Form 8.3 - SABMILLER PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SABMILLER PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 17 September 2015
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? Anheuser-Busch InBev SA/NV

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   ORD
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 11,600,406 0.72% 8,883,331 0.55%
           
(2) Cash-settled derivatives:
2,016,025 0.12% 5,262,114 0.33%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 250,000 0.02%
           
 
TOTAL: 13,616,431 0.84% 14,395,445 0.89%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 22 36.3045 GBP
ORD Purchase 34 36.3385 GBP
ORD Purchase 66 36.2086 GBP
ORD Purchase 91 36.2850 GBP
ORD Purchase 100 36.2175 GBP
ORD Purchase 100 36.4400 GBP
ORD Purchase 100 36.1475 GBP
ORD Purchase 100 36.3000 GBP
ORD Purchase 100 35.9525 GBP
ORD Purchase 100 36.3475 GBP
ORD Purchase 100 753.7800 ZAR
ORD Purchase 101 36.3675 GBP
ORD Purchase 112 36.6200 GBP
ORD Purchase 114 36.3400 GBP
ORD Purchase 114 36.0050 GBP
ORD Purchase 114 36.4000 GBP
ORD Purchase 130 36.4750 GBP
ORD Purchase 143 36.1000 GBP
ORD Purchase 148 36.2300 GBP
ORD Purchase 153 35.9400 GBP
ORD Purchase 156 36.0450 GBP
ORD Purchase 158 36.2700 GBP
ORD Purchase 165 36.2350 GBP
ORD Purchase 174 36.3900 GBP
ORD Purchase 181 36.0250 GBP
ORD Purchase 181 35.9500 GBP
ORD Purchase 228 36.2136 GBP
ORD Purchase 234 36.2470 GBP
ORD Purchase 308 36.2244 GBP
ORD Purchase 338 35.9550 GBP
ORD Purchase 362 36.2650 GBP
ORD Purchase 501 36.1967 GBP
ORD Purchase 571 36.3716 GBP
ORD Purchase 798 36.0208 GBP
ORD Purchase 807 36.2500 GBP
ORD Purchase 842 36.2600 GBP
ORD Purchase 1,020 36.2216 GBP
ORD Purchase 1,067 36.2398 GBP
ORD Purchase 1,517 36.1763 GBP
ORD Purchase 2,065 36.2122 GBP
ORD Purchase 2,305 36.3683 GBP
ORD Purchase 2,831 36.3728 GBP
ORD Purchase 2,940 36.3701 GBP
ORD Purchase 3,178 36.2586 GBP
ORD Purchase 3,410 36.2550 GBP
ORD Purchase 3,446 35.9503 GBP
ADR Purchase 3,800 56.8618 USD
ORD Purchase 3,878 36.3916 GBP
ORD Purchase 4,519 36.3240 GBP
ORD Purchase 5,000 36.2673 GBP
ADR Purchase 6,000 56.1505 USD
ORD Purchase 9,105 36.2143 GBP
ORD Purchase 10,346 36.2233 GBP
ORD Purchase 15,595 36.1989 GBP
ORD Purchase 28,862 36.2331 GBP
ORD Purchase 37,726 36.2000 GBP
ORD Purchase 44,085 36.2752 GBP
ORD Purchase 90,608 36.2170 GBP
ORD Purchase 118,429 36.2929 GBP
ORD Purchase 131,026 36.1890 GBP
ORD Purchase 211,532 36.2097 GBP
ORD Purchase 275,436 36.2003 GBP
ORD Purchase 290,260 36.1457 GBP
ORD Purchase 425,102 36.2026 GBP
ORD Sale 91 36.2850 GBP
ORD Sale 100 35.9525 GBP
ORD Sale 100 36.1475 GBP
ORD Sale 100 36.2175 GBP
ORD Sale 100 36.4400 GBP
ORD Sale 100 36.3475 GBP
ORD Sale 100 36.3000 GBP
ORD Sale 101 36.3675 GBP
ORD Sale 103 36.2500 GBP
ORD Sale 112 36.6200 GBP
ORD Sale 114 36.0050 GBP
ORD Sale 114 36.4000 GBP
ORD Sale 114 36.3400 GBP
ORD Sale 130 36.4750 GBP
ORD Sale 143 36.1000 GBP
ORD Sale 148 36.2300 GBP
ORD Sale 153 35.9400 GBP
ORD Sale 156 36.0450 GBP
ORD Sale 158 36.2700 GBP
ORD Sale 165 36.2350 GBP
ORD Sale 174 36.3900 GBP
ORD Sale 181 35.9500 GBP
ORD Sale 181 36.0250 GBP
ORD Sale 283 36.2550 GBP
ORD Sale 338 35.9550 GBP
ORD Sale 559 36.2130 GBP
ORD Sale 814 36.1515 GBP
ORD Sale 934 36.2269 GBP
ORD Sale 1,056 36.1318 GBP
ORD Sale 1,439 36.2244 GBP
ORD Sale 1,924 36.1998 GBP
ORD Sale 2,055 36.1812 GBP
ORD Sale 2,175 36.1467 GBP
ORD Sale 3,318 36.3530 GBP
ORD Sale 3,430 36.3824 GBP
ADR Sale 3,800 56.8618 USD
ORD Sale 4,071 36.3301 GBP
ADR Sale 6,000 56.1505 USD
ORD Sale 6,346 36.3116 GBP
ORD Sale 8,566 36.2000 GBP
ORD Sale 10,923 36.3577 GBP
ORD Sale 13,242 36.1807 GBP
ORD Sale 13,297 36.2092 GBP
ORD Sale 15,114 36.3749 GBP
ORD Sale 17,025 36.3518 GBP
ORD Sale 19,574 36.1995 GBP
ORD Sale 20,761 36.2010 GBP
ORD Sale 24,531 36.2062 GBP
ORD Sale 28,236 36.2099 GBP
ORD Sale 31,409 36.2100 GBP
ORD Sale 35,700 36.2263 GBP
ORD Sale 41,040 36.2572 GBP
ORD Sale 74,213 36.2036 GBP
ORD Sale 75,600 36.2002 GBP
ORD Sale 81,302 36.1798 GBP
ORD Sale 98,155 36.3494 GBP
ORD Sale 112,445 36.2603 GBP
ORD Sale 113,782 36.2016 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 661 36.1989 GBP
ORD CFD Long 559 36.2130 GBP
ORD CFD Long 1,394 36.1746 GBP
ORD SWAP Long 2,978 36.2328 GBP
ORD CFD Long 2,401 36.2131 GBP
ORD SWAP Long 5,634 36.2536 GBP
ORD CFD Long 5,779 36.3248 GBP
ORD CFD Long 9,949 753.1247 ZAR
ORD CFD Long 13,242 36.1807 GBP
ORD SWAP Long 14,246 36.1962 GBP
ORD SWAP Long 24,578 36.2362 GBP
ORD CFD Long 31,409 36.2100 GBP
ORD CFD Long 16,503 749.7672 ZAR
ORD SWAP Long 35,700 36.2264 GBP
ORD CFD Long 47,381 36.2038 GBP
ORD SWAP Long 48,000 36.2000 GBP
ORD CFD Long 54,161 36.3714 GBP
ORD CFD Long 78,551 755.7807 ZAR
ORD CFD Long 81,302 36.1798 GBP
ORD CFD Long 116,819 751.1519 ZAR
ORD CFD Long 275,436 751.3755 ZAR
ORD CFD Long 802,384 751.0701 ZAR
ORD SWAP Short 22 36.3045 GBP
ORD SWAP Short 34 36.3385 GBP
ORD SWAP Short 66 36.2086 GBP
ORD SWAP Short 228 36.2136 GBP
ORD SWAP Short 234 36.2470 GBP
ORD SWAP Short 308 36.2244 GBP
ORD SWAP Short 400 36.0853 GBP
ORD SWAP Short 571 36.3716 GBP
ORD SWAP Short 797 36.1515 GBP
ORD SWAP Short 2,065 36.2122 GBP
ORD CFD Short 2,212 36.2382 GBP
ORD CFD Short 5,093 749.4544 ZAR
ORD CFD Short 5,186 752.9831 ZAR
ORD SWAP Short 5,618 36.1688 GBP
ORD CFD Short 3,178 36.2586 GBP
ORD CFD Short 10,542 36.2660 GBP
ORD SWAP Short 15,595 36.1989 GBP
ORD CFD Short 21,752 750.4966 ZAR
ORD SWAP Short 40,500 36.2000 GBP
ORD CFD Short 84,161 753.9788 ZAR
ORD CFD Short 49,150 36.2405 GBP
ORD CFD Short 275,436 36.2003 GBP
ORD CFD Short 772,384 36.2012 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 18 Sep 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SABMILLER PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Purchased -250,000 3200.0000 American 18 Sep 2015

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 485328
Time of Receipt (offset from UTC): 20150918T144023+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC