Form 8.3 - Allergan plc

BOSTON--()--

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION
 
Name of person dealing   Wellington Management Group LLP
Company dealt in   Allergan plc
Class of relevant security to which the

dealings being disclosed relate

  Ordinary Shares
Date of dealing   29 October 2015
 
2. INTERESTS AND SHORT POSITIONS
 
(a) Interests and short positions (following dealing) in the class of relevant security

dealt in

 
    Long   Short
    Number   (%)   Number   (%)
(1) Relevant securities   18,548,178 shares   4.71 %   -349 shares   0.00 %
(2) Derivatives (other than options):                
(3) Options and agreements to purchase/sell:   44,289 shares   0.01 %   -1 shares   0.00 %
  Total   18,592,467 shares   4.72 %   -350 shares   0.00 %
 
(b) Interests and short positions in relevant securities of the company, other than the

class dealt in

 
 
    Long   Short
    Number   (%)   Number   (%)
(1) Relevant securities                
(2) Derivatives (other than options):                
(3) Options and agreements to purchase/sell:                
  Total                
3. DEALINGS
 
(a) Purchases and sales
 
Purchase/sale   Number of relevant securities   Price per unit
Purchase   93,080 shares   310.5261 USD
Purchase   16,725 shares   307.9048 USD
Purchase   10,310 shares   313.2271 USD
Purchase   3,930 shares   310.9897 USD
Purchase   80 shares   311.6900 USD
Purchase   39 shares   308.5600 USD
Purchase   37 shares   310.7100 USD
Sale   308 shares   304.3800 USD
Sale   781 shares   311.8541 USD
Sale   3,900 shares   311.1859 USD
Sale   4,800 shares   315.3000 USD
Sale   4,800 shares   332.0000 USD
Sale   25,000 shares   312.0000 USD
Sale   31,594 shares   310.0193 USD
Sale   40,000 shares   311.9990 USD
 
(b) Derivatives transactions (other than options transactions)
 
Product name

e.g. CFD

  Nature of transaction   Number of relevant securities   Price per unit
             
 
(c) Options transactions in respect of existing relevant securities
 
(i) Writing, selling, purchasing or varying
 
Product name e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which the option relates   Exercise price   Type, e.g. American, European etc.   Expiry date   Option money paid/ received per unit
Equity Call Option   Short Sale   1 share   350.0000 USD   American   20 Jan 17   25.0000 USD
Convertible Preferred   Purchase   41,993 shares           01 Mar 18   1,049.0619 USD
 
(ii) Exercising
 
Product name

e.g. call option

  Number of securities   Exercise price per unit
         
 
(d) Other dealings (including subscribing for new securities)
 
Nature of transaction   Details   Price per unit (if applicable)
4. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
 
Is a Supplemental Form 8 attached?   YES
 
Date of disclosure   30 October 2015
Contact name   Mark O’Brien
Telephone number   44-20-7126-6310
If a connected EFM, name of offeree/offeror with which connected    
If a connected EFM, state nature of connection    

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS
 
Product name, e.g. call option   Written or purchased   Number of relevant securities to which option or derivative relates   Exercise price   Type e.g. American, European etc.   Expiry date
Equity Call Option   Purchased   1 share   280.0000 USD   American   15 Jan 16
Equity Call Option   Written   1 share   350.0000 USD   American   20 Jan 17
Equity Put Option   Written   1 share   230.0000 USD   American   20 Nov 15
Convertible Preferred   Purchased   44,287 shares           01 Mar 18

Short Name: Wellington Mnt. Grp
Category Code: RET
Sequence Number: 492727
Time of Receipt (offset from UTC): 20151030T151436+0000

Contacts

Wellington Management

Contacts

Wellington Management