Form 8.5 (EPT/NON-RI) - SABMILLER PLC - BCSL

LONDON--()--

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose

SABMILLER PLC

  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt ANHEUSER-BUSCH INBEV SA/NV
  principal trader is connected  
(d) Date position held/dealing undertaken: 29 October 2015
(e) In addition to the company in 1(b) above, is the exempt principal YES:
  trader making disclosures in respect of any other party to the offer? ANHEUSER-BUSCH INBEV SA/NV

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   ORD
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 12,310,901 0.76% 8,788,597 0.54%
           
(2) Cash-settled derivatives:
1,514,272 0.09% 10,277,942 0.63%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 13,825,073 0.85% 19,066,539 1.18%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Total number of   Highest price per unit   Lowest price per unit
security   securities paid/received paid/received
ORD Purchase 258,723 840.0546 ZAR 840.0546 ZAR
ORD Purchase 1,173,526 39.8850 GBP 39.2796 GBP
ORD Sale 516,992 39.8850 GBP 39.4817 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 33 39.6033 GBP
ORD CFD Long 832 39.6796 GBP
ORD CFD Long 2,356 837.6842 ZAR
ORD CFD Long 2,846 39.6703 GBP
ORD SWAP Long 3,052 39.6777 GBP
ORD SWAP Long 3,600 39.6874 GBP
ORD CFD Long 4,147 39.7240 GBP
ORD CFD Long 7,179 39.5250 GBP
ORD CFD Long 8,538 839.5840 ZAR
ORD SWAP Long 14,520 39.6686 GBP
ORD CFD Long 15,270 839.9016 ZAR
ORD CFD Long 8,669 834.0499 ZAR
ORD CFD Long 118,705 39.4200 GBP
ORD SWAP Short 182 39.3194 GBP
ORD SWAP Short 314 39.3039 GBP
ORD SWAP Short 922 39.3960 GBP
ORD SWAP Short 1,253 39.3714 GBP
ORD CFD Short 2,191 39.7837 GBP
ORD CFD Short 2,721 39.7470 GBP
ORD CFD Short 3,825 836.6928 ZAR
ORD SWAP Short 4,460 39.3861 GBP
ORD CFD Short 5,588 839.9481 ZAR
ORD SWAP Short 12,900 39.7377 GBP
ORD CFD Short 15,264 39.7505 GBP
ORD CFD Short 12,774 839.7303 ZAR
ORD CFD Short 34,348 839.4361 ZAR
ORD CFD Short 89,109 826.0121 ZAR
ORD SWAP Expires 02/12/2016 Short 90,000 39.6933 GBP
ORD SWAP Expires 02/12/2016 Short 100,000 39.8295 GBP
ORD SWAP Expires 02/12/2016 Short 586,084 39.6201 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 30 Oct 2015
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 492612
Time of Receipt (offset from UTC): 20151030T122656+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC