ADSs Purchase 16,319 44.7467 USD
EUR 0.07 A Ordinary Purchase 17,251 16.2086 GBP
EUR 0.07 A Ordinary Purchase 20,149 20.3812 EUR
EUR 0.07 A Ordinary Purchase 20,760 14.7356 GBP
A ADSs Purchase 23,641 44.6268 USD
EUR 0.07 B Ordinary Purchase 23,973 14.7159 GBP
EUR 0.07 A Ordinary Purchase 24,866 14.6615 GBP
B ADSs Purchase 25,232 44.7300 USD
A ADSs Purchase 25,232 44.7300 USD
EUR 0.07 A Ordinary Purchase 25,949 14.7084 GBP
A ADSs Purchase 26,158 44.6511 USD
EUR 0.07 B Ordinary Purchase 27,707 14.7199 GBP
EUR 0.07 A Ordinary Purchase 29,000 20.4631 EUR
A ADSs Purchase 32,962 44.7924 USD
EUR 0.07 B Ordinary Purchase 38,337 14.8048 GBP
EUR 0.07 A Ordinary Purchase 38,800 20.4707 EUR
A ADSs Purchase 39,154 44.4487 USD
EUR 0.07 B Ordinary Purchase 52,241 14.8198 GBP
EUR 0.07 B Ordinary Purchase 53,193 14.8286 GBP
EUR 0.07 B Ordinary Purchase 78,562 14.8171 GBP
EUR 0.07 A Ordinary Purchase 83,967 20.3307 EUR
B ADSs Purchase 91,170 44.7880 USD
EUR 0.07 A Ordinary Purchase 91,607 20.3565 EUR
EUR 0.07 A Ordinary Purchase 92,435 14.7346 GBP
B ADSs Purchase 93,832 44.6694 USD
A ADSs Purchase 93,871 44.6075 USD
EUR 0.07 B Ordinary Purchase 105,593 14.7373 GBP
B ADSs Purchase 127,678 44.6379 USD
EUR 0.07 B Ordinary Purchase 127,976 14.7850 GBP
EUR 0.07 A Ordinary Purchase 127,976 14.7850 GBP
A ADSs Purchase 138,621 44.6281 USD
EUR 0.07 A Ordinary Purchase 144,335 14.6966 GBP
A ADSs Purchase 154,262 44.5995 USD
EUR 0.07 A Ordinary Purchase 217,177 20.3974 EUR
EUR 0.07 B Ordinary Purchase 222,700 14.7892 GBP
EUR 0.07 B Ordinary Purchase 229,615 14.7473 GBP
A ADSs Purchase 242,952 44.5746 USD
EUR 0.07 A Ordinary Purchase 255,273 20.2922 EUR
EUR 0.07 A Ordinary Purchase 470,840 14.7074 GBP
A ADSs Sale 6 44.7200 USD
EUR 0.07 A Ordinary Sale 20 14.7350 GBP
A ADSs Sale 80 44.2650 USD
EUR 0.07 B Ordinary Sale 97 14.8575 GBP
B ADSs Sale 100 44.8000 USD
B ADSs Sale 100 44.5500 USD
A ADSs Sale 100 44.3600 USD
B ADSs Sale 100 44.9600 USD
A ADSs Sale 108 44.6689 USD
A ADSs Sale 120 44.2500 USD
EUR 0.07 B Ordinary Sale 158 14.8425 GBP
EUR 0.07 A Ordinary Sale 190 20.4415 EUR
EUR 0.07 B Ordinary Sale 196 14.8875 GBP
A ADSs Sale 200 44.3850 USD
A ADSs Sale 200 44.2850 USD
B ADSs Sale 200 44.9200 USD
B ADSs Sale 200 44.7350 USD
B ADSs Sale 200 44.7725 USD
EUR 0.07 A Ordinary Sale 214 20.4425 EUR
EUR 0.07 B Ordinary Sale 218 14.8500 GBP
A ADSs Sale 240 44.2520 USD
A ADSs Sale 250 44.7310 USD
EUR 0.07 B Ordinary Sale 250 14.8600 GBP
EUR 0.07 B Ordinary Sale 250 14.8775 GBP
EUR 0.07 B Ordinary Sale 263 14.8350 GBP
EUR 0.07 B Ordinary Sale 264 14.9050 GBP
EUR 0.07 B Ordinary Sale 286 14.7815 GBP
EUR 0.07 B Ordinary Sale 299 14.8950 GBP
B ADSs Sale 300 44.9616 USD
A ADSs Sale 300 44.6066 USD
A ADSs Sale 300 44.7216 USD
EUR 0.07 A Ordinary Sale 307 20.5150 EUR
EUR 0.07 B Ordinary Sale 311 14.8975 GBP
EUR 0.07 B Ordinary Sale 324 14.9150 GBP
EUR 0.07 A Ordinary Sale 331 20.3700 EUR
EUR 0.07 B Ordinary Sale 360 14.7600 GBP
EUR 0.07 B Ordinary Sale 360 14.8450 GBP
EUR 0.07 B Ordinary Sale 360 14.6700 GBP
EUR 0.07 B Ordinary Sale 373 14.6665 GBP
A ADSs Sale 373 44.7280 USD
EUR 0.07 A Ordinary Sale 380 20.3475 EUR
EUR 0.07 A Ordinary Sale 424 20.4350 EUR
EUR 0.07 A Ordinary Sale 456 20.3575 EUR
EUR 0.07 B Ordinary Sale 481 14.7665 GBP
EUR 0.07 B Ordinary Sale 500 14.8400 GBP
EUR 0.07 A Ordinary Sale 504 20.5450 EUR
EUR 0.07 B Ordinary Sale 520 14.8750 GBP
EUR 0.07 B Ordinary Sale 530 14.7718 GBP
EUR 0.07 B Ordinary Sale 570 14.6900 GBP
EUR 0.07 A Ordinary Sale 624 20.3375 EUR
EUR 0.07 A Ordinary Sale 647 14.8100 GBP
EUR 0.07 A Ordinary Sale 662 20.3850 EUR
EUR 0.07 A Ordinary Sale 662 20.3900 EUR
EUR 0.07 A Ordinary Sale 662 20.5050 EUR
EUR 0.07 A Ordinary Sale 663 20.3875 EUR
EUR 0.07 B Ordinary Sale 664 14.8800 GBP
EUR 0.07 B Ordinary Sale 692 14.6575 GBP
A ADSs Sale 700 44.7357 USD
EUR 0.07 A Ordinary Sale 762 20.4000 EUR
EUR 0.07 A Ordinary Sale 765 20.4900 EUR
EUR 0.07 B Ordinary Sale 844 14.7850 GBP
EUR 0.07 A Ordinary Sale 844 14.7850 GBP
B ADSs Sale 900 44.7666 USD
EUR 0.07 A Ordinary Sale 900 14.6950 GBP
A ADSs Sale 917 44.3900 USD
EUR 0.07 A Ordinary Sale 936 20.4472 EUR
EUR 0.07 A Ordinary Sale 950 20.4500 EUR
EUR 0.07 B Ordinary Sale 975 14.8900 GBP
EUR 0.07 A Ordinary Sale 980 20.4250 EUR
EUR 0.07 A Ordinary Sale 981 14.8250 GBP
EUR 0.07 B Ordinary Sale 981 14.8250 GBP
EUR 0.07 B Ordinary Sale 992 14.9000 GBP
EUR 0.07 B Ordinary Sale 1,012 14.8700 GBP
A ADSs Sale 1,024 44.3761 USD
EUR 0.07 B Ordinary Sale 1,026 14.8198 GBP
EUR 0.07 B Ordinary Sale 1,029 14.8346 GBP
EUR 0.07 B Ordinary Sale 1,048 14.9100 GBP
EUR 0.07 A Ordinary Sale 1,069 20.4550 EUR
EUR 0.07 A Ordinary Sale 1,073 20.4650 EUR
B ADSs Sale 1,100 44.7027 USD
A ADSs Sale 1,100 44.2603 USD
EUR 0.07 A Ordinary Sale 1,200 14.6850 GBP
EUR 0.07 A Ordinary Sale 1,248 20.3350 EUR
EUR 0.07 A Ordinary Sale 1,258 14.7324 GBP
EUR 0.07 B Ordinary Sale 1,280 14.6750 GBP
EUR 0.07 A Ordinary Sale 1,305 14.7250 GBP
EUR 0.07 A Ordinary Sale 1,325 14.7000 GBP
EUR 0.07 B Ordinary Sale 1,325 14.7000 GBP
EUR 0.07 B Ordinary Sale 1,335 14.7736 GBP
EUR 0.07 A Ordinary Sale 1,376 14.7816 GBP
EUR 0.07 A Ordinary Sale 1,386 20.4050 EUR
A ADSs Sale 1,400 44.6532 USD
EUR 0.07 A Ordinary Sale 1,414 20.4950 EUR
B ADSs Sale 1,500 44.5978 USD
EUR 0.07 A Ordinary Sale 1,569 20.4750 EUR
EUR 0.07 B Ordinary Sale 1,592 14.8120 GBP
EUR 0.07 B Ordinary Sale 1,649 14.7150 GBP
EUR 0.07 A Ordinary Sale 1,649 14.7150 GBP
A ADSs Sale 1,800 44.6597 USD
EUR 0.07 B Ordinary Sale 1,834 14.8200 GBP
EUR 0.07 A Ordinary Sale 1,834 14.8200 GBP
EUR 0.07 A Ordinary Sale 1,853 20.4418 EUR
EUR 0.07 A Ordinary Sale 1,881 20.4850 EUR
A ADSs Sale 1,927 44.7250 USD
EUR 0.07 A Ordinary Sale 2,020 14.7300 GBP
EUR 0.07 B Ordinary Sale 2,020 14.7300 GBP
EUR 0.07 A Ordinary Sale 2,061 14.7263 GBP
EUR 0.07 A Ordinary Sale 2,310 14.7800 GBP
EUR 0.07 B Ordinary Sale 2,310 14.7800 GBP
EUR 0.07 A Ordinary Sale 2,393 14.7183 GBP
EUR 0.07 A Ordinary Sale 2,413 20.3800 EUR
EUR 0.07 A Ordinary Sale 2,479 20.2760 EUR
B ADSs Sale 2,500 44.5904 USD
EUR 0.07 A Ordinary Sale 2,527 14.7233 GBP
A ADSs Sale 2,600 44.6709 USD
EUR 0.07 A Ordinary Sale 2,700 20.3003 EUR
EUR 0.07 B Ordinary Sale 2,750 14.8300 GBP
EUR 0.07 A Ordinary Sale 2,750 14.8300 GBP
EUR 0.07 A Ordinary Sale 2,781 20.3906 EUR
B ADSs Sale 2,800 44.6007 USD
A ADSs Sale 2,967 44.7134 USD
A ADSs Sale 3,000 44.6030 USD
EUR 0.07 B Ordinary Sale 3,000 14.7942 GBP
EUR 0.07 A Ordinary Sale 3,047 20.5732 EUR
EUR 0.07 A Ordinary Sale 3,207 14.7616 GBP
EUR 0.07 A Ordinary Sale 3,343 20.3950 EUR
A ADSs Sale 3,797 44.3749 USD
EUR 0.07 A Ordinary Sale 4,286 20.4130 EUR
EUR 0.07 A Ordinary Sale 4,591 20.3600 EUR
EUR 0.07 A Ordinary Sale 4,655 14.8050 GBP
A ADSs Sale 4,900 44.5204 USD
EUR 0.07 A Ordinary Sale 5,059 20.3804 EUR
EUR 0.07 A Ordinary Sale 5,091 20.4689 EUR
EUR 0.07 A Ordinary Sale 5,200 14.6481 GBP
EUR 0.07 A Ordinary Sale 5,222 20.4695 EUR
EUR 0.07 A Ordinary Sale 5,365 14.8000 GBP
EUR 0.07 A Ordinary Sale 5,701 14.7036 GBP
EUR 0.07 A Ordinary Sale 6,089 14.6874 GBP
EUR 0.07 A Ordinary Sale 6,264 14.7151 GBP
EUR 0.07 A Ordinary Sale 6,386 20.5211 EUR
A ADSs Sale 6,467 44.3788 USD
EUR 0.07 A Ordinary Sale 6,686 14.8019 GBP
EUR 0.07 B Ordinary Sale 6,816 14.7867 GBP
EUR 0.07 A Ordinary Sale 6,830 14.7804 GBP
EUR 0.07 A Ordinary Sale 6,935 14.7316 GBP
A ADSs Sale 6,995 44.4239 USD
A ADSs Sale 7,109 44.3746 USD
A ADSs Sale 7,117 44.4641 USD
A ADSs Sale 7,481 44.4673 USD
EUR 0.07 B Ordinary Sale 8,683 14.8002 GBP
EUR 0.07 A Ordinary Sale 10,336 20.4023 EUR
EUR 0.07 A Ordinary Sale 11,142 14.7246 GBP
B ADSs Sale 12,632 44.7300 USD
A ADSs Sale 12,632 44.7300 USD
A ADSs Sale 13,321 44.4346 USD
A ADSs Sale 15,383 44.5838 USD
A ADSs Sale 16,019 44.5837 USD
EUR 0.07 B Ordinary Sale 16,665 14.7781 GBP
EUR 0.07 A Ordinary Sale 16,747 14.7013 GBP
EUR 0.07 A Ordinary Sale 20,338 20.4827 EUR
EUR 0.07 A Ordinary Sale 20,548 20.5008 EUR
EUR 0.07 A Ordinary Sale 25,124 14.7200 GBP
EUR 0.07 B Ordinary Sale 27,270 14.7662 GBP
EUR 0.07 B Ordinary Sale 30,484 14.7899 GBP
EUR 0.07 A Ordinary Sale 31,171 20.4092 EUR
EUR 0.07 A Ordinary Sale 32,005 20.4600 EUR
A ADSs Sale 32,962 44.7924 USD
B ADSs Sale 34,100 44.8140 USD
EUR 0.07 A Ordinary Sale 39,347 14.7500 GBP
EUR 0.07 B Ordinary Sale 39,347 14.7500 GBP
EUR 0.07 B Ordinary Sale 40,000 14.8549 GBP
EUR 0.07 A Ordinary Sale 41,496 20.4276 EUR
EUR 0.07 A Ordinary Sale 43,096 14.6200 GBP
EUR 0.07 B Ordinary Sale 43,475 14.7382 GBP
EUR 0.07 A Ordinary Sale 48,833 20.2754 EUR
EUR 0.07 A Ordinary Sale 51,781 20.2772 EUR
EUR 0.07 A Ordinary Sale 54,611 14.7160 GBP
EUR 0.07 B Ordinary Sale 62,067 14.7668 GBP
EUR 0.07 A Ordinary Sale 65,248 14.7065 GBP
EUR 0.07 B Ordinary Sale 74,242 14.7373 GBP
EUR 0.07 A Ordinary Sale 82,427 20.4233 EUR
EUR 0.07 B Ordinary Sale 87,402 14.7894 GBP
B ADSs Sale 91,170 44.7880 USD
EUR 0.07 A Ordinary Sale 100,506 20.2911 EUR
A ADSs Sale 102,779 44.6106 USD
A ADSs Sale 121,476 44.5746 USD
EUR 0.07 B Ordinary Sale 164,087 14.7704 GBP
A ADSs Sale 169,263 44.6302 USD
EUR 0.07 B Ordinary Sale 176,535 14.7302 GBP
EUR 0.07 A Ordinary Sale 186,888 20.3717 EUR
EUR 0.07 A Ordinary Sale 208,081 20.2650 EUR
EUR 0.07 B Ordinary Sale 215,588 14.7848 GBP
EUR 0.07 A Ordinary Sale 250,040 20.4609 EUR
B ADSs Sale 255,356 44.6379 USD
EUR 0.07 A Ordinary Sale 283,832 20.3955 EUR
A ADSs Sale 308,524 44.5995 USD
EUR 0.07 B Ordinary Sale 342,314 14.7412 GBP
EUR 0.07 A Ordinary Sale 407,656 14.7084 GBP
EUR 0.07 B Ordinary Sale 1,200,000 14.7750 GBP
 
(b) Cash-settled derivative transactions      
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
EUR 0.07 A Ordinary CFD Long 45 14.5991 GBP
EUR 0.07 B Ordinary CFD Long 100 14.9287 GBP
EUR 0.07 A Ordinary SWAP Long 200 14.7750 GBP
EUR 0.07 A Ordinary SWAP Long 418 14.8050 GBP
EUR 0.07 B Ordinary CFD Long 692 14.6575 GBP
EUR 0.07 A Ordinary CFD Long 1,260 14.7262 GBP
EUR 0.07 B Ordinary CFD Long 1,142 14.6453 GBP
EUR 0.07 B Ordinary SWAP Long 2,574 14.6959 GBP
EUR 0.07 B Ordinary CFD Long 4,500 14.6687 GBP
EUR 0.07 A Ordinary CFD Long 5,200 14.6481 GBP
EUR 0.07 A Ordinary CFD Long 8,522 14.7566 GBP
EUR 0.07 B Ordinary SWAP Long 10,339 14.7418 GBP
EUR 0.07 A Ordinary CFD Long 12,041 20.3054 EUR
EUR 0.07 B Ordinary SWAP Long 14,458 14.7726 GBP
EUR 0.07 A Ordinary CFD Long 16,747 14.7013 GBP
EUR 0.07 B Ordinary CFD Long 17,058 14.7178 GBP
EUR 0.07 B Ordinary SWAP Long 25,577 14.8111 GBP
EUR 0.07 A Ordinary SWAP Long 26,755 20.4393 EUR
EUR 0.07 B Ordinary CFD Long 27,270 14.7662 GBP
EUR 0.07 A Ordinary CFD Long 40,754 20.3314 EUR
EUR 0.07 A Ordinary CFD Long 24,051 14.7436 GBP
EUR 0.07 A Ordinary SWAP Long 59,420 20.4237 EUR
EUR 0.07 B Ordinary SWAP Long 66,441 14.7972 GBP
EUR 0.07 A Ordinary CFD Long 35,112 14.6790 GBP
EUR 0.07 B Ordinary CFD Long 44,378 14.7133 GBP
EUR 0.07 B Ordinary SWAP Long 95,072 14.7537 GBP
EUR 0.07 A Ordinary CFD Long 175,037 20.2650 EUR
EUR 0.07 A Ordinary CFD Long 186,888 20.3717 EUR
EUR 0.07 B Ordinary CFD Long 237,568 14.7508 GBP
EUR 0.07 A Ordinary SWAP Long 243,370 20.4102 EUR
EUR 0.07 B Ordinary CFD Short 1,156 14.7979 GBP
EUR 0.07 A Ordinary SWAP Short 1,210 20.2169 EUR
EUR 0.07 A Ordinary SWAP Short 2,701 14.6245 GBP
EUR 0.07 A Ordinary SWAP Short 4,136 20.4459 EUR
EUR 0.07 A Ordinary SWAP Short 4,200 14.6251 GBP
EUR 0.07 A Ordinary SWAP Short 5,596 14.6153 GBP
EUR 0.07 A Ordinary CFD Short 6,871 14.6585 GBP
EUR 0.07 A Ordinary CFD Short 8,375 14.7673 GBP
EUR 0.07 A Ordinary SWAP Short 8,738 14.7452 GBP
EUR 0.07 B Ordinary SWAP Short 14,792 14.8341 GBP
EUR 0.07 A Ordinary CFD Short 25,949 14.7084 GBP
EUR 0.07 B Ordinary CFD Short 29,822 14.8427 GBP
EUR 0.07 B Ordinary SWAP Short 30,627 14.8460 GBP
EUR 0.07 A Ordinary SWAP Short 38,800 20.4707 EUR
EUR 0.07 B Ordinary CFD Short 19,671 14.8130 GBP
EUR 0.07 B Ordinary SWAP Short 40,552 14.7921 GBP
EUR 0.07 A Ordinary CFD Short 27,002 14.7003 GBP
EUR 0.07 B Ordinary SWAP Short 54,098 14.8040 GBP
EUR 0.07 A Ordinary SWAP Short 59,578 20.4355 EUR
EUR 0.07 A Ordinary CFD Short 71,576 20.5132 EUR
EUR 0.07 B Ordinary CFD Short 41,597 14.8309 GBP
EUR 0.07 A Ordinary CFD Short 67,027 14.7559 GBP
EUR 0.07 A Ordinary CFD Short 144,335 14.6966 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
  Put Options Purchasing 42,000 42.5000 USD American 15 Jan 16 0.8400 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

Date of disclosure:  

17 DEC 2015

Contact name:

Jay Supaya

Telephone number:

020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:  

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

ROYAL DUTCH SHELL PLC

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
EUR 0.07 A ordinary Put Options Written 250,000 26.0000 American 16 Dec 16
EUR 0.07 A ordinary Call Options Purchased 7,282 25.0000 European 18 Dec 15
EUR 0.07 A ordinary Call Options Purchased 350,000 26.0000 American 18 Dec 15
EUR 0.07 A ordinary Call Options Purchased 16,603 26.0000 European 18 Dec 15
EUR 0.07 B ordinary Call Options Written -100,000 65.0000 American 15 Jan 16
EUR 0.07 B ordinary Put Options Written 96,000 2100.0000 American 18 Dec 15
EUR 0.07 A ordinary Call Options Written -16,603 26.0000 European 18 Dec 15
EUR 0.07 A ordinary Call Options Purchased 250,000 26.0000 American 16 Dec 16
EUR 0.07 A ordinary Call Options Purchased 275,000 30.0000 American 15 Dec 17
EUR 0.07 A ordinary Futures Selling -310,000 1.4740   16 Dec 16
EUR 0.07 A ordinary Put Options Purchased -450,000 25.0000 American 18 Dec 15
EUR 0.07 A ordinary Put Options Written 18,599 23.0000 European 18 Dec 15
EUR 0.07 A ordinary Put Options Purchased -425,000 23.0000 American 17 Jun 16
EUR 0.07 A ordinary Put Options Purchased -70,000 23.0000 American 18 Mar 16
EUR 0.07 A ordinary Call Options Written -7,282 25.0000 European 18 Dec 15
EUR 0.07 A ordinary Put Options Written 175,000 30.0000 American 15 Dec 17
EUR 0.07 A ordinary Call Options Written -600,000 28.0000 American 18 Dec 15
EUR 0.07 A ordinary Call Options Purchased 70,000 23.0000 American 18 Mar 16
EUR 0.07 A ordinary Call Options Written -200,000 25.0000 American 18 Dec 15
EUR 0.07 A ordinary Put Options Purchased -42,000 42.5000 American 15 Jan 16
EUR 0.07 A ordinary Call Options Purchased 200,000 25.0000 American 18 Dec 15
EUR 0.07 A ordinary Put Options Written 200,000 24.0000 American 18 Dec 15
EUR 0.07 A ordinary Call Options Purchased 175,000 23.0000 American 17 Jun 16
EUR 0.07 A ordinary Put Options Written 70,000 23.0000 American 18 Mar 16
EUR 0.07 B ordinary Call Options Written -199,636 2063.5439 European 25 Jan 16
EUR 0.07 A ordinary Put Options Purchased -18,599 23.0000 European 18 Dec 15
EUR 0.07 A ordinary Call Options Written -70,000 23.0000 American 18 Mar 16
EUR 0.07 A ordinary Put Options Purchased -150,000 26.0000 American 18 Dec 15
EUR 0.07 A ordinary Put Options Purchased -7,716 25.0000 European 18 Dec 15
EUR 0.07 A ordinary Put Options Purchased -100,000 28.0000 American 15 Dec 17
EUR 0.07 A ordinary Put Options Written 7,716 25.0000 European 18 Dec 15

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 501288
Time of Receipt (offset from UTC): 20151217T145008+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC