Nuveen Investments Expands Client Sales and Support Team for Unit Trusts

  • Three New Hires Further Support Nuveen’s Joint Distribution Effort with Incapital
  • Additions Highlight Strength and Interest in Current Unit Trust Offerings

CHICAGO--()--Nuveen Investments, a leading global provider of investment services to institutions as well as individual investors, is pleased to announce three new additions to its unit trust client sales and support platform. This latest action is a reflection of the strength of and market interest in the current unit trust products offered by and jointly distributed with Incapital, a leading underwriter and distributor of securities to financial institutions and investment advisors. Further, it demonstrates Nuveen Investments’ commitment to growing and supporting the unit trusts where Nuveen’s affiliates serve as portfolio consultants. Joining Nuveen Investments and reporting to Melissa Roe, Managing Director and National Head of Unit Trust Sales are Sean Degnan, Gabriela Harmon, and Margaret Leung.

Sean Degnan joined Nuveen Investments on June 8th, and serves as East Coast Unit Trust Specialist. Degnan comes to Nuveen from F-Squared Capital, where he served as Senior Vice President and Regional Director, responsible for new sales, new producers, and asset retention for F-Squared’s SMA lineup in the Wirehouse channel covering a territory spanning Washington D.C., Maryland, Virginia, West Virginia, and North Carolina. Prior to F-Squared Capital, Degnan worked at First Trust Portfolios as Vice President and Territory Manager, responsible for new sales, new producers, and asset retention for First Trust Portfolios’ ETF, SMA and Unit Trust lineups across all channels covering Upstate/Western NY as well as the Mid-Atlantic. Degnan received his B.A. in Government from Georgetown University.

Gabriela Harmon joined Nuveen Investments on August 3rd, and serves as West Coast Unit Trust Specialist. Harmon comes to Nuveen from First Trust Portfolios, where she served as Vice President and Wholesaler, responsible for unit trust sales across multiple asset classes for all channels in southern California. Fluent in Spanish and conversant in French and Italian, Harmon studied in Dijon, France; Cambridge, England; and Florence, Italy and holds Languages Degree from Colegio Vista Hermosa in Mexico City, Mexico.

Margaret Leung joined Nuveen Investments on June 15th, and serves as Midwest Unit Trust Specialist. Based in Chicago, Leung comes to Nuveen from Invesco, where she served as a Business Development Specialist, charged with driving their unit investment trust business through product and subject matter expertise and partnering with distribution on strategic initiatives across various channels. Leung holds a B.A. in Psychology & Social Behavior from the University of California, Irvine.

Commenting on the build-out of her team, Roe stated, “We are very pleased to welcome Sean, Gabriela, and Margaret to our team as we continue to work in a very focused manner to bring high-quality and innovative investment options to market through the unit trust structure. Together, they bring great talent to our team and I look forward to their contributions in serving the portfolio needs of our clients.”

CURRENT UNIT TRUST OFFERINGS:

Since the beginning of 2014, Nuveen and Incapital have partnered together on key aspects of unit trust product development, marketing, distribution and client relationship management. In this partnership, Incapital serves as trust underwriter and sponsor, providing units to the public through broker-dealers and other firms. Nuveen Investments, through its several affiliates, serves as portfolio consultant responsible for developing investment strategies and constructing model portfolios for the unit trusts.

Since the inception of the partnership, Incapital has offered several unit trust strategies that draw upon the deep and specialized expertise of several Nuveen Investments’ affiliates. Current offerings include:

  • Nuveen 2015 Mid-Year Equity Outlook Portfolio
  • Nuveen Large Cap Dividend Portfolio
  • Nuveen Core Real Estate Securities Portfolio
  • Nuveen NWQ Global Dividend Value Portfolio
  • Nuveen Tradewinds Global Energy Revolution Portfolio
  • Nuveen Symphony Low Volatility Equity Portfolio

About Incapital

Incapital LLC was founded in 1999 and today is a leading underwriter and distributor of securities to more than 800 broker-dealers, institutions, asset managers, RIAs and banks. The firm represents more than 300 issuing entities and has underwritten more than $400 billion in securities. Within its Wealth Management Solutions division, Incapital provides financial professionals with access to a broad range of Unit Trusts and Market-Linked Products, as well as a host of educational resources and dedicated support from a nationwide team of wholesalers. The firm is headquartered in Chicago, IL and has a principal office in Boca Raton, FL. Further information on Incapital is available at www.incapital.com. Further information on Incapital’s Unit Trust Portfolios, including securities selection, fees, secondary market and other risk considerations is available at www.incapital.com/unittrusts.

About Nuveen Investments

Nuveen Investments provides high-quality investment services designed to help secure the long-term goals of institutional and individual investors as well as the consultants and financial advisors who serve them. Nuveen Investments markets a wide range of specialized investment solutions which provide investors access to capabilities of its high-quality boutique investment affiliates—Nuveen Asset Management, LLC, Symphony Asset Management LLC, NWQ Investment Management Company, LLC, Santa Barbara Asset Management, LLC, Tradewinds Global Investors, LLC, Winslow Capital Management, LLC and Gresham Investment Management LLC, all of which are registered investment advisers and independent investment subsidiaries of Nuveen Investments, Inc. Nuveen Investments operates as a separate subsidiary within TIAA-CREF, which is a leading provider of retirement and financial services in the academic, research, medical and cultural fields. In total, Nuveen Investments managed approximately $230 billion as of June 30, 2015. For more information, please visit the Nuveen Investments website at www.nuveen.com.

Nuveen Investments, Inc. and its related entities named above are unaffiliated with Incapital LLC.

There is no assurance that a unit investment trust will achieve its investment objective. An investment in a unit investment trust is subject to market risk, which is the possibility that the market values of securities owned by the trust will decline and that the value of trust units may therefore be less than what you paid for them. Accordingly, you can lose money investing in a trust.

Please consider the investment objectives, risks, charges and expenses of the unit investment trust(s) carefully before investing. The prospectus contains this and other information about the unit investment trust(s). To obtain a prospectus, please contact your financial advisor or download one at the SEC’s EDGAR filing system (sec.gov/edgar.htm) or on the www.incapital.com offerings page. Please read the prospectus carefully before investing.

NOT FDIC INSURED | NOT BANK GUARANTEED | MAY LOSE VALUE

10697-INV-O-10/16

Contacts

Nuveen Investments
Media Contact:
Kathleen Cardoza
312-917-7813
Kathleen.Cardoza@Nuveen.com

Contacts

Nuveen Investments
Media Contact:
Kathleen Cardoza
312-917-7813
Kathleen.Cardoza@Nuveen.com