Form 8.3 - ROYAL DUTCH SHELL PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

ROYAL DUTCH SHELL PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

7 Oct 2015

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES

 

BG GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       EUR 0.07 A ordinary (including A ADRs)            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 24,492,764 0.62% 26,325,818 0.67%
           
(2) Cash-settled derivatives:
9,984,784 0.25% 10,748,483 0.27%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 1,550,200 0.04% 1,600,200 0.04%
           
(4)
TOTAL: 36,027,748 0.91% 38,674,501 0.98%
 
Class of relevant security:   EUR 0.07 B ordinary Shares (including B ADRs)      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 19,991,754 0.82% 14,578,591 0.60%
           
(2) Cash-settled derivatives:
6,436,090 0.26% 5,531,476 0.23%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 175,000 0.01% 299,636 0.01%
           
(4)
TOTAL: 26,602,844 1.09% 20,409,703 0.84%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit  
security   securities  
A ADSs Purchase 17 55.0000 USD
EUR 0.07 A Ordinary Purchase 37 17.8400 GBP
EUR 0.07 A Ordinary Purchase 59 24.3868 EUR
A ADSs Purchase 100 55.2900 USD
A ADSs Purchase 100 54.9600 USD
A ADSs Purchase 100 54.9097 USD
A ADSs Purchase 100 54.8800 USD
EUR 0.07 A Ordinary Purchase 121 18.0675 GBP
A ADSs Purchase 150 55.1800 USD
EUR 0.07 A Ordinary Purchase 174 24.2150 EUR
EUR 0.07 B Ordinary Purchase 176 18.2200 GBP
EUR 0.07 B Ordinary Purchase 178 18.2625 GBP
A ADSs Purchase 179 55.2000 USD
EUR 0.07 A Ordinary Purchase 179 17.7300 GBP
A ADSs Purchase 179 54.9093 USD
EUR 0.07 A Ordinary Purchase 192 24.1500 EUR
EUR 0.07 B Ordinary Purchase 232 18.0110 GBP
EUR 0.07 A Ordinary Purchase 251 24.0750 EUR
EUR 0.07 A Ordinary Purchase 251 24.1600 EUR
EUR 0.07 A Ordinary Purchase 251 24.1475 EUR
EUR 0.07 A Ordinary Purchase 283 24.3800 EUR
EUR 0.07 A Ordinary Purchase 316 24.1225 EUR
EUR 0.07 A Ordinary Purchase 317 24.2600 EUR
EUR 0.07 B Ordinary Purchase 335 18.1250 GBP
EUR 0.07 B Ordinary Purchase 337 18.2614 GBP
EUR 0.07 B Ordinary Purchase 348 18.1300 GBP
EUR 0.07 A Ordinary Purchase 377 24.3425 EUR
B ADSs Purchase 400 55.6675 USD
A ADSs Purchase 400 55.3200 USD
A ADSs Purchase 400 54.7475 USD
B ADSs Purchase 500 55.6400 USD
A ADSs Purchase 500 54.9040 USD
EUR 0.07 A Ordinary Purchase 500 24.0650 EUR
EUR 0.07 A Ordinary Purchase 502 24.0825 EUR
EUR 0.07 A Ordinary Purchase 517 24.1550 EUR
EUR 0.07 A Ordinary Purchase 517 24.1275 EUR
EUR 0.07 A Ordinary Purchase 517 24.1450 EUR
EUR 0.07 A Ordinary Purchase 585 24.4490 EUR
EUR 0.07 B Ordinary Purchase 591 18.1404 GBP
B ADSs Purchase 600 55.8400 USD
A ADSs Purchase 600 54.8300 USD
EUR 0.07 A Ordinary Purchase 616 24.1150 EUR
EUR 0.07 B Ordinary Purchase 639 18.1346 GBP
EUR 0.07 A Ordinary Purchase 672 17.6750 GBP
EUR 0.07 A Ordinary Purchase 691 24.1350 EUR
B ADSs Purchase 700 55.6571 USD
A ADSs Purchase 729 54.6836 USD
A ADSs Purchase 800 54.8656 USD
EUR 0.07 A Ordinary Purchase 816 24.1656 EUR
EUR 0.07 A Ordinary Purchase 822 17.9475 GBP
EUR 0.07 A Ordinary Purchase 843 24.3250 EUR
EUR 0.07 B Ordinary Purchase 866 18.2400 GBP
B ADSs Purchase 900 55.7466 USD
EUR 0.07 A Ordinary Purchase 920 24.3350 EUR
EUR 0.07 A Ordinary Purchase 938 24.1300 EUR
EUR 0.07 A Ordinary Purchase 979 17.8759 GBP
EUR 0.07 A Ordinary Purchase 1,064 24.1650 EUR
EUR 0.07 A Ordinary Purchase 1,069 24.3950 EUR
EUR 0.07 A Ordinary Purchase 1,076 24.5000 EUR
B ADSs Purchase 1,100 55.7236 USD
EUR 0.07 A Ordinary Purchase 1,177 24.3450 EUR
A ADSs Purchase 1,200 54.8575 USD
A ADSs Purchase 1,200 54.9279 USD
EUR 0.07 B Ordinary Purchase 1,257 18.0832 GBP
EUR 0.07 A Ordinary Purchase 1,283 24.3150 EUR
EUR 0.07 A Ordinary Purchase 1,287 24.0800 EUR
EUR 0.07 A Ordinary Purchase 1,292 24.1250 EUR
B ADSs Purchase 1,300 55.8600 USD
EUR 0.07 B Ordinary Purchase 1,347 18.1380 GBP
EUR 0.07 A Ordinary Purchase 1,395 24.1050 EUR
EUR 0.07 A Ordinary Purchase 1,405 24.3200 EUR
EUR 0.07 A Ordinary Purchase 1,406 17.9100 GBP
EUR 0.07 A Ordinary Purchase 1,423 24.3300 EUR
EUR 0.07 A Ordinary Purchase 1,428 24.1495 EUR
EUR 0.07 B Ordinary Purchase 1,471 18.0732 GBP
A ADSs Purchase 1,500 55.1493 USD
EUR 0.07 A Ordinary Purchase 1,521 24.1200 EUR
EUR 0.07 A Ordinary Purchase 1,531 17.8252 GBP
EUR 0.07 A Ordinary Purchase 1,533 24.0850 EUR
EUR 0.07 A Ordinary Purchase 1,631 24.1100 EUR
A ADSs Purchase 1,700 54.9338 USD
EUR 0.07 B Ordinary Purchase 1,732 18.2350 GBP
EUR 0.07 A Ordinary Purchase 1,772 24.3591 EUR
EUR 0.07 A Ordinary Purchase 1,924 24.0900 EUR
A ADSs Purchase 1,943 54.9200 USD
EUR 0.07 A Ordinary Purchase 2,072 17.8450 GBP
A ADSs Purchase 2,100 54.6523 USD
EUR 0.07 A Ordinary Purchase 2,158 24.1425 EUR
EUR 0.07 A Ordinary Purchase 2,390 17.9147 GBP
EUR 0.07 A Ordinary Purchase 2,429 24.2245 EUR
EUR 0.07 A Ordinary Purchase 2,474 24.2940 EUR
B ADSs Purchase 2,596 55.8700 USD
EUR 0.07 A Ordinary Purchase 2,765 17.9062 GBP
EUR 0.07 A Ordinary Purchase 2,950 24.3633 EUR
A ADSs Purchase 3,070 54.9785 USD
A ADSs Purchase 3,117 54.9700 USD
EUR 0.07 B Ordinary Purchase 3,239 18.1500 GBP
EUR 0.07 A Ordinary Purchase 3,628 17.9050 GBP
EUR 0.07 B Ordinary Purchase 4,000 18.2250 GBP
A ADSs Purchase 4,076 54.6981 USD
A ADSs Purchase 4,143 54.9458 USD
EUR 0.07 B Ordinary Purchase 4,418 18.1514 GBP
B ADSs Purchase 4,551 55.6721 USD
EUR 0.07 A Ordinary Purchase 5,000 24.3351 EUR
A ADSs Purchase 5,000 54.8886 USD
EUR 0.07 B Ordinary Purchase 5,170 18.1409 GBP
EUR 0.07 A Ordinary Purchase 5,410 17.9123 GBP
EUR 0.07 A Ordinary Purchase 5,421 24.3484 EUR
A ADSs Purchase 5,509 54.8127 USD
EUR 0.07 B Ordinary Purchase 5,800 18.1047 GBP
EUR 0.07 B Ordinary Purchase 5,815 18.0255 GBP
EUR 0.07 A Ordinary Purchase 5,956 17.7113 GBP
EUR 0.07 A Ordinary Purchase 6,166 17.8454 GBP
EUR 0.07 A Ordinary Purchase 6,371 17.8600 GBP
A ADSs Purchase 6,403 54.8680 USD
A ADSs Purchase 6,588 54.7063 USD
A ADSs Purchase 7,460 54.6835 USD
A ADSs Purchase 8,297 54.7212 USD
A ADSs Purchase 8,800 54.9461 USD
EUR 0.07 B Ordinary Purchase 9,732 18.1257 GBP
EUR 0.07 B Ordinary Purchase 10,000 18.0508 GBP
A ADSs Purchase 11,382 54.9078 USD
EUR 0.07 A Ordinary Purchase 11,712 17.7887 GBP
A ADSs Purchase 11,795 54.8569 USD
EUR 0.07 A Ordinary Purchase 12,122 17.7199 GBP
EUR 0.07 B Ordinary Purchase 12,271 17.9623 GBP
EUR 0.07 A Ordinary Purchase 12,810 17.8169 GBP
EUR 0.07 A Ordinary Purchase 32,294 24.3790 EUR
EUR 0.07 B Ordinary Purchase 37,584 18.0931 GBP
EUR 0.07 B Ordinary Purchase 37,803 18.1305 GBP
EUR 0.07 B Ordinary Purchase 40,315 18.2149 GBP
EUR 0.07 A Ordinary Purchase 42,807 24.5264 EUR
EUR 0.07 B Ordinary Purchase 43,251 18.1684 GBP
EUR 0.07 B Ordinary Purchase 50,000 18.1202 GBP
A ADSs Purchase 52,194 54.8717 USD
EUR 0.07 B Ordinary Purchase 53,155 18.0915 GBP
A ADSs Purchase 53,261 55.1116 USD
EUR 0.07 B Ordinary Purchase 53,726 18.1123 GBP
A ADSs Purchase 58,707 54.7202 USD
B ADSs Purchase 58,956 55.6229 USD
EUR 0.07 B Ordinary Purchase 59,709 18.1953 GBP
EUR 0.07 B Ordinary Purchase 59,992 18.1906 GBP
B ADSs Purchase 61,252 55.6320 USD
EUR 0.07 A Ordinary Purchase 70,820 24.3400 EUR
EUR 0.07 B Ordinary Purchase 74,667 18.0850 GBP
EUR 0.07 A Ordinary Purchase 79,469 17.8575 GBP
B ADSs Purchase 87,417 55.5361 USD
EUR 0.07 A Ordinary Purchase 87,492 24.3313 EUR
EUR 0.07 B Ordinary Purchase 104,245 18.1829 GBP
EUR 0.07 A Ordinary Purchase 107,296 24.3316 EUR
EUR 0.07 A Ordinary Purchase 109,687 24.3690 EUR
EUR 0.07 A Ordinary Purchase 117,716 24.2682 EUR
EUR 0.07 A Ordinary Purchase 128,610 24.5708 EUR
EUR 0.07 A Ordinary Purchase 135,362 24.5887 EUR
EUR 0.07 A Ordinary Purchase 137,897 17.7431 GBP
A ADSs Purchase 191,282 54.6650 USD
EUR 0.07 B Ordinary Purchase 201,434 18.0789 GBP
EUR 0.07 A Ordinary Purchase 234,983 17.8379 GBP
EUR 0.07 A Ordinary Purchase 509,995 24.2830 EUR
A ADSs Purchase 587,375 54.9068 USD
EUR 0.07 A Ordinary Purchase 1,184,625 17.9227 GBP
A ADSs Sale -3,090 54.6920 USD
EUR 0.07 A Ordinary Sale 37 17.8400 GBP
A ADSs Sale 44 54.9800 USD
B ADSs Sale 50 55.6200 USD
EUR 0.07 B Ordinary Sale 87 18.0706 GBP
EUR 0.07 B Ordinary Sale 88 18.2200 GBP
EUR 0.07 B Ordinary Sale 89 18.2625 GBP
A ADSs Sale 100 55.3300 USD
A ADSs Sale 100 54.8000 USD
EUR 0.07 A Ordinary Sale 142 24.3187 EUR
EUR 0.07 A Ordinary Sale 150 17.7206 GBP
EUR 0.07 B Ordinary Sale 159 18.2136 GBP
EUR 0.07 A Ordinary Sale 174 24.2150 EUR
EUR 0.07 B Ordinary Sale 190 18.0825 GBP
A ADSs Sale 191 54.8400 USD
EUR 0.07 A Ordinary Sale 192 24.1500 EUR
A ADSs Sale 200 55.3025 USD
EUR 0.07 A Ordinary Sale 242 18.0675 GBP
EUR 0.07 A Ordinary Sale 251 24.1600 EUR
EUR 0.07 A Ordinary Sale 251 24.0750 EUR
EUR 0.07 A Ordinary Sale 251 24.1475 EUR
EUR 0.07 A Ordinary Sale 283 24.3800 EUR
B ADSs Sale 300 55.6833 USD
EUR 0.07 A Ordinary Sale 310 17.7150 GBP
EUR 0.07 A Ordinary Sale 316 24.1225 EUR
EUR 0.07 A Ordinary Sale 317 24.2600 EUR
A ADSs Sale 358 54.9093 USD
EUR 0.07 A Ordinary Sale 377 24.3425 EUR
B ADSs Sale 400 55.6625 USD
B ADSs Sale 400 55.6862 USD
A ADSs Sale 400 54.7875 USD
B ADSs Sale 500 55.8140 USD
EUR 0.07 A Ordinary Sale 500 24.0650 EUR
EUR 0.07 A Ordinary Sale 502 24.0825 EUR
EUR 0.07 A Ordinary Sale 517 24.1450 EUR
EUR 0.07 A Ordinary Sale 517 24.1550 EUR
EUR 0.07 A Ordinary Sale 525 17.9392 GBP
EUR 0.07 A Ordinary Sale 549 24.1275 EUR
EUR 0.07 B Ordinary Sale 568 18.2273 GBP
EUR 0.07 B Ordinary Sale 592 18.1016 GBP
B ADSs Sale 600 55.8400 USD
A ADSs Sale 600 54.9466 USD
A ADSs Sale 600 54.8666 USD
EUR 0.07 A Ordinary Sale 616 24.1150 EUR
EUR 0.07 A Ordinary Sale 691 24.1350 EUR
EUR 0.07 B Ordinary Sale 790 18.0667 GBP
A ADSs Sale 800 55.0025 USD
EUR 0.07 B Ordinary Sale 866 18.2400 GBP
EUR 0.07 A Ordinary Sale 938 24.1300 EUR
A ADSs Sale 1,031 55.0480 USD
EUR 0.07 A Ordinary Sale 1,064 24.1650 EUR
EUR 0.07 A Ordinary Sale 1,069 24.3950 EUR
EUR 0.07 A Ordinary Sale 1,076 24.5000 EUR
EUR 0.07 B Ordinary Sale 1,100 18.1150 GBP
B ADSs Sale 1,200 55.6500 USD
EUR 0.07 A Ordinary Sale 1,283 24.3150 EUR
EUR 0.07 A Ordinary Sale 1,287 24.0800 EUR
EUR 0.07 A Ordinary Sale 1,292 24.1250 EUR
B ADSs Sale 1,300 55.7130 USD
EUR 0.07 A Ordinary Sale 1,344 17.6750 GBP
A ADSs Sale 1,365 55.1739 USD
EUR 0.07 A Ordinary Sale 1,395 24.1050 EUR
EUR 0.07 A Ordinary Sale 1,406 17.9100 GBP
EUR 0.07 A Ordinary Sale 1,428 24.1495 EUR
A ADSs Sale 1,500 54.9410 USD
EUR 0.07 A Ordinary Sale 1,521 24.1200 EUR
EUR 0.07 A Ordinary Sale 1,533 24.0850 EUR
B ADSs Sale 1,600 55.8700 USD
B ADSs Sale 1,608 55.5755 USD
A ADSs Sale 1,610 55.0011 USD
EUR 0.07 A Ordinary Sale 1,631 24.1100 EUR
EUR 0.07 A Ordinary Sale 1,644 17.9475 GBP
A ADSs Sale 1,700 54.8582 USD
EUR 0.07 B Ordinary Sale 1,732 18.2350 GBP
A ADSs Sale 1,816 55.1815 USD
EUR 0.07 A Ordinary Sale 1,893 24.3300 EUR
EUR 0.07 A Ordinary Sale 1,924 24.0900 EUR
EUR 0.07 B Ordinary Sale 1,974 17.9620 GBP
A ADSs Sale 2,000 54.7960 USD
EUR 0.07 A Ordinary Sale 2,135 24.3250 EUR
EUR 0.07 A Ordinary Sale 2,158 24.1425 EUR
A ADSs Sale 2,200 55.0540 USD
A ADSs Sale 2,400 54.9369 USD
A ADSs Sale 2,520 55.1277 USD
EUR 0.07 B Ordinary Sale 2,598 18.2366 GBP
A ADSs Sale 2,900 54.9198 USD
EUR 0.07 A Ordinary Sale 2,950 24.3633 EUR
B ADSs Sale 3,100 55.5238 USD
A ADSs Sale 3,117 54.9700 USD
EUR 0.07 A Ordinary Sale 3,142 24.4000 EUR
EUR 0.07 A Ordinary Sale 3,256 24.2132 EUR
EUR 0.07 A Ordinary Sale 3,308 24.3200 EUR
A ADSs Sale 3,413 54.8288 USD
EUR 0.07 A Ordinary Sale 3,628 17.9050 GBP
EUR 0.07 A Ordinary Sale 3,813 24.2175 EUR
A ADSs Sale 3,843 54.9421 USD
EUR 0.07 B Ordinary Sale 3,896 18.1500 GBP
A ADSs Sale 3,999 55.1113 USD
EUR 0.07 A Ordinary Sale 4,200 24.0350 EUR
EUR 0.07 B Ordinary Sale 4,676 18.0200 GBP
A ADSs Sale 4,721 55.2032 USD
EUR 0.07 A Ordinary Sale 4,833 17.9089 GBP
B ADSs Sale 4,854 55.4774 USD
A ADSs Sale 5,000 54.8886 USD
EUR 0.07 A Ordinary Sale 5,026 24.2392 EUR
EUR 0.07 A Ordinary Sale 5,367 17.7055 GBP
A ADSs Sale 5,383 55.1288 USD
EUR 0.07 B Ordinary Sale 5,384 18.0567 GBP
EUR 0.07 A Ordinary Sale 5,421 24.2349 EUR
A ADSs Sale 5,500 54.9690 USD
EUR 0.07 A Ordinary Sale 5,886 17.8374 GBP
EUR 0.07 B Ordinary Sale 5,890 18.0201 GBP
A ADSs Sale 6,400 54.9495 USD
EUR 0.07 A Ordinary Sale 6,471 24.3382 EUR
B ADSs Sale 6,503 55.4951 USD
EUR 0.07 A Ordinary Sale 6,700 17.9060 GBP
EUR 0.07 A Ordinary Sale 6,734 24.1085 EUR
EUR 0.07 A Ordinary Sale 6,786 24.3450 EUR
EUR 0.07 A Ordinary Sale 7,192 24.2907 EUR
A ADSs Sale 7,233 54.7115 USD
EUR 0.07 B Ordinary Sale 8,000 18.2250 GBP
EUR 0.07 A Ordinary Sale 8,689 17.8491 GBP
EUR 0.07 B Ordinary Sale 8,903 18.0322 GBP
A ADSs Sale 10,164 55.0030 USD
A ADSs Sale 10,208 55.2376 USD
EUR 0.07 A Ordinary Sale 10,778 24.3350 EUR
EUR 0.07 A Ordinary Sale 11,007 17.8600 GBP
EUR 0.07 A Ordinary Sale 11,551 17.8526 GBP
EUR 0.07 A Ordinary Sale 11,985 24.3710 EUR
EUR 0.07 B Ordinary Sale 12,231 18.1210 GBP
EUR 0.07 B Ordinary Sale 12,605 18.0850 GBP
EUR 0.07 A Ordinary Sale 13,101 17.8421 GBP
EUR 0.07 B Ordinary Sale 14,036 18.1205 GBP
EUR 0.07 B Ordinary Sale 14,330 18.1175 GBP
EUR 0.07 A Ordinary Sale 15,639 17.8898 GBP
A ADSs Sale 15,749 55.1561 USD
EUR 0.07 A Ordinary Sale 16,542 24.1910 EUR
EUR 0.07 A Ordinary Sale 17,047 24.2481 EUR
A ADSs Sale 17,406 54.8958 USD
EUR 0.07 A Ordinary Sale 20,000 24.4449 EUR
EUR 0.07 A Ordinary Sale 20,305 17.8932 GBP
EUR 0.07 B Ordinary Sale 20,703 18.0237 GBP
EUR 0.07 B Ordinary Sale 20,783 18.1988 GBP
B ADSs Sale 20,900 55.6321 USD
B ADSs Sale 25,277 55.5142 USD
EUR 0.07 B Ordinary Sale 28,032 18.1026 GBP
B ADSs Sale 29,176 55.5228 USD
A ADSs Sale 31,370 55.0449 USD
EUR 0.07 B Ordinary Sale 35,105 18.0274 GBP
EUR 0.07 B Ordinary Sale 36,046 18.1335 GBP
A ADSs Sale 37,677 54.9057 USD
A ADSs Sale 37,755 54.9950 USD
A ADSs Sale 38,159 54.8773 USD
EUR 0.07 B Ordinary Sale 38,542 18.1581 GBP
A ADSs Sale 41,025 54.8210 USD
EUR 0.07 B Ordinary Sale 47,854 18.1343 GBP
EUR 0.07 A Ordinary Sale 49,244 24.3400 EUR
EUR 0.07 B Ordinary Sale 50,838 18.0898 GBP
EUR 0.07 A Ordinary Sale 51,046 17.7025 GBP
EUR 0.07 B Ordinary Sale 51,087 18.1090 GBP
A ADSs Sale 52,194 54.8717 USD
A ADSs Sale 59,749 54.8225 USD
A ADSs Sale 63,065 54.9261 USD
EUR 0.07 A Ordinary Sale 68,998 24.2312 EUR
EUR 0.07 A Ordinary Sale 69,381 24.3616 EUR
EUR 0.07 A Ordinary Sale 75,788 17.7023 GBP
EUR 0.07 A Ordinary Sale 79,204 17.8583 GBP
EUR 0.07 A Ordinary Sale 85,806 24.3334 EUR
A ADSs Sale 87,417 54.7112 USD
EUR 0.07 A Ordinary Sale 98,209 24.3338 EUR
A ADSs Sale 117,895 54.9704 USD
B ADSs Sale 122,504 55.6320 USD
EUR 0.07 A Ordinary Sale 124,560 17.8613 GBP
EUR 0.07 A Ordinary Sale 138,888 24.3653 EUR
EUR 0.07 B Ordinary Sale 150,302 18.0583 GBP
EUR 0.07 A Ordinary Sale 150,539 24.2646 EUR
EUR 0.07 B Ordinary Sale 151,382 18.1280 GBP
A ADSs Sale 152,997 54.8521 USD
EUR 0.07 B Ordinary Sale 156,762 18.1320 GBP
EUR 0.07 A Ordinary Sale 177,548 24.3727 EUR
A ADSs Sale 191,282 54.6650 USD
EUR 0.07 A Ordinary Sale 234,446 17.8383 GBP
EUR 0.07 B Ordinary Sale 283,241 18.1261 GBP
EUR 0.07 A Ordinary Sale 325,000 24.5897 EUR
EUR 0.07 A Ordinary Sale 353,968 17.8767 GBP
EUR 0.07 A Ordinary Sale 465,509 24.3038 EUR
EUR 0.07 B Ordinary Sale 487,066 18.1287 GBP
 
(b) Cash-settled derivative transactions      
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
EUR 0.07 B Ordinary SWAP Long 100 18.0900 GBP
EUR 0.07 B Ordinary CFD Long 635 18.2734 GBP
EUR 0.07 B Ordinary SWAP Long 872 18.0854 GBP
EUR 0.07 A Ordinary CFD Long 2,122 17.9073 GBP
EUR 0.07 B Ordinary CFD Long 3,300 18.0914 GBP
EUR 0.07 B Ordinary SWAP Long 3,544 18.0764 GBP
EUR 0.07 B Ordinary CFD Long 1,974 17.9620 GBP
EUR 0.07 A Ordinary SWAP Long 4,830 24.4223 EUR
EUR 0.07 B Ordinary SWAP Long 5,384 18.0567 GBP
EUR 0.07 A Ordinary SWAP Long 7,192 24.2908 EUR
EUR 0.07 A Ordinary SWAP Long 7,553 24.3676 EUR
EUR 0.07 A Ordinary SWAP Long 9,193 17.8655 GBP
EUR 0.07 A Ordinary SWAP Long 9,446 24.4146 EUR
EUR 0.07 A Ordinary CFD Long 10,158 17.7968 GBP
EUR 0.07 A Ordinary SWAP Long 10,480 24.4095 EUR
EUR 0.07 A Ordinary CFD Long 5,367 17.7055 GBP
EUR 0.07 B Ordinary CFD Long 11,401 18.1097 GBP
EUR 0.07 B Ordinary SWAP Long 15,015 18.1285 GBP
EUR 0.07 B Ordinary SWAP Long 15,028 18.1560 GBP
EUR 0.07 A Ordinary CFD Long 20,305 17.8932 GBP
EUR 0.07 A Ordinary CFD Long 22,376 24.5620 EUR
EUR 0.07 A Ordinary SWAP Long 23,796 24.3536 EUR
EUR 0.07 A Ordinary CFD Long 45,000 24.1110 EUR
EUR 0.07 A Ordinary SWAP Long 52,794 24.3492 EUR
EUR 0.07 A Ordinary CFD Long 62,307 24.3161 EUR
EUR 0.07 B Ordinary CFD Long 100,071 18.1758 GBP
EUR 0.07 A Ordinary SWAP Long 162,238 24.3689 EUR
EUR 0.07 B Ordinary SWAP Long 264,849 18.0789 GBP
EUR 0.07 B Ordinary CFD Long 368,474 18.1076 GBP
EUR 0.07 A Ordinary CFD Long 490,900 17.8704 GBP
EUR 0.07 B Ordinary SWAP Short 200 18.1125 GBP
EUR 0.07 A Ordinary SWAP Short 200 24.4402 EUR
EUR 0.07 B Ordinary CFD Short 300 17.8921 GBP
EUR 0.07 A Ordinary CFD Short 979 17.8759 GBP
EUR 0.07 B Ordinary CFD Short 1,600 18.2365 GBP
EUR 0.07 B Ordinary CFD Short 2,493 17.9684 GBP
EUR 0.07 A Ordinary SWAP Short 4,226 24.4276 EUR
EUR 0.07 A Ordinary CFD Short 5,158 17.6209 GBP
EUR 0.07 A Ordinary CFD Short 5,410 17.9118 GBP
EUR 0.07 A Ordinary SWAP Short 11,776 24.3404 EUR
EUR 0.07 B Ordinary SWAP Short 15,010 18.1076 GBP
EUR 0.07 A Ordinary SWAP Short 20,518 24.4011 EUR
EUR 0.07 A Ordinary SWAP Short 37,743 17.8868 GBP
EUR 0.07 A Ordinary CFD Short 49,162 24.0824 EUR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

Date of disclosure:  

8 Oct 2015

Contact name:

Jay Supaya

Telephone number:

020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:  
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
EUR 0.07 A ordinary Call Options Written -600,000 28.0000 American 18 Dec 15
EUR 0.07 A ordinary Call Options Purchased 16,603 26.0000 European 18 Dec 15
EUR 0.07 B ordinary Call Options Written -100,000 65.0000 American 15 Jan 16
EUR 0.07 B ordinary Put Options Written 175,000 2100.0000 American 18 Dec 15
EUR 0.07 A ordinary Call Options Written -16,603 26.0000 European 18 Dec 15
EUR 0.07 A ordinary Put Options Written 200,000 24.0000 American 18 Dec 15
EUR 0.07 B ordinary Call Options Written -199,636 2063.5439 European 25 Jan 16
EUR 0.07 A ordinary Put Options Purchased -18,599 23.0000 European 18 Dec 15
EUR 0.07 A ordinary Put Options Purchased -150,000 26.0000 American 18 Dec 15
EUR 0.07 A ordinary Put Options Purchased -7,716 25.0000 European 18 Dec 15
EUR 0.07 A ordinary Put Options Purchased -100,000 28.0000 American 15 Dec 17
EUR 0.07 A ordinary Call Options Purchased 96,000 16.9274 European 19 Oct 15
EUR 0.07 A ordinary Put Options Written 7,716 25.0000 European 18 Dec 15
EUR 0.07 A ordinary Put Options Purchased -250,000 23.0000 American 17 Jun 16
EUR 0.07 A ordinary Call Options Written -7,282 25.0000 European 18 Dec 15
EUR 0.07 A ordinary Put Options Written 175,000 30.0000 American 15 Dec 17
EUR 0.07 A ordinary Put Options Written 250,000 26.0000 American 16 Dec 16
EUR 0.07 B ordinary Call Options Purchased 69,000 17.1093 European 19 Oct 15
EUR 0.07 A ordinary Call Options Purchased 7,282 25.0000 European 18 Dec 15
EUR 0.07 A ordinary Call Options Purchased 350,000 26.0000 American 18 Dec 15
EUR 0.07 A ordinary Call Options Purchased 250,000 26.0000 American 16 Dec 16
EUR 0.07 A ordinary Call Options Purchased 275,000 30.0000 American 15 Dec 17
EUR 0.07 A ordinary Put Options Purchased -450,000 25.0000 American 18 Dec 15
EUR 0.07 A ordinary Put Options Written 18,599 23.0000 European 18 Dec 15

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 488661
Time of Receipt (offset from UTC): 20151008T123747+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC