Form 8.3 - ROYAL DUTCH SHELL PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

ROYAL DUTCH SHELL PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

11 Nov 2015

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES

BG GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       EUR 0.07 A ordinary (including A ADRs)            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 23,133,095 0.59% 10,529,857 0.27%
           
(2) Cash-settled derivatives:
11,848,108 0.30% 16,310,724 0.41%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 1,550,200 0.04% 1,600,200 0.04%
           
(4)
TOTAL: 36,531,403 0.93% 28,440,781 0.72%
 
Class of relevant security:   EUR 0.07 B ordinary Shares (including B ADRs)      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 22,699,478 0.93% 13,655,559 0.56%
           
(2) Cash-settled derivatives:
14,136,053 0.58% 9,122,980 0.37%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 175,000 0.01% 299,636 0.01%
           
(4)
TOTAL: 37,010,531 1.52% 23,078,175 0.95%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit  
security   securities  
B ADSs Purchase 2 49.7600 USD
B ADSs Purchase 3 49.9900 USD
B ADSs Purchase 10 50.2100 USD
EUR 0.07 A Ordinary Purchase 18 16.6725 GBP
B ADSs Purchase 50 49.8100 USD
EUR 0.07 A Ordinary Purchase 91 16.8225 GBP
A ADSs Purchase 100 49.6200 USD
B ADSs Purchase 100 50.5400 USD
B ADSs Purchase 100 49.9500 USD
A ADSs Purchase 101 49.7900 USD
EUR 0.07 A Ordinary Purchase 126 23.9250 EUR
EUR 0.07 A Ordinary Purchase 132 16.7500 GBP
EUR 0.07 A Ordinary Purchase 140 23.9925 EUR
EUR 0.07 B Ordinary Purchase 147 16.8500 GBP
EUR 0.07 A Ordinary Purchase 181 23.6875 EUR
EUR 0.07 A Ordinary Purchase 183 16.7100 GBP
EUR 0.07 A Ordinary Purchase 183 16.7400 GBP
EUR 0.07 A Ordinary Purchase 183 16.7200 GBP
EUR 0.07 A Ordinary Purchase 183 16.7250 GBP
EUR 0.07 A Ordinary Purchase 183 16.7300 GBP
EUR 0.07 A Ordinary Purchase 184 16.7925 GBP
EUR 0.07 A Ordinary Purchase 189 16.7900 GBP
EUR 0.07 A Ordinary Purchase 190 24.0000 EUR
EUR 0.07 A Ordinary Purchase 191 16.7125 GBP
EUR 0.07 A Ordinary Purchase 192 16.8475 GBP
EUR 0.07 A Ordinary Purchase 195 16.7000 GBP
B ADSs Purchase 200 50.3550 USD
EUR 0.07 A Ordinary Purchase 206 16.5975 GBP
EUR 0.07 A Ordinary Purchase 207 16.7825 GBP
EUR 0.07 A Ordinary Purchase 208 16.7975 GBP
EUR 0.07 A Ordinary Purchase 210 16.7575 GBP
EUR 0.07 A Ordinary Purchase 212 16.6050 GBP
B ADSs Purchase 222 49.9877 USD
EUR 0.07 A Ordinary Purchase 224 16.6675 GBP
EUR 0.07 A Ordinary Purchase 226 16.6075 GBP
EUR 0.07 A Ordinary Purchase 233 16.8725 GBP
A ADSs Purchase 250 49.5900 USD
EUR 0.07 A Ordinary Purchase 250 23.8650 EUR
EUR 0.07 A Ordinary Purchase 251 16.6300 GBP
B ADSs Purchase 284 49.9788 USD
EUR 0.07 B Ordinary Purchase 294 16.9250 GBP
B ADSs Purchase 300 49.9833 USD
EUR 0.07 A Ordinary Purchase 306 24.0341 EUR
EUR 0.07 B Ordinary Purchase 324 16.9400 GBP
A ADSs Purchase 340 49.7579 USD
EUR 0.07 A Ordinary Purchase 376 16.7375 GBP
EUR 0.07 A Ordinary Purchase 381 24.0150 EUR
EUR 0.07 A Ordinary Purchase 383 16.7600 GBP
EUR 0.07 B Ordinary Purchase 386 16.8300 GBP
EUR 0.07 A Ordinary Purchase 386 16.8300 GBP
EUR 0.07 A Ordinary Purchase 389 16.7075 GBP
EUR 0.07 A Ordinary Purchase 394 16.6150 GBP
B ADSs Purchase 400 49.7962 USD
EUR 0.07 A Ordinary Purchase 410 16.7475 GBP
EUR 0.07 A Ordinary Purchase 419 16.7525 GBP
B ADSs Purchase 420 49.9557 USD
EUR 0.07 B Ordinary Purchase 428 16.8750 GBP
EUR 0.07 B Ordinary Purchase 430 16.6753 GBP
EUR 0.07 A Ordinary Purchase 462 23.8200 EUR
EUR 0.07 B Ordinary Purchase 500 16.9606 GBP
B ADSs Purchase 500 49.8210 USD
EUR 0.07 B Ordinary Purchase 515 16.9017 GBP
A ADSs Purchase 517 49.8000 USD
EUR 0.07 B Ordinary Purchase 561 16.9016 GBP
A ADSs Purchase 600 49.5416 USD
EUR 0.07 B Ordinary Purchase 615 16.8150 GBP
EUR 0.07 A Ordinary Purchase 615 16.8150 GBP
EUR 0.07 B Ordinary Purchase 617 16.8850 GBP
EUR 0.07 A Ordinary Purchase 629 16.8425 GBP
EUR 0.07 B Ordinary Purchase 638 16.8800 GBP
EUR 0.07 B Ordinary Purchase 681 16.8100 GBP
EUR 0.07 B Ordinary Purchase 692 16.9300 GBP
EUR 0.07 B Ordinary Purchase 694 16.9050 GBP
B ADSs Purchase 700 49.9439 USD
B ADSs Purchase 700 49.9600 USD
B ADSs Purchase 700 49.9585 USD
EUR 0.07 A Ordinary Purchase 707 24.0500 EUR
B ADSs Purchase 742 49.9581 USD
EUR 0.07 A Ordinary Purchase 746 23.9950 EUR
EUR 0.07 A Ordinary Purchase 749 23.9100 EUR
EUR 0.07 A Ordinary Purchase 777 16.6750 GBP
EUR 0.07 B Ordinary Purchase 777 16.6750 GBP
EUR 0.07 A Ordinary Purchase 778 16.9200 GBP
EUR 0.07 B Ordinary Purchase 778 16.9200 GBP
EUR 0.07 A Ordinary Purchase 807 23.9050 EUR
EUR 0.07 A Ordinary Purchase 856 23.9235 EUR
EUR 0.07 B Ordinary Purchase 877 16.9020 GBP
EUR 0.07 B Ordinary Purchase 882 16.8350 GBP
A ADSs Purchase 900 49.5866 USD
EUR 0.07 A Ordinary Purchase 945 23.9872 EUR
EUR 0.07 A Ordinary Purchase 945 24.0600 EUR
EUR 0.07 A Ordinary Purchase 993 16.7550 GBP
A ADSs Purchase 1,000 49.7750 USD
EUR 0.07 B Ordinary Purchase 1,027 16.8950 GBP
EUR 0.07 B Ordinary Purchase 1,029 16.8650 GBP
EUR 0.07 A Ordinary Purchase 1,048 23.9500 EUR
EUR 0.07 B Ordinary Purchase 1,048 16.8450 GBP
EUR 0.07 A Ordinary Purchase 1,066 23.8300 EUR
A ADSs Purchase 1,100 49.6586 USD
EUR 0.07 B Ordinary Purchase 1,107 16.8050 GBP
EUR 0.07 A Ordinary Purchase 1,162 16.5824 GBP
EUR 0.07 A Ordinary Purchase 1,174 23.8350 EUR
EUR 0.07 A Ordinary Purchase 1,334 16.7350 GBP
EUR 0.07 A Ordinary Purchase 1,449 23.8250 EUR
EUR 0.07 A Ordinary Purchase 1,491 23.8518 EUR
A ADSs Purchase 1,500 49.6006 USD
EUR 0.07 B Ordinary Purchase 1,641 16.8600 GBP
EUR 0.07 B Ordinary Purchase 1,646 16.8550 GBP
EUR 0.07 B Ordinary Purchase 1,658 16.8713 GBP
EUR 0.07 B Ordinary Purchase 1,729 16.8700 GBP
EUR 0.07 A Ordinary Purchase 1,729 16.8700 GBP
EUR 0.07 B Ordinary Purchase 1,758 16.8900 GBP
EUR 0.07 A Ordinary Purchase 1,772 16.7946 GBP
EUR 0.07 B Ordinary Purchase 1,773 16.7935 GBP
EUR 0.07 A Ordinary Purchase 2,235 16.7450 GBP
A ADSs Purchase 2,422 49.5867 USD
A ADSs Purchase 2,500 49.7632 USD
EUR 0.07 A Ordinary Purchase 2,541 23.8600 EUR
EUR 0.07 A Ordinary Purchase 2,573 16.7739 GBP
EUR 0.07 A Ordinary Purchase 2,586 16.5650 GBP
A ADSs Purchase 2,700 49.6096 USD
EUR 0.07 B Ordinary Purchase 2,859 16.9723 GBP
EUR 0.07 A Ordinary Purchase 2,952 23.8450 EUR
A ADSs Purchase 3,131 49.8346 USD
A ADSs Purchase 3,167 49.8345 USD
A ADSs Purchase 3,253 49.6502 USD
EUR 0.07 A Ordinary Purchase 3,692 16.8200 GBP
EUR 0.07 B Ordinary Purchase 3,692 16.8200 GBP
B ADSs Purchase 3,700 49.8399 USD
EUR 0.07 A Ordinary Purchase 3,968 23.8400 EUR
EUR 0.07 A Ordinary Purchase 3,977 24.0270 EUR
EUR 0.07 A Ordinary Purchase 4,108 23.9350 EUR
EUR 0.07 B Ordinary Purchase 4,205 16.7386 GBP
EUR 0.07 A Ordinary Purchase 4,335 16.7133 GBP
EUR 0.07 A Ordinary Purchase 4,549 23.8500 EUR
EUR 0.07 A Ordinary Purchase 4,672 16.7878 GBP
EUR 0.07 A Ordinary Purchase 4,693 16.7710 GBP
EUR 0.07 A Ordinary Purchase 4,716 16.7788 GBP
EUR 0.07 A Ordinary Purchase 5,134 16.7686 GBP
EUR 0.07 A Ordinary Purchase 5,749 23.8793 EUR
EUR 0.07 A Ordinary Purchase 6,295 16.7277 GBP
EUR 0.07 A Ordinary Purchase 6,316 16.7530 GBP
A ADSs Purchase 6,777 49.7352 USD
B ADSs Purchase 6,900 49.7921 USD
A ADSs Purchase 7,200 49.7922 USD
EUR 0.07 A Ordinary Purchase 7,742 24.0188 EUR
B ADSs Purchase 8,156 50.5617 USD
B ADSs Purchase 8,359 49.8047 USD
A ADSs Purchase 8,900 49.7908 USD
EUR 0.07 A Ordinary Purchase 10,651 23.8553 EUR
EUR 0.07 A Ordinary Purchase 11,250 23.7869 EUR
EUR 0.07 A Ordinary Purchase 11,255 16.7793 GBP
A ADSs Purchase 12,665 49.7567 USD
A ADSs Purchase 14,128 49.8729 USD
EUR 0.07 A Ordinary Purchase 14,525 23.8935 EUR
B ADSs Purchase 16,204 49.9622 USD
EUR 0.07 A Ordinary Purchase 16,750 16.6578 GBP
EUR 0.07 B Ordinary Purchase 17,773 16.7912 GBP
B ADSs Purchase 17,900 50.2394 USD
EUR 0.07 B Ordinary Purchase 18,357 16.7737 GBP
A ADSs Purchase 18,557 49.6000 USD
A ADSs Purchase 19,400 49.8441 USD
EUR 0.07 B Ordinary Purchase 20,290 16.7587 GBP
A ADSs Purchase 22,679 49.8565 USD
EUR 0.07 B Ordinary Purchase 23,527 16.7714 GBP
EUR 0.07 B Ordinary Purchase 24,528 16.8428 GBP
EUR 0.07 A Ordinary Purchase 25,634 23.9747 EUR
EUR 0.07 B Ordinary Purchase 26,788 16.8687 GBP
EUR 0.07 A Ordinary Purchase 27,612 23.9311 EUR
A ADSs Purchase 28,656 49.9177 USD
EUR 0.07 A Ordinary Purchase 29,766 16.7608 GBP
EUR 0.07 A Ordinary Purchase 33,370 23.6250 EUR
EUR 0.07 A Ordinary Purchase 34,563 23.9429 EUR
B ADSs Purchase 35,033 49.9199 USD
EUR 0.07 A Ordinary Purchase 36,842 23.7181 EUR
EUR 0.07 B Ordinary Purchase 41,630 16.8469 GBP
EUR 0.07 A Ordinary Purchase 42,652 23.9154 EUR
EUR 0.07 A Ordinary Purchase 45,030 23.9438 EUR
B ADSs Purchase 48,142 50.0526 USD
EUR 0.07 B Ordinary Purchase 52,867 16.8490 GBP
B ADSs Purchase 54,599 49.9346 USD
A ADSs Purchase 55,678 49.7056 USD
EUR 0.07 A Ordinary Purchase 55,727 23.9725 EUR
EUR 0.07 A Ordinary Purchase 68,546 23.8918 EUR
EUR 0.07 A Ordinary Purchase 74,686 16.7670 GBP
A ADSs Purchase 91,503 49.6009 USD
EUR 0.07 B Ordinary Purchase 106,768 16.8627 GBP
A ADSs Purchase 157,930 49.7194 USD
EUR 0.07 B Ordinary Purchase 1,260,803 16.9000 GBP
EUR 0.07 B Ordinary Purchase 3,439,099 16.8400 GBP
EUR 0.07 A Ordinary Purchase 3,439,099 16.8400 GBP
A ADSs Sale -15,426 49.6038 USD
A ADSs Sale -7 50.1801 USD
B ADSs Sale 2 49.7600 USD
EUR 0.07 A Ordinary Sale 18 16.6725 GBP
B ADSs Sale 30 49.7400 USD
EUR 0.07 A Ordinary Sale 36 16.7714 GBP
EUR 0.07 A Ordinary Sale 47 16.6700 GBP
EUR 0.07 A Ordinary Sale 91 16.8225 GBP
B ADSs Sale 100 50.0050 USD
B ADSs Sale 100 50.0400 USD
A ADSs Sale 100 49.6400 USD
A ADSs Sale 100 49.5500 USD
A ADSs Sale 106 50.5747 USD
EUR 0.07 A Ordinary Sale 126 23.9250 EUR
EUR 0.07 A Ordinary Sale 132 16.7500 GBP
EUR 0.07 A Ordinary Sale 140 23.9925 EUR
EUR 0.07 B Ordinary Sale 147 16.8500 GBP
EUR 0.07 A Ordinary Sale 183 16.7100 GBP
EUR 0.07 A Ordinary Sale 183 16.7750 GBP
EUR 0.07 A Ordinary Sale 183 16.7400 GBP
EUR 0.07 A Ordinary Sale 183 16.7250 GBP
EUR 0.07 A Ordinary Sale 183 16.7200 GBP
EUR 0.07 A Ordinary Sale 184 16.7925 GBP
EUR 0.07 A Ordinary Sale 189 16.7900 GBP
EUR 0.07 A Ordinary Sale 190 24.0000 EUR
EUR 0.07 B Ordinary Sale 190 16.6786 GBP
EUR 0.07 A Ordinary Sale 191 16.7125 GBP
EUR 0.07 A Ordinary Sale 192 16.8475 GBP
EUR 0.07 A Ordinary Sale 195 16.7000 GBP
EUR 0.07 B Ordinary Sale 205 16.6800 GBP
EUR 0.07 A Ordinary Sale 206 16.5975 GBP
EUR 0.07 A Ordinary Sale 207 16.7825 GBP
EUR 0.07 A Ordinary Sale 208 16.7975 GBP
EUR 0.07 A Ordinary Sale 210 16.7575 GBP
EUR 0.07 A Ordinary Sale 212 16.6050 GBP
EUR 0.07 A Ordinary Sale 224 16.6675 GBP
EUR 0.07 A Ordinary Sale 226 16.6075 GBP
EUR 0.07 A Ordinary Sale 233 16.8725 GBP
EUR 0.07 A Ordinary Sale 250 23.8650 EUR
EUR 0.07 A Ordinary Sale 251 16.6300 GBP
EUR 0.07 B Ordinary Sale 267 16.9000 GBP
EUR 0.07 B Ordinary Sale 271 16.8465 GBP
EUR 0.07 B Ordinary Sale 294 16.8300 GBP
EUR 0.07 B Ordinary Sale 294 16.9250 GBP
EUR 0.07 B Ordinary Sale 324 16.9400 GBP
EUR 0.07 A Ordinary Sale 362 23.6875 EUR
EUR 0.07 A Ordinary Sale 376 16.7375 GBP
EUR 0.07 A Ordinary Sale 381 24.0150 EUR
EUR 0.07 A Ordinary Sale 383 16.7600 GBP
EUR 0.07 A Ordinary Sale 389 16.7075 GBP
EUR 0.07 A Ordinary Sale 394 16.6150 GBP
EUR 0.07 A Ordinary Sale 410 16.7475 GBP
EUR 0.07 A Ordinary Sale 419 16.7525 GBP
EUR 0.07 B Ordinary Sale 428 16.8750 GBP
EUR 0.07 B Ordinary Sale 460 16.7936 GBP
EUR 0.07 A Ordinary Sale 462 23.8200 EUR
EUR 0.07 B Ordinary Sale 478 16.8522 GBP
EUR 0.07 A Ordinary Sale 483 16.5871 GBP
A ADSs Sale 500 49.8160 USD
EUR 0.07 B Ordinary Sale 584 16.8518 GBP
EUR 0.07 B Ordinary Sale 593 16.9050 GBP
A ADSs Sale 594 50.2340 USD
B ADSs Sale 600 50.0250 USD
B ADSs Sale 600 50.3600 USD
B ADSs Sale 600 49.7650 USD
EUR 0.07 A Ordinary Sale 615 16.8150 GBP
EUR 0.07 B Ordinary Sale 615 16.8150 GBP
EUR 0.07 B Ordinary Sale 617 16.8850 GBP
EUR 0.07 A Ordinary Sale 629 16.8425 GBP
EUR 0.07 B Ordinary Sale 638 16.8800 GBP
EUR 0.07 A Ordinary Sale 650 16.7093 GBP
EUR 0.07 B Ordinary Sale 681 16.8100 GBP
EUR 0.07 B Ordinary Sale 692 16.9300 GBP
EUR 0.07 A Ordinary Sale 749 23.9100 EUR
EUR 0.07 A Ordinary Sale 778 16.9200 GBP
EUR 0.07 B Ordinary Sale 778 16.9200 GBP
EUR 0.07 A Ordinary Sale 790 24.0500 EUR
B ADSs Sale 792 49.8665 USD
EUR 0.07 A Ordinary Sale 807 23.9050 EUR
EUR 0.07 B Ordinary Sale 882 16.8350 GBP
B ADSs Sale 900 49.8616 USD
EUR 0.07 A Ordinary Sale 945 23.9872 EUR
EUR 0.07 A Ordinary Sale 945 24.0600 EUR
EUR 0.07 A Ordinary Sale 993 16.7550 GBP
A ADSs Sale 1,000 50.3040 USD
EUR 0.07 A Ordinary Sale 1,000 16.8541 GBP
EUR 0.07 A Ordinary Sale 1,014 23.6895 EUR
EUR 0.07 B Ordinary Sale 1,027 16.8950 GBP
EUR 0.07 B Ordinary Sale 1,029 16.8650 GBP
EUR 0.07 A Ordinary Sale 1,048 23.9500 EUR
EUR 0.07 B Ordinary Sale 1,048 16.8450 GBP
B ADSs Sale 1,063 50.3092 USD
EUR 0.07 A Ordinary Sale 1,066 23.8300 EUR
EUR 0.07 B Ordinary Sale 1,107 16.8050 GBP
EUR 0.07 B Ordinary Sale 1,150 16.8368 GBP
EUR 0.07 A Ordinary Sale 1,174 23.8350 EUR
B ADSs Sale 1,187 50.2858 USD
EUR 0.07 A Ordinary Sale 1,200 24.0082 EUR
A ADSs Sale 1,200 49.6252 USD
EUR 0.07 A Ordinary Sale 1,218 23.6893 EUR
EUR 0.07 A Ordinary Sale 1,283 16.7300 GBP
B ADSs Sale 1,300 49.8115 USD
A ADSs Sale 1,300 49.9208 USD
A ADSs Sale 1,300 49.5930 USD
A ADSs Sale 1,300 49.6700 USD
EUR 0.07 A Ordinary Sale 1,334 16.7350 GBP
B ADSs Sale 1,400 49.7464 USD
EUR 0.07 A Ordinary Sale 1,421 23.6900 EUR
EUR 0.07 B Ordinary Sale 1,428 16.8400 GBP
EUR 0.07 A Ordinary Sale 1,449 23.8250 EUR
EUR 0.07 B Ordinary Sale 1,641 16.8600 GBP
EUR 0.07 B Ordinary Sale 1,646 16.8550 GBP
B ADSs Sale 1,697 49.9074 USD
EUR 0.07 A Ordinary Sale 1,698 16.6656 GBP
EUR 0.07 B Ordinary Sale 1,758 16.8900 GBP
EUR 0.07 B Ordinary Sale 1,815 16.7319 GBP
EUR 0.07 B Ordinary Sale 1,901 16.8700 GBP
EUR 0.07 A Ordinary Sale 1,901 16.8700 GBP
EUR 0.07 A Ordinary Sale 1,916 23.6897 EUR
EUR 0.07 B Ordinary Sale 1,923 16.8476 GBP
A ADSs Sale 2,000 49.7060 USD
A ADSs Sale 2,267 49.6013 USD
EUR 0.07 A Ordinary Sale 2,282 16.7446 GBP
EUR 0.07 A Ordinary Sale 2,438 16.7450 GBP
EUR 0.07 B Ordinary Sale 2,514 16.8200 GBP
EUR 0.07 A Ordinary Sale 2,514 16.8200 GBP
EUR 0.07 A Ordinary Sale 2,541 23.8600 EUR
B ADSs Sale 2,550 50.2003 USD
EUR 0.07 A Ordinary Sale 2,908 16.7335 GBP
EUR 0.07 B Ordinary Sale 2,917 16.6750 GBP
EUR 0.07 A Ordinary Sale 2,917 16.6750 GBP
EUR 0.07 A Ordinary Sale 2,952 23.8450 EUR
A ADSs Sale 3,000 49.7681 USD
A ADSs Sale 3,149 49.8345 USD
A ADSs Sale 3,149 49.8751 USD
EUR 0.07 A Ordinary Sale 3,203 16.7855 GBP
B ADSs Sale 3,300 49.8311 USD
EUR 0.07 A Ordinary Sale 3,681 24.0200 EUR
EUR 0.07 B Ordinary Sale 3,794 16.6829 GBP
B ADSs Sale 3,800 49.7701 USD
A ADSs Sale 3,885 49.6078 USD
EUR 0.07 A Ordinary Sale 3,923 16.7584 GBP
EUR 0.07 A Ordinary Sale 3,968 23.8400 EUR
EUR 0.07 A Ordinary Sale 4,108 23.9350 EUR
A ADSs Sale 5,097 49.6346 USD
B ADSs Sale 5,600 49.7875 USD
EUR 0.07 A Ordinary Sale 5,705 23.7848 EUR
EUR 0.07 B Ordinary Sale 5,866 16.8292 GBP
A ADSs Sale 5,900 49.7639 USD
A ADSs Sale 5,900 49.8240 USD
A ADSs Sale 6,141 49.7010 USD
A ADSs Sale 6,200 49.5880 USD
A ADSs Sale 6,500 49.5779 USD
A ADSs Sale 6,587 49.6028 USD
A ADSs Sale 6,651 49.6041 USD
A ADSs Sale 7,000 49.7797 USD
A ADSs Sale 7,100 49.8733 USD
EUR 0.07 A Ordinary Sale 7,147 16.5650 GBP
EUR 0.07 B Ordinary Sale 7,180 16.8747 GBP
A ADSs Sale 8,900 49.6128 USD
B ADSs Sale 9,665 50.4771 USD
EUR 0.07 B Ordinary Sale 11,809 16.8584 GBP
B ADSs Sale 12,400 50.2490 USD
EUR 0.07 A Ordinary Sale 12,541 16.7329 GBP
EUR 0.07 A Ordinary Sale 13,097 23.9933 EUR
EUR 0.07 B Ordinary Sale 14,640 16.7987 GBP
EUR 0.07 A Ordinary Sale 15,509 23.6250 EUR
A ADSs Sale 16,290 49.6000 USD
EUR 0.07 A Ordinary Sale 16,625 16.7338 GBP
EUR 0.07 B Ordinary Sale 18,000 16.8466 GBP
B ADSs Sale 23,471 50.0447 USD
EUR 0.07 A Ordinary Sale 23,983 23.8320 EUR
B ADSs Sale 24,071 50.0526 USD
EUR 0.07 B Ordinary Sale 24,494 16.8278 GBP
EUR 0.07 B Ordinary Sale 27,163 16.8344 GBP
A ADSs Sale 28,656 49.9177 USD
EUR 0.07 A Ordinary Sale 29,400 23.8429 EUR
EUR 0.07 B Ordinary Sale 32,563 16.7607 GBP
EUR 0.07 A Ordinary Sale 32,563 16.7607 GBP
EUR 0.07 A Ordinary Sale 42,777 16.7612 GBP
EUR 0.07 B Ordinary Sale 43,009 16.7883 GBP
EUR 0.07 B Ordinary Sale 43,599 16.8259 GBP
A ADSs Sale 47,150 49.5999 USD
EUR 0.07 B Ordinary Sale 63,785 16.7605 GBP
EUR 0.07 A Ordinary Sale 84,333 23.8572 EUR
EUR 0.07 A Ordinary Sale 85,837 24.0675 EUR
EUR 0.07 B Ordinary Sale 95,182 16.6736 GBP
EUR 0.07 A Ordinary Sale 107,131 23.9635 EUR
B ADSs Sale 109,198 49.9346 USD
EUR 0.07 B Ordinary Sale 111,478 16.7641 GBP
A ADSs Sale 120,702 49.7532 USD
A ADSs Sale 157,930 49.7194 USD
EUR 0.07 A Ordinary Sale 172,090 23.9300 EUR
EUR 0.07 A Ordinary Sale 183,886 23.8500 EUR
 
(b) Cash-settled derivative transactions      
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
EUR 0.07 B Ordinary CFD Long 70 16.8487 GBP
EUR 0.07 A Ordinary CFD Long 299 16.6209 GBP
EUR 0.07 A Ordinary CFD Long 351 16.7854 GBP
EUR 0.07 B Ordinary SWAP Long 393 16.8173 GBP
EUR 0.07 A Ordinary SWAP Long 454 24.0268 EUR
EUR 0.07 B Ordinary CFD Long 478 16.8522 GBP
EUR 0.07 A Ordinary CFD Long 831 16.9187 GBP
EUR 0.07 A Ordinary SWAP Long 948 16.7831 GBP
EUR 0.07 A Ordinary CFD Long 2,171 23.9900 EUR
EUR 0.07 A Ordinary CFD Long 2,211 23.6250 EUR
EUR 0.07 A Ordinary CFD Long 3,034 23.8753 EUR
EUR 0.07 A Ordinary CFD Long 3,767 16.7425 GBP
EUR 0.07 A Ordinary CFD Long 4,980 16.6574 GBP
EUR 0.07 B Ordinary SWAP Long 5,368 16.7488 GBP
EUR 0.07 A Ordinary SWAP Long 5,540 23.9283 EUR
EUR 0.07 B Ordinary CFD Long 7,677 16.8452 GBP
EUR 0.07 A Ordinary SWAP Long 19,897 23.8824 EUR
EUR 0.07 A Ordinary CFD Long 20,239 16.8957 GBP
EUR 0.07 B Ordinary CFD Long 22,907 16.7710 GBP
EUR 0.07 B Ordinary SWAP Long 26,974 16.7198 GBP
EUR 0.07 B Ordinary SWAP Long 30,684 16.8504 GBP
EUR 0.07 A Ordinary CFD Long 21,380 16.6365 GBP
EUR 0.07 B Ordinary CFD Long 71,929 16.7219 GBP
EUR 0.07 B Ordinary CFD Long 95,182 16.6736 GBP
EUR 0.07 A Ordinary SWAP Long 160,253 23.8441 EUR
EUR 0.07 B Ordinary SWAP Short 430 16.6753 GBP
EUR 0.07 A Ordinary SWAP Short 645 23.6454 EUR
EUR 0.07 A Ordinary CFD Short 831 24.0174 EUR
EUR 0.07 A Ordinary SWAP Short 845 23.8490 EUR
EUR 0.07 B Ordinary CFD Short 1,442 16.8362 GBP
EUR 0.07 A Ordinary CFD Short 1,971 16.8850 GBP
EUR 0.07 A Ordinary SWAP Short 3,633 16.7214 GBP
EUR 0.07 A Ordinary CFD Short 4,335 16.7133 GBP
EUR 0.07 A Ordinary SWAP Short 5,543 23.8984 EUR
EUR 0.07 B Ordinary SWAP Short 7,872 16.8796 GBP
EUR 0.07 A Ordinary CFD Short 9,972 16.8471 GBP
EUR 0.07 B Ordinary CFD Short 8,155 16.8766 GBP
EUR 0.07 B Ordinary CFD Short 18,117 16.9029 GBP
EUR 0.07 A Ordinary CFD Short 28,950 16.7150 GBP
EUR 0.07 B Ordinary SWAP Short 30,698 16.8528 GBP
EUR 0.07 A Ordinary CFD Short 36,761 16.8145 GBP
EUR 0.07 A Ordinary CFD Short 37,765 16.7286 GBP
EUR 0.07 B Ordinary SWAP Short 49,613 16.8976 GBP
EUR 0.07 A Ordinary CFD Short 107,900 23.9524 EUR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

Date of disclosure:  

12 Nov 2015

Contact name:

Jay Supaya

Telephone number:

020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:  

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

ROYAL DUTCH SHELL PLC

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
EUR 0.07 B ordinary Call Options Written -199,636 2063.5439 European 25 Jan 16
EUR 0.07 A ordinary Put Options Purchased -18,599 23.0000 European 18 Dec 15
EUR 0.07 A ordinary Put Options Purchased -150,000 26.0000 American 18 Dec 15
EUR 0.07 A ordinary Put Options Written 7,716 25.0000 European 18 Dec 15
EUR 0.07 A ordinary Call Options Written -600,000 28.0000 American 18 Dec 15
EUR 0.07 A ordinary Put Options Purchased -250,000 23.0000 American 17 Jun 16
EUR 0.07 A ordinary Call Options Written -7,282 25.0000 European 18 Dec 15
EUR 0.07 A ordinary Put Options Written 175,000 30.0000 American 15 Dec 17
EUR 0.07 A ordinary Put Options Written 250,000 26.0000 American 16 Dec 16
EUR 0.07 A ordinary Call Options Purchased 7,282 25.0000 European 18 Dec 15
EUR 0.07 A ordinary Call Options Purchased 350,000 26.0000 American 18 Dec 15
EUR 0.07 A ordinary Call Options Purchased 16,603 26.0000 European 18 Dec 15
EUR 0.07 B ordinary Call Options Written -100,000 65.0000 American 15 Jan 16
EUR 0.07 B ordinary Put Options Written 175,000 2100.0000 American 18 Dec 15
EUR 0.07 A ordinary Call Options Written -16,603 26.0000 European 18 Dec 15
EUR 0.07 A ordinary Call Options Purchased 250,000 26.0000 American 16 Dec 16
EUR 0.07 A ordinary Call Options Purchased 275,000 30.0000 American 15 Dec 17
EUR 0.07 A ordinary Put Options Purchased -450,000 25.0000 American 18 Dec 15
EUR 0.07 A ordinary Put Options Written 18,599 23.0000 European 18 Dec 15
EUR 0.07 A ordinary Put Options Written 200,000 24.0000 American 18 Dec 15
EUR 0.07 B ordinary Call Options Purchased 69,000 18.8193 European 24 Nov 15
EUR 0.07 A ordinary Call Options Purchased 96,000 18.6220 European 24 Nov 15
EUR 0.07 A ordinary Put Options Purchased -7,716 25.0000 European 18 Dec 15
EUR 0.07 A ordinary Put Options Purchased -100,000 28.0000 American 15 Dec 17

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 494846
Time of Receipt (offset from UTC): 20151112T135012+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC