Form 8.3 - ARRIS GROUP INC

LONDON--()--
FORM 8.3              
 
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
 
1. KEY INFORMATION  
(a) Full name of discloser: Barclays PLC.
   
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

ARRIS GROUP INC

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 4 August 2015
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? PACE PLC
 
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
 
Class of relevant security: ORD      
Interests   Short Positions  
  Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 89,567 0.06% 352,019 0.24%
         
(2) Cash-settled derivatives:
125,000 0.09% 414,359 0.28%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 19,300 0.01% 28,600 0.02%
         
(4)
TOTAL: 233,867 0.16% 794,978 0.54%
 
(b) Rights to subscribe for new securities (including directors and other executive
  options)
Class of relevant security in relation to which subscription right exists
 
Details, including nature of the rights
concerned and relevant percentages:
 
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE    
(a) Purchases and sales    
Class of relevant Purchase/sale Number of Price per unit
security securities  
ORD Purchase 3 30.0900 USD
ORD Purchase 27 30.1500 USD
ORD Purchase 100 30.1300 USD
ORD Purchase 156 30.0562 USD
ORD Purchase 200 30.0850 USD
ORD Purchase 271 30.0130 USD
ORD Purchase 300 30.1100 USD
ORD Purchase 447 30.2165 USD
ORD Purchase 500 30.1400 USD
ORD Purchase 580 30.2127 USD
ORD Purchase 598 30.0884 USD
ORD Purchase 637 30.1346 USD
ORD Purchase 900 30.1555 USD
ORD Purchase 1,000 30.1140 USD
ORD Purchase 1,200 30.1441 USD
ORD Purchase 1,850 30.0980 USD
ORD Purchase 2,117 30.0903 USD
ORD Purchase 4,600 30.1220 USD
ORD Purchase 6,567 30.1184 USD
ORD Sale 3 30.0900 USD
ORD Sale 59 30.0500 USD
ORD Sale 97 30.0600 USD
ORD Sale 100 30.1100 USD
ORD Sale 133 30.1999 USD
ORD Sale 400 30.1625 USD
ORD Sale 474 30.2127 USD
ORD Sale 500 30.1320 USD
ORD Sale 700 30.1528 USD
ORD Sale 700 30.2100 USD
ORD Sale 800 30.1212 USD
ORD Sale 800 30.1350 USD
ORD Sale 1,100 30.1155 USD
ORD Sale 1,172 30.1008 USD
ORD Sale 3,065 30.1156 USD
ORD Sale 11,603 30.1054 USD
 
(b) Cash-settled derivative transactions      
Class of relevant Product Nature of dealing Number of Price per unit
security description reference
    securities  
       
 
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying            
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
    relates        
             
 
(ii) Exercising      
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security   securities unit
       
 
(d) Other dealings (including subscribing for new securities)    
Class of relevant Nature of Dealings Details Price per unit (if
security   applicable)
     
 
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
 
 
 
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

 
 
 

 

NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 5 Aug 2015
Contact name: RAJESH MUTHANNA
Telephone number: 020 3555 4634
 
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
 
 
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose relevant securities this from relates: ARRIS GROUP INC
 
 
2. OPTIONS AND DERIVATIVES          
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
    relates      
ORD Put Options Purchased -2,300 27.5000 American 21 Aug 2015
ORD Put Options Purchased -1,000 32.5000 American 21 Aug 2015
ORD Put Options Written 1,800 25.0000 American 21 Aug 2015
ORD Put Options Written 7,000 30.0000 American 21 Aug 2015
ORD Put Options Written 4,900 40.0000 American 20 Nov 2015
ORD Call Options Purchased 700 25.0000 American 21 Aug 2015
ORD Call Options Purchased 100 30.0000 American 20 Nov 2015
ORD Call Options Purchased 600 32.5000 American 21 Aug 2015
ORD Call Options Purchased 3,900 32.5000 American 20 Nov 2015
ORD Call Options Purchased 300 37.5000 American 21 Aug 2015
ORD Call Options Written -1,200 27.5000 American 20 Nov 2015
ORD Call Options Written -200 30.0000 American 21 Aug 2015
ORD Call Options Written -11,500 35.0000 American 21 Aug 2015
ORD Call Options Written -12,100 37.5000 American 20 Nov 2015
ORD Call Options Written -300 40.0000 American 21 Aug 2015
 
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully
understood:

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 478149
Time of Receipt (offset from UTC): 20150805T123437+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC