Form 8.3 - ROYAL DUTCH SHELL PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose ROYAL DUTCH SHELL PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 3 July 2015
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? BG GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       EUR 0.07 A ordinary (including A ADRs)            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 28,799,799 0.74% 21,846,936 0.56%
           
(2) Cash-settled derivatives:
7,685,779 0.20% 12,128,112 0.31%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 2,654,157 0.07% 2,529,157 0.06%
           
 
TOTAL: 39,139,735 1.00% 36,504,205 0.93%
           
Class of relevant security:   EUR 0.07 B ordinary Shares (including B ADRs)      
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 22,415,607 0.92% 13,689,826 0.56%
           
(2) Cash-settled derivatives:
9,337,132 0.38% 7,829,170 0.32%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 175,000 0.01% 199,636 0.01%
           
 
TOTAL: 31,927,739 1.31% 21,718,632 0.89%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
EUR 0.07 B Ordinary Purchase 4 25.6925 EUR
EUR 0.07 A Ordinary Purchase 8 18.1200 GBP
EUR 0.07 A Ordinary Purchase 45 18.1350 GBP
EUR 0.07 B Ordinary Purchase 55 18.3050 GBP
EUR 0.07 B Ordinary Purchase 58 18.2300 GBP
EUR 0.07 B Ordinary Purchase 77 18.3700 GBP
EUR 0.07 B Ordinary Purchase 105 18.2750 GBP
EUR 0.07 A Ordinary Purchase 130 25.6122 EUR
EUR 0.07 B Ordinary Purchase 137 18.2400 GBP
EUR 0.07 B Ordinary Purchase 142 18.2850 GBP
EUR 0.07 B Ordinary Purchase 153 18.3000 GBP
EUR 0.07 A Ordinary Purchase 157 25.5041 EUR
EUR 0.07 B Ordinary Purchase 163 18.3650 GBP
EUR 0.07 B Ordinary Purchase 167 25.7400 EUR
EUR 0.07 B Ordinary Purchase 201 18.2700 GBP
EUR 0.07 B Ordinary Purchase 204 18.2675 GBP
EUR 0.07 B Ordinary Purchase 218 18.2575 GBP
EUR 0.07 A Ordinary Purchase 256 18.2000 GBP
EUR 0.07 A Ordinary Purchase 259 25.6800 EUR
EUR 0.07 B Ordinary Purchase 307 18.2350 GBP
EUR 0.07 B Ordinary Purchase 344 18.3600 GBP
EUR 0.07 A Ordinary Purchase 400 25.6900 EUR
EUR 0.07 B Ordinary Purchase 492 18.2150 GBP
EUR 0.07 B Ordinary Purchase 520 18.2625 GBP
EUR 0.07 B Ordinary Purchase 613 18.3150 GBP
EUR 0.07 A Ordinary Purchase 639 25.5500 EUR
EUR 0.07 A Ordinary Purchase 738 18.1355 GBP
EUR 0.07 B Ordinary Purchase 757 18.2955 GBP
EUR 0.07 B Ordinary Purchase 777 18.1966 GBP
EUR 0.07 B Ordinary Purchase 782 18.2450 GBP
EUR 0.07 A Ordinary Purchase 783 18.1354 GBP
EUR 0.07 B Ordinary Purchase 817 18.2900 GBP
EUR 0.07 B Ordinary Purchase 835 18.2500 GBP
EUR 0.07 B Ordinary Purchase 1,035 18.2650 GBP
EUR 0.07 A Ordinary Purchase 1,139 25.5434 EUR
EUR 0.07 A Ordinary Purchase 1,327 25.5250 EUR
EUR 0.07 B Ordinary Purchase 1,384 18.2004 GBP
EUR 0.07 A Ordinary Purchase 1,445 18.1992 GBP
EUR 0.07 A Ordinary Purchase 1,627 25.6809 EUR
EUR 0.07 A Ordinary Purchase 1,780 18.1219 GBP
EUR 0.07 A Ordinary Purchase 1,811 25.5248 EUR
EUR 0.07 A Ordinary Purchase 1,940 18.1314 GBP
EUR 0.07 B Ordinary Purchase 2,318 18.2897 GBP
EUR 0.07 A Ordinary Purchase 2,418 25.6795 EUR
EUR 0.07 A Ordinary Purchase 2,451 25.5233 EUR
EUR 0.07 B Ordinary Purchase 2,570 18.2317 GBP
EUR 0.07 B Ordinary Purchase 2,641 18.3065 GBP
EUR 0.07 B Ordinary Purchase 2,812 18.2980 GBP
EUR 0.07 B Ordinary Purchase 3,030 18.3100 GBP
EUR 0.07 B Ordinary Purchase 3,200 18.2550 GBP
EUR 0.07 A Ordinary Purchase 3,615 18.0565 GBP
EUR 0.07 B Ordinary Purchase 3,699 18.2600 GBP
EUR 0.07 B Ordinary Purchase 4,169 18.2893 GBP
EUR 0.07 A Ordinary Purchase 4,172 18.1274 GBP
EUR 0.07 A Ordinary Purchase 4,436 25.5428 EUR
EUR 0.07 B Ordinary Purchase 4,626 18.2800 GBP
EUR 0.07 A Ordinary Purchase 5,413 25.5413 EUR
EUR 0.07 B Ordinary Purchase 5,431 18.2668 GBP
EUR 0.07 B Ordinary Purchase 6,344 18.3306 GBP
EUR 0.07 A Ordinary Purchase 7,958 25.5799 EUR
EUR 0.07 A Ordinary Purchase 9,743 25.6165 EUR
EUR 0.07 B Ordinary Purchase 12,609 18.2786 GBP
EUR 0.07 B Ordinary Purchase 15,724 18.3521 GBP
EUR 0.07 A Ordinary Purchase 15,991 18.1935 GBP
EUR 0.07 A Ordinary Purchase 33,986 25.5285 EUR
EUR 0.07 A Ordinary Purchase 36,576 25.5350 EUR
EUR 0.07 A Ordinary Purchase 111,026 18.0947 GBP
EUR 0.07 B Ordinary Purchase 609,915 18.2497 GBP
EUR 0.07 B Ordinary Sale 1 25.5900 EUR
EUR 0.07 B Ordinary Sale 34 18.2168 GBP
EUR 0.07 A Ordinary Sale 35 18.1000 GBP
EUR 0.07 A Ordinary Sale 44 25.5404 EUR
EUR 0.07 A Ordinary Sale 45 18.1350 GBP
EUR 0.07 B Ordinary Sale 47 18.3872 GBP
EUR 0.07 B Ordinary Sale 55 18.3050 GBP
EUR 0.07 B Ordinary Sale 58 18.2300 GBP
EUR 0.07 B Ordinary Sale 66 18.1868 GBP
EUR 0.07 B Ordinary Sale 77 18.3700 GBP
EUR 0.07 B Ordinary Sale 98 18.2086 GBP
EUR 0.07 B Ordinary Sale 105 18.2750 GBP
EUR 0.07 A Ordinary Sale 109 18.2000 GBP
EUR 0.07 B Ordinary Sale 135 18.2136 GBP
EUR 0.07 B Ordinary Sale 137 18.2400 GBP
EUR 0.07 B Ordinary Sale 142 18.2850 GBP
EUR 0.07 B Ordinary Sale 153 18.3000 GBP
EUR 0.07 B Ordinary Sale 163 18.3650 GBP
EUR 0.07 B Ordinary Sale 201 18.2700 GBP
EUR 0.07 B Ordinary Sale 204 18.2675 GBP
EUR 0.07 B Ordinary Sale 218 18.2575 GBP
EUR 0.07 A Ordinary Sale 257 18.0500 GBP
EUR 0.07 A Ordinary Sale 259 25.6800 EUR
EUR 0.07 B Ordinary Sale 260 18.1800 GBP
EUR 0.07 B Ordinary Sale 307 18.2350 GBP
EUR 0.07 B Ordinary Sale 311 18.3597 GBP
EUR 0.07 B Ordinary Sale 326 18.3612 GBP
EUR 0.07 A Ordinary Sale 327 25.5250 EUR
EUR 0.07 B Ordinary Sale 344 18.3600 GBP
EUR 0.07 B Ordinary Sale 368 18.1918 GBP
EUR 0.07 B Ordinary Sale 418 18.2625 GBP
EUR 0.07 A Ordinary Sale 500 18.1972 GBP
EUR 0.07 A Ordinary Sale 537 25.6548 EUR
EUR 0.07 B Ordinary Sale 613 18.3150 GBP
EUR 0.07 A Ordinary Sale 738 18.1355 GBP
EUR 0.07 A Ordinary Sale 750 18.1020 GBP
EUR 0.07 B Ordinary Sale 750 18.2668 GBP
EUR 0.07 A Ordinary Sale 774 25.5147 EUR
EUR 0.07 A Ordinary Sale 778 25.5162 EUR
EUR 0.07 B Ordinary Sale 782 18.2450 GBP
EUR 0.07 A Ordinary Sale 783 18.1354 GBP
EUR 0.07 B Ordinary Sale 817 18.2900 GBP
EUR 0.07 B Ordinary Sale 835 18.2500 GBP
EUR 0.07 B Ordinary Sale 1,035 18.2650 GBP
EUR 0.07 A Ordinary Sale 1,261 18.1200 GBP
EUR 0.07 A Ordinary Sale 1,278 25.5500 EUR
EUR 0.07 A Ordinary Sale 1,459 25.5299 EUR
EUR 0.07 A Ordinary Sale 1,494 25.5601 EUR
EUR 0.07 A Ordinary Sale 1,500 25.5000 EUR
EUR 0.07 A Ordinary Sale 1,514 18.0549 GBP
EUR 0.07 A Ordinary Sale 1,653 18.0253 GBP
EUR 0.07 A Ordinary Sale 1,844 18.0586 GBP
EUR 0.07 B Ordinary Sale 1,904 18.2825 GBP
EUR 0.07 A Ordinary Sale 2,067 18.0813 GBP
EUR 0.07 A Ordinary Sale 2,073 18.1015 GBP
EUR 0.07 B Ordinary Sale 2,152 18.2871 GBP
EUR 0.07 A Ordinary Sale 2,445 25.5100 EUR
EUR 0.07 A Ordinary Sale 2,823 18.1199 GBP
EUR 0.07 B Ordinary Sale 3,030 18.3100 GBP
EUR 0.07 B Ordinary Sale 3,093 18.2600 GBP
EUR 0.07 B Ordinary Sale 3,200 18.2550 GBP
EUR 0.07 A Ordinary Sale 3,297 18.0812 GBP
EUR 0.07 A Ordinary Sale 3,600 25.5566 EUR
EUR 0.07 B Ordinary Sale 3,849 18.2481 GBP
EUR 0.07 A Ordinary Sale 4,102 18.0537 GBP
EUR 0.07 B Ordinary Sale 5,129 18.2913 GBP
EUR 0.07 B Ordinary Sale 5,411 18.2192 GBP
EUR 0.07 B Ordinary Sale 5,481 18.3116 GBP
EUR 0.07 A Ordinary Sale 6,989 18.0781 GBP
EUR 0.07 A Ordinary Sale 7,824 18.0482 GBP
EUR 0.07 B Ordinary Sale 8,026 18.2800 GBP
EUR 0.07 B Ordinary Sale 8,370 18.2882 GBP
EUR 0.07 B Ordinary Sale 9,537 18.3556 GBP
EUR 0.07 A Ordinary Sale 12,335 25.5743 EUR
EUR 0.07 A Ordinary Sale 13,413 25.5282 EUR
EUR 0.07 B Ordinary Sale 13,493 18.2756 GBP
EUR 0.07 A Ordinary Sale 15,295 18.2007 GBP
EUR 0.07 B Ordinary Sale 17,499 18.2147 GBP
EUR 0.07 A Ordinary Sale 19,139 25.5838 EUR
EUR 0.07 B Ordinary Sale 21,990 18.2220 GBP
EUR 0.07 A Ordinary Sale 22,639 25.5350 EUR
EUR 0.07 B Ordinary Sale 24,086 18.2586 GBP
EUR 0.07 B Ordinary Sale 37,729 18.2842 GBP
EUR 0.07 B Ordinary Sale 40,796 18.3644 GBP
EUR 0.07 A Ordinary Sale 51,344 25.5358 EUR
EUR 0.07 B Ordinary Sale 66,030 18.2502 GBP
EUR 0.07 B Ordinary Sale 83,707 18.2482 GBP
EUR 0.07 A Ordinary Sale 153,251 18.0744 GBP
EUR 0.07 A Ordinary Sale 428,462 25.7400 EUR
EUR 0.07 B Ordinary Sale 428,462 25.7400 EUR
EUR 0.07 B Ordinary Sale 436,435 18.2308 GBP
EUR 0.07 B Ordinary Sale 506,527 18.4000 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
EUR 0.07 B Ordinary CFD Long 1 25.5900 EUR
EUR 0.07 A Ordinary CFD Long 44 25.5402 EUR
EUR 0.07 A Ordinary CFD Long 220 18.0785 GBP
EUR 0.07 B Ordinary SWAP Long 800 18.3368 GBP
EUR 0.07 A Ordinary SWAP Long 947 25.5440 EUR
EUR 0.07 A Ordinary CFD Long 975 18.0371 GBP
EUR 0.07 B Ordinary CFD Long 981 18.3669 GBP
EUR 0.07 B Ordinary SWAP Long 1,100 18.2886 GBP
EUR 0.07 A Ordinary CFD Long 1,459 25.5299 EUR
EUR 0.07 A Ordinary CFD Long 750 18.1020 GBP
EUR 0.07 A Ordinary CFD Long 1,847 18.0816 GBP
EUR 0.07 B Ordinary SWAP Long 1,942 18.2491 GBP
EUR 0.07 A Ordinary CFD Long 2,073 18.1015 GBP
EUR 0.07 A Ordinary SWAP Long 2,100 18.1165 GBP
EUR 0.07 B Ordinary SWAP Long 2,186 18.2454 GBP
EUR 0.07 A Ordinary SWAP Long 3,124 25.5989 EUR
EUR 0.07 B Ordinary SWAP Long 3,165 18.3166 GBP
EUR 0.07 A Ordinary CFD Long 3,297 18.0812 GBP
EUR 0.07 B Ordinary CFD Long 5,411 18.2192 GBP
EUR 0.07 A Ordinary CFD Long 6,989 18.0781 GBP
EUR 0.07 B Ordinary CFD Long 6,903 18.2254 GBP
EUR 0.07 B Ordinary CFD Long 18,758 18.2521 GBP
EUR 0.07 B Ordinary SWAP Long 21,990 18.2220 GBP
EUR 0.07 B Ordinary CFD Long 20,874 18.3339 GBP
EUR 0.07 A Ordinary SWAP Long 44,026 25.5561 EUR
EUR 0.07 A Ordinary CFD Long 59,272 18.1156 GBP
EUR 0.07 A Ordinary SWAP Long 59,272 18.1156 GBP
EUR 0.07 A Ordinary CFD Long 104,483 18.0439 GBP
EUR 0.07 B Ordinary CFD Short 4 25.6925 EUR
EUR 0.07 A Ordinary SWAP Short 130 25.6122 EUR
EUR 0.07 A Ordinary CFD Short 157 25.5041 EUR
EUR 0.07 A Ordinary SWAP Short 400 25.6933 EUR
EUR 0.07 A Ordinary SWAP Short 500 18.1821 GBP
EUR 0.07 B Ordinary SWAP Short 690 18.3266 GBP
EUR 0.07 B Ordinary CFD Short 776 18.3265 GBP
EUR 0.07 B Ordinary SWAP Short 800 18.3181 GBP
EUR 0.07 A Ordinary CFD Short 989 18.1717 GBP
EUR 0.07 A Ordinary SWAP Short 1,200 25.5502 EUR
EUR 0.07 B Ordinary CFD Short 1,384 18.2004 GBP
EUR 0.07 B Ordinary SWAP Short 1,590 18.3401 GBP
EUR 0.07 A Ordinary CFD Short 1,811 25.5248 EUR
EUR 0.07 B Ordinary SWAP Short 2,233 18.2205 GBP
EUR 0.07 B Ordinary CFD Short 2,769 18.3211 GBP
EUR 0.07 A Ordinary SWAP Short 3,124 25.5501 EUR
EUR 0.07 A Ordinary SWAP Short 3,140 18.1267 GBP
EUR 0.07 A Ordinary CFD Short 3,600 25.7433 EUR
EUR 0.07 A Ordinary SWAP Short 4,709 25.5543 EUR
EUR 0.07 B Ordinary SWAP Short 7,175 18.2788 GBP
EUR 0.07 A Ordinary SWAP Short 8,175 18.1235 GBP
EUR 0.07 B Ordinary SWAP Short 9,522 18.2488 GBP
EUR 0.07 A Ordinary CFD Short 106,614 18.0944 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 7 Jul 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ROYAL DUTCH SHELL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
EUR 0.07 A ordinary Put Options Purchased -250,000 23.0000 American 17 Jun 2016
EUR 0.07 A ordinary Put Options Purchased -10,701 24.0000 European 18 Sep 2015
EUR 0.07 A ordinary Put Options Purchased -345,295 24.5000 European 18 Sep 2015
EUR 0.07 A ordinary Put Options Purchased -200,000 25.0000 American 18 Dec 2015
EUR 0.07 A ordinary Put Options Purchased -5,113 25.0000 European 18 Sep 2015
EUR 0.07 A ordinary Put Options Purchased -150,000 26.0000 American 18 Dec 2015
EUR 0.07 A ordinary Put Options Purchased -184,921 26.0000 European 18 Sep 2015
EUR 0.07 A ordinary Put Options Purchased -17,494 27.0000 European 18 Sep 2015
EUR 0.07 A ordinary Put Options Purchased -175,000 27.5000 American 21 Aug 2015
EUR 0.07 A ordinary Put Options Purchased -100,000 28.0000 American 15 Dec 2017
EUR 0.07 A ordinary Put Options Written 200,000 24.0000 American 18 Dec 2015
EUR 0.07 A ordinary Put Options Written 10,701 24.0000 European 18 Sep 2015
EUR 0.07 A ordinary Put Options Written 345,295 24.5000 European 18 Sep 2015
EUR 0.07 A ordinary Put Options Written 5,113 25.0000 European 18 Sep 2015
EUR 0.07 A ordinary Put Options Written 250,000 26.0000 American 16 Dec 2016
EUR 0.07 A ordinary Put Options Written 184,921 26.0000 European 18 Sep 2015
EUR 0.07 A ordinary Put Options Written 17,494 27.0000 European 18 Sep 2015
EUR 0.07 A ordinary Put Options Written 175,000 30.0000 American 15 Dec 2017
EUR 0.07 A ordinary Call Options Purchased 4,114 25.0000 European 18 Sep 2015
EUR 0.07 A ordinary Call Options Purchased 150,000 26.0000 American 18 Dec 2015
EUR 0.07 A ordinary Call Options Purchased 250,000 26.0000 American 16 Dec 2016
EUR 0.07 A ordinary Call Options Purchased 121,837 26.0000 European 18 Sep 2015
EUR 0.07 A ordinary Call Options Purchased 328,765 27.0000 European 18 Sep 2015
EUR 0.07 A ordinary Call Options Purchased 300,000 28.0000 American 18 Sep 2015
EUR 0.07 A ordinary Call Options Purchased 35,917 29.0000 European 18 Sep 2015
EUR 0.07 A ordinary Call Options Purchased 275,000 30.0000 American 15 Dec 2017
EUR 0.07 A ordinary Call Options Written -4,114 25.0000 European 18 Sep 2015
EUR 0.07 A ordinary Call Options Written -121,837 26.0000 European 18 Sep 2015
EUR 0.07 A ordinary Call Options Written -328,765 27.0000 European 18 Sep 2015
EUR 0.07 A ordinary Call Options Written -600,000 28.0000 American 18 Dec 2015
EUR 0.07 A ordinary Call Options Written -35,917 29.0000 European 18 Sep 2015
EUR 0.07 B ordinary Call Options Purchased 36,750 18.7409 European 20 Jul 2015
EUR 0.07 B ordinary Put Options Written 175,000 2100.0000 American 18 Dec 2015
EUR 0.07 B ordinary Call Options Written -199,636 2063.5439 European 25 Jan 2016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 473701
Time of Receipt (offset from UTC): 20150707T101225+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC