Form 8.3 - Anheuser-Busch InBev SA/NV

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

Anheuser-Busch InBev SA/NV

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 17 September 2015
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? SABMILLER PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   ORD
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 11,661,434 0.73% 11,328,226 0.70%
           
(2) Cash-settled derivatives:
3,075,650 0.19% 439,421 0.03%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 1,222,095 0.08% 444,795 0.03%
           
(4)
TOTAL: 15,959,179 1.00% 12,212,442 0.76%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 24 101.1100 EUR
ORD Purchase 25 100.1500 EUR
ADR Purchase 50 114.3200 USD
ORD Purchase 57 99.6800 EUR
ORD Purchase 68 101.1000 EUR
ORD Purchase 75 100.9750 EUR
ORD Purchase 75 100.3950 EUR
ORD Purchase 78 100.5011 EUR
ADR Purchase 80 113.8400 USD
ADR Purchase 100 115.6600 USD
ADR Purchase 100 116.2800 USD
ADR Purchase 100 114.4600 USD
ADR Purchase 100 113.8600 USD
ADR Purchase 100 113.9400 USD
ADR Purchase 100 115.6700 USD
ADR Purchase 100 114.9300 USD
ORD Purchase 141 100.3500 EUR
ORD Purchase 143 100.5451 EUR
ORD Purchase 146 100.7500 EUR
ORD Purchase 152 101.4750 EUR
ADR Purchase 153 115.1100 USD
ADR Purchase 153 115.6400 USD
ORD Purchase 196 100.5750 EUR
ORD Purchase 197 101.4500 EUR
ORD Purchase 198 100.8250 EUR
ORD Purchase 199 100.0250 EUR
ADR Purchase 200 115.5800 USD
ADR Purchase 200 114.0100 USD
ADR Purchase 200 114.0200 USD
ADR Purchase 209 114.0300 USD
ORD Purchase 225 100.5500 EUR
ORD Purchase 229 101.6250 EUR
ORD Purchase 231 101.1750 EUR
ORD Purchase 251 100.4250 EUR
ORD Purchase 263 100.2000 EUR
ORD Purchase 265 101.3250 EUR
ORD Purchase 290 100.3750 EUR
ADR Purchase 300 113.9300 USD
ADR Purchase 300 114.1600 USD
ADR Purchase 300 114.0166 USD
ORD Purchase 303 100.2500 EUR
ORD Purchase 306 100.5111 EUR
ADR Purchase 313 114.2700 USD
ORD Purchase 329 100.3250 EUR
ORD Purchase 339 100.4500 EUR
ORD Purchase 348 100.8500 EUR
ORD Purchase 363 100.3000 EUR
ORD Purchase 386 100.9500 EUR
ORD Purchase 391 101.0250 EUR
ORD Purchase 395 101.4000 EUR
ORD Purchase 398 100.6250 EUR
ORD Purchase 399 100.4000 EUR
ADR Purchase 400 114.7350 USD
ADR Purchase 400 114.1750 USD
ORD Purchase 400 100.6375 EUR
ORD Purchase 424 101.2750 EUR
ADR Purchase 492 114.7046 USD
ADR Purchase 500 115.4968 USD
ADR Purchase 500 114.6240 USD
ORD Purchase 507 100.1000 EUR
ORD Purchase 528 101.5750 EUR
ORD Purchase 584 100.8376 EUR
ORD Purchase 647 100.6750 EUR
ORD Purchase 656 100.9000 EUR
ADR Purchase 700 114.0285 USD
ORD Purchase 713 100.7250 EUR
ORD Purchase 778 101.3750 EUR
ADR Purchase 900 114.0138 USD
ADR Purchase 900 114.5192 USD
ORD Purchase 909 101.0054 EUR
ADR Purchase 917 114.0368 USD
ORD Purchase 972 100.7000 EUR
ADR Purchase 1,000 115.4300 USD
ORD Purchase 1,055 100.5000 EUR
ORD Purchase 1,065 101.4250 EUR
ORD Purchase 1,066 101.1250 EUR
ORD Purchase 1,090 100.4750 EUR
ORD Purchase 1,102 100.6000 EUR
ORD Purchase 1,180 101.0000 EUR
ORD Purchase 1,202 100.8000 EUR
ADR Purchase 1,300 114.5006 USD
ADR Purchase 1,400 114.5128 USD
ORD Purchase 1,493 101.0750 EUR
ADR Purchase 1,558 114.3318 USD
ORD Purchase 2,084 100.3189 EUR
ORD Purchase 2,099 100.2977 EUR
ORD Purchase 2,308 100.8948 EUR
ORD Purchase 2,388 100.7130 EUR
ADR Purchase 2,557 114.3131 USD
ADR Purchase 2,700 114.0403 USD
ORD Purchase 3,264 100.8198 EUR
ADR Purchase 3,600 114.4516 USD
ADR Purchase 3,700 114.1611 USD
ADR Purchase 4,443 114.5504 USD
ADR Purchase 4,600 114.7700 USD
ORD Purchase 4,864 100.6416 EUR
ADR Purchase 5,243 116.1782 USD
ORD Purchase 6,042 100.8408 EUR
ADR Purchase 6,100 114.8249 USD
ADR Purchase 6,640 114.9639 USD
ORD Purchase 6,746 100.5250 EUR
ADR Purchase 6,778 114.6046 USD
ORD Purchase 6,921 100.4159 EUR
ADR Purchase 7,331 114.1818 USD
ORD Purchase 7,517 100.8201 EUR
ORD Purchase 7,605 100.5960 EUR
ORD Purchase 7,762 100.6745 EUR
ADR Purchase 7,830 114.5523 USD
ORD Purchase 7,992 101.1284 EUR
ORD Purchase 9,009 100.8750 EUR
ORD Purchase 10,326 113.9695 USD
ADR Purchase 10,326 113.9695 USD
ORD Purchase 10,949 100.6889 EUR
ADR Purchase 12,090 114.2378 USD
ORD Purchase 15,739 100.8538 EUR
ORD Purchase 19,664 100.6500 EUR
ORD Purchase 20,000 101.4171 EUR
ADR Purchase 20,409 114.6897 USD
ORD Purchase 23,032 100.8070 EUR
ADR Purchase 44,086 114.5265 USD
ORD Purchase 44,086 114.5265 USD
ORD Purchase 51,291 100.9250 EUR
ORD Purchase 59,658 100.8902 EUR
ORD Purchase 147,048 100.8442 EUR
ADR Sale 9 114.0300 USD
ORD Sale 25 100.1500 EUR
ORD Sale 39 100.4500 EUR
ADR Sale 50 114.3200 USD
ADR Sale 56 114.8100 USD
ORD Sale 57 99.6800 EUR
ADR Sale 58 114.1201 USD
ORD Sale 68 101.1000 EUR
ORD Sale 68 100.5250 EUR
ORD Sale 75 100.3950 EUR
ORD Sale 75 100.9750 EUR
ADR Sale 80 113.8400 USD
ADR Sale 100 114.5700 USD
ADR Sale 100 114.1200 USD
ORD Sale 141 100.3500 EUR
ORD Sale 146 100.7500 EUR
ORD Sale 152 101.4750 EUR
ADR Sale 153 115.6400 USD
ORD Sale 184 100.9953 EUR
ORD Sale 196 100.5750 EUR
ORD Sale 197 101.4500 EUR
ORD Sale 198 100.8250 EUR
ORD Sale 198 100.8750 EUR
ORD Sale 199 100.0250 EUR
ADR Sale 200 115.8800 USD
ADR Sale 200 115.5800 USD
ADR Sale 200 114.6500 USD
ADR Sale 200 114.6550 USD
ADR Sale 200 114.6600 USD
ORD Sale 225 100.5500 EUR
ORD Sale 229 101.6250 EUR
ORD Sale 231 101.1750 EUR
ORD Sale 233 100.6250 EUR
ADR Sale 235 114.2748 USD
ORD Sale 251 100.4250 EUR
ORD Sale 263 100.2000 EUR
ORD Sale 265 101.3250 EUR
ORD Sale 268 100.9134 EUR
ORD Sale 290 100.3750 EUR
ADR Sale 300 114.2500 USD
ADR Sale 300 114.0900 USD
ADR Sale 300 114.0666 USD
ORD Sale 303 100.2500 EUR
ORD Sale 329 100.3250 EUR
ORD Sale 363 100.3000 EUR
ORD Sale 386 100.9500 EUR
ORD Sale 391 101.0250 EUR
ORD Sale 395 101.4000 EUR
ORD Sale 399 100.4000 EUR
ADR Sale 400 115.0375 USD
ADR Sale 400 115.0975 USD
ADR Sale 400 114.0700 USD
ORD Sale 424 101.2750 EUR
ADR Sale 487 115.2380 USD
ORD Sale 507 100.1000 EUR
ORD Sale 528 101.5750 EUR
ADR Sale 556 115.2796 USD
ADR Sale 600 114.2400 USD
ORD Sale 647 100.6750 EUR
ORD Sale 656 100.9000 EUR
ORD Sale 713 100.7250 EUR
ORD Sale 778 101.3750 EUR
ADR Sale 900 114.0138 USD
ADR Sale 1,000 115.4300 USD
ADR Sale 1,000 114.2494 USD
ORD Sale 1,002 100.8000 EUR
ORD Sale 1,055 100.5000 EUR
ORD Sale 1,065 101.4250 EUR
ORD Sale 1,066 101.1250 EUR
ORD Sale 1,090 100.4750 EUR
ADR Sale 1,100 114.2078 USD
ADR Sale 1,100 114.9627 USD
ORD Sale 1,102 100.6000 EUR
ADR Sale 1,135 114.3085 USD
ORD Sale 1,180 101.0000 EUR
ORD Sale 1,230 100.7574 EUR
ORD Sale 1,291 100.9250 EUR
ADR Sale 1,300 114.3523 USD
ADR Sale 1,400 115.1600 USD
ORD Sale 1,493 101.0750 EUR
ORD Sale 1,660 100.4144 EUR
ORD Sale 1,859 100.8500 EUR
ADR Sale 1,900 113.9900 USD
ORD Sale 1,972 100.7000 EUR
ORD Sale 2,410 101.0449 EUR
ADR Sale 2,608 114.1431 USD
ADR Sale 2,700 114.1284 USD
ADR Sale 2,700 115.0896 USD
ADR Sale 2,753 115.0303 USD
ADR Sale 2,900 114.3399 USD
ORD Sale 3,000 100.2679 EUR
ADR Sale 3,078 114.8204 USD
ORD Sale 3,145 101.1500 EUR
ORD Sale 3,323 100.8564 EUR
ADR Sale 3,345 114.0587 USD
ORD Sale 3,691 100.8414 EUR
ADR Sale 3,800 114.2848 USD
ADR Sale 3,900 114.4969 USD
ADR Sale 3,930 114.5735 USD
ADR Sale 4,600 114.7700 USD
ORD Sale 5,915 100.9636 EUR
ADR Sale 6,000 114.5287 USD
ADR Sale 6,596 116.0244 USD
ADR Sale 6,826 114.9399 USD
ORD Sale 6,910 100.4788 EUR
ORD Sale 8,150 100.9822 EUR
ORD Sale 8,178 100.9104 EUR
ORD Sale 8,829 101.0013 EUR
ORD Sale 8,876 100.6888 EUR
ORD Sale 8,936 100.9382 EUR
ORD Sale 9,340 100.8852 EUR
ORD Sale 9,354 100.8965 EUR
ORD Sale 10,091 100.9706 EUR
ADR Sale 10,326 113.9695 USD
ORD Sale 10,326 113.9695 USD
ORD Sale 10,348 100.8324 EUR
ADR Sale 12,039 114.6994 USD
ADR Sale 12,090 114.2183 USD
ORD Sale 13,941 100.7779 EUR
ORD Sale 18,003 100.9683 EUR
ORD Sale 18,560 100.6898 EUR
ORD Sale 20,792 100.8235 EUR
ORD Sale 26,124 100.2860 EUR
ADR Sale 27,993 114.5366 USD
ADR Sale 34,055 114.5265 USD
ORD Sale 34,055 114.5265 USD
ORD Sale 34,357 100.6500 EUR
ORD Sale 40,233 100.7913 EUR
ORD Sale 52,119 100.9188 EUR
ORD Sale 130,516 100.8766 EUR

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 240 99.7900 EUR
ORD SWAP Long 544 100.5809 EUR
ORD CFD Long 740 101.2111 EUR
ORD CFD Long 1,230 100.7573 EUR
ORD SWAP Long 1,660 100.4144 EUR
ORD SWAP Long 2,555 100.8253 EUR
ORD SWAP Long 2,757 100.7247 EUR
ORD SWAP Long 5,739 100.9866 EUR
ORD CFD Long 20,076 100.0850 EUR
ORD SWAP Long 34,200 100.6500 EUR
ORD CFD Long 40,233 100.7913 EUR
ORD SWAP Short 24 101.1100 EUR
ORD SWAP Short 198 101.0244 EUR
ORD SWAP Short 414 100.7728 EUR
ORD SWAP Short 945 101.0233 EUR
ORD CFD Short 966 100.7278 EUR
ORD SWAP Short 1,155 100.8554 EUR
ORD SWAP Short 2,144 101.0238 EUR
ORD SWAP Short 2,981 100.5805 EUR
ORD SWAP Short 3,100 100.6500 EUR
ORD SWAP Short 3,264 100.8198 EUR
ORD SWAP Short 7,699 100.8310 EUR
ORD CFD Short 9,046 100.3871 EUR
ORD SWAP Short 20,000 101.4171 EUR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ORD Call Options Purchasing 500 115 USD American 18 Sep 2015 0.9600 USD
ORD Call Options Purchasing 100 120 USD American 16 Oct 2015 1.5500 USD
ORD Call Options Selling 500 120 USD American 18 Sep 2015 0.1100 USD
ORD Put Options Purchasing 700 115 USD American 18 Sep 2015 1.9500 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 18 Sep 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose Anheuser-Busch InBev SA/NV
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Call Options Written -100,000 105.0000 American 18 Dec 2015
ORD Call Options Written -25,000 110.0000 American 18 Mar 2016
ORD Call Options Purchased 6,606 120.0000 European 18 Dec 2015
ORD Put Options Written 9,333 115.0000 European 18 Sep 2015
ORD Put Options Written 10,842 105.0000 European 18 Sep 2015
ORD Put Options Written 25,000 96.0000 American 18 Mar 2016
ORD Call Options Purchased 30,901 120.0000 European 18 Sep 2015
ORD Put Options Purchased -103,000 86.0900 American 18 Dec 2015
ORD Put Options Purchased -11,493 110.0000 European 18 Dec 2015
ORD Call Options Written -6,606 120.0000 European 18 Dec 2015
ORD Put Options Written 11,493 110.0000 European 18 Dec 2015
ORD Call Options Purchased 2,232 110.0000 European 18 Dec 2015
ORD Call Options Written -30,901 120.0000 European 18 Sep 2015
ORD Put Options Purchased -2,535 100.0000 European 18 Sep 2015
ORD Call Options Purchased 8,895 115.0000 European 18 Sep 2015
ORD Put Options Written 25,000 100.0000 American 18 Dec 2015
ORD Put Options Written 150,000 94.0000 American 18 Dec 2015
ORD Call Options Purchased 150,000 110.0000 American 18 Dec 2015
ORD Put Options Purchased -9,333 115.0000 European 18 Sep 2015
ORD Call Options Written -8,083 110.0000 European 18 Sep 2015
ORD Put Options Purchased -50,000 90.0000 American 18 Dec 2015
ORD Call Options Written -8,895 115.0000 European 18 Sep 2015
ORD Put Options Written 2,535 100.0000 European 18 Sep 2015
ORD Put Options Written 25,875 110.0000 European 18 Sep 2015
ORD Put Options Purchased -25,875 110.0000 European 18 Sep 2015
ORD Put Options Purchased -10,842 105.0000 European 18 Sep 2015
ORD Call Options Written -2,232 110.0000 European 18 Dec 2015
ORD Call Options Purchased 8,083 110.0000 European 18 Sep 2015
ORD Call Options Purchased 103,000 105.2200 American 18 Dec 2015
ORD Call Options Written -50,000 120.0000 American 18 Sep 2015

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 485318
Time of Receipt (offset from UTC): 20150918T143704+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC