Form 8.3 - Arris Group Inc.

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:   Maverick Capital, Ltd. acting as fund manager for various funds holding the interests that are subject to this notice.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Arris Group Inc.
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: N/A
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

October 29, 2015
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

NO

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:    

 

Interests   Short positions
Number   % Number   %
(1) Relevant securities owned and/or controlled: 10,421,244 7.11%    
(2) Cash-settled derivatives:        
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:        

TOTAL:

10,421,244 7.11%    

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security   Purchase/sale   Number of securities   Price per unit
 
Common Purchase 100 28.1650 USD
Common Purchase 200 27.3100 USD
Common Purchase 100 27.3800 USD
Common Purchase 100 27.3400 USD
Common Purchase 100 27.3500 USD
Common Purchase 300 27.4300 USD
Common Purchase 400 27.5600 USD
Common Purchase 12,600 27.8500 USD
Common Purchase 700 27.9450 USD
Common Purchase 400 27.9500 USD
Common Purchase 4,700 27.9850 USD
Common Purchase 4,900 27.1700 USD
Common Purchase 300 26.8800 USD
Common Purchase 1,000 27.5000 USD
Common Purchase 46,468 28.0300 USD
Common Purchase 5,100 28.0600 USD
Common Purchase 9,824 28.0250 USD
Common Purchase 42,129 28.0000 USD
Common Purchase 191,810 28.1000 USD
Common Purchase 3,000 28.0650 USD
Common Purchase 300 28.0550 USD
Common Purchase 1,700 28.1400 USD
Common Purchase 600 28.1550 USD
Common Purchase 1,500 28.2050 USD
Common Purchase 45,278 28.2150 USD
Common Purchase 4,400 28.1800 USD
Common Purchase 100 28.1950 USD
Common Purchase 9,600 28.2000 USD
Common Purchase 12,900 28.2100 USD
Common Purchase 200 28.1870 USD
Common Purchase 600 28.1975 USD
Common Purchase 6,134 28.2200 USD
Common Purchase 1,500 28.2250 USD
Common Purchase 57,046 28.2300 USD
Common Purchase 35,677 28.2400 USD
Common Purchase 7,443 28.2350 USD
Common Purchase 5,600 28.2450 USD
Common Purchase 236,249 28.2500 USD
Common Purchase 2,068 28.4400 USD
Common Purchase 1,150 28.4800 USD
Common Purchase 2,100 28.4700 USD
Common Purchase 39,269 28.5000 USD
Common Purchase 30,448 28.4950 USD
Common Purchase 1,900 28.4925 USD
Common Purchase 2,500 28.4910 USD
Common Purchase 600 28.4900 USD
Common Purchase 1,300 28.7400 USD
Common Purchase 39,733 28.7450 USD
Common Purchase 1,908 28.7500 USD
Common Purchase 21,874 28.7550 USD
Common Purchase 100 28.7410 USD
Common Purchase 17,985 28.7000 USD
Common Purchase 24,700 28.7050 USD
Common Purchase 200 28.7100 USD
Common Purchase 9,300 28.6950 USD
Common Purchase 400 28.6900 USD
Common Purchase 100 28.6925 USD
Common Purchase 5,900 28.6550 USD
Common Purchase 1,100 28.6600 USD
Common Purchase 400 28.6650 USD
Common Purchase 100 28.6400 USD
Common Purchase 200 28.6500 USD
Common Purchase 100 28.6100 USD
Common Purchase 700 28.6200 USD
Common Purchase 100 28.6250 USD
Common Purchase 500 28.6050 USD
Common Purchase 100 28.6010 USD
Common Purchase 100 28.6025 USD
Common Purchase 100 28.5950 USD
Common Purchase 100 28.5750 USD
Common Purchase 657 28.5600 USD
Common Purchase 400 28.5700 USD
Common Purchase 17,882 28.5550 USD
Common Purchase 3,300 28.5050 USD
Common Purchase 1,900 28.5150 USD
Common Purchase 9,800 28.5200 USD
Common Purchase 75,183 27.9600 USD
Common Purchase 6,000 28.0450 USD
Common Purchase 3,701 28.0950 USD
Common Purchase 2,100 28.0900 USD
Common Purchase 1,700 28.0750 USD
Common Purchase 2,600 28.0800 USD
Common Purchase 5,900 28.0700 USD
Common Purchase 2,900 28.0500 USD
Common Purchase 3,425 28.0400 USD
Common Purchase 3,700 28.0350 USD
Common Purchase 800 28.1300 USD
Common Purchase 100 28.1350 USD
Common Purchase 1,100 28.1200 USD
Common Purchase 800 28.1150 USD
Common Purchase 400 28.1199 USD
Common Purchase 4,542 28.1100 USD
Common Purchase 100 28.1099 USD
Common Purchase 35,000 28.1050 USD
Common Purchase 400 28.1020 USD
Common Purchase 200 28.1010 USD
Common Purchase 10,495 28.1500 USD
Common Purchase 2,850 28.1900 USD
Common Purchase 3,259 28.1850 USD
Common Purchase 300 28.1810 USD
Common Purchase 100 28.2099 USD
Common Purchase 45,451 28.2600 USD
Common Purchase 100 28.2520 USD
Common Purchase 6,900 28.2550 USD
Common Purchase 73,049 28.2700 USD
Common Purchase 94,546 28.2800 USD
Common Purchase 161,737 28.2900 USD
Common Purchase 1,100 28.2899 USD
Common Purchase 8,900 28.3100 USD
Common Purchase 3,500 28.3400 USD
Common Purchase 79,938 28.3000 USD
Common Purchase 100 28.3080 USD
Common Purchase 400 28.2110 USD
Common Purchase 100 28.2010 USD
Common Purchase 900 28.2499 USD
Common Purchase 6,800 28.2750 USD
Common Purchase 1,200 28.3200 USD
Common Purchase 27,167 28.2650 USD
Common Purchase 21,200 28.2850 USD
Common Purchase 2,123 28.3300 USD
Common Purchase 7,030 28.2950 USD
Common Purchase 4,400 27.9900 USD
Common Purchase 5,413 27.9950 USD
Common Purchase 100 27.9999 USD
Common Purchase 2,665 28.0200 USD
Common Purchase 900 28.0499 USD
Common Purchase 100 28.0110 USD
Common Purchase 3,725 28.0100 USD
Common Purchase 1,900 28.0050 USD
Common Purchase 1,800 28.0997 USD
Common Purchase 100 28.0299 USD
Common Purchase 1,500 28.0699 USD
Common Purchase 100 27.9990 USD
Common Purchase 175 27.9800 USD
Common Purchase 100 28.2590 USD
Common Purchase 1,700 28.2599 USD
Common Purchase 200 28.2690 USD
Common Purchase 100 28.2699 USD
Common Purchase 400 28.2510 USD
Common Purchase 100 28.2525 USD
Common Purchase 900 28.2597 USD
Common Purchase 1,600 28.1700 USD
Common Purchase 900 28.1600 USD
Common Purchase 100 28.2710 USD
Common Purchase 100 28.2610 USD
Common Purchase 37,015 28.3500 USD
Common Purchase 20,768 28.3600 USD
Common Purchase 4,500 28.4100 USD
Common Purchase 8,066 28.4300 USD
Common Purchase 1,400 28.4500 USD
Common Purchase 200 28.4290 USD
Common Purchase 3,341 28.4600 USD
Common Purchase 500 28.4650 USD
Common Purchase 980 28.4350 USD
Common Purchase 1,800 28.4200 USD
Common Purchase 12,556 28.3900 USD
Common Purchase 5,105 28.3800 USD
Common Purchase 10,415 28.3700 USD
Common Purchase 600 28.3499 USD
Common Purchase 1,200 28.3850 USD
Common Purchase 100 28.3890 USD
Common Purchase 400 28.3599 USD
Common Purchase 7,190 28.3550 USD
Common Purchase 3,500 28.3565 USD
Common Purchase 400 28.3590 USD
Common Purchase 13,891 28.4000 USD
Common Purchase 500 28.4250 USD
Common Purchase 4,166 28.4150 USD
Common Purchase 4,250 28.4050 USD
Common Purchase 2,800 28.3950 USD
Common Purchase 1,246 28.3750 USD
Common Purchase 3,283 28.3650 USD
Common Purchase 2,723 28.3450 USD
Common Purchase 13,390 28.3350 USD
Common Purchase 500 28.4550 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure:   October 30, 2015
Contact name: Ginessa A. Avila
Telephone number: 1-214-880-4043

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: Maverick Capital
Category Code: RET
Sequence Number: 492670
Time of Receipt (offset from UTC): 20151030T140705+0000

Contacts

Maverick Capital, Ltd.

Contacts

Maverick Capital, Ltd.