Form 38.5(b) - DRAGON OIL PLC

LONDON--()--

FORM 38.5(b)

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

1. KEY INFORMATION

Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
Company dealt in DRAGON OIL PLC
Class of relevant security to which the €0.10 ordinary shares
dealings being disclosed relate  
Date of dealing 1 July 2015

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Class of relevant security:       ORD            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
1,773,283 0.36% 248,511 0.05%
           
(2) Derivatives (other than options):
211,229 0.04% 1,736,001 0.35%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 1,984,512 0.40% 1,984,512 0.40%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:   Long   Short
    Number   (%)   Number   (%)
(1) Relevant securities        
(2) Derivatives (other than options)        
(3) Options and agreements to purchase/sell        
Total        

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale   Number of   Price per unit
  securities  
Purchase 882 7.3250 GBP
Purchase 1,933 7.3135 GBP
Purchase 7,367 7.3104 GBP
Purchase 7,603 10.3202 EUR
Purchase 24,100 7.2955 GBP
Purchase 164,593 7.3120 GBP
Sale 200 10.3181 EUR
Sale 1,242 7.3116 GBP
Sale 1,814 7.3350 GBP
Sale 2,189 7.3250 GBP
Sale 2,522 10.2985 EUR
Sale 12,943 7.3216 GBP
Sale 59,000 7.3276 GBP

(b) Derivatives transactions (other than options transactions)

Product   Nature of transaction   Number of relevant securities   Price per unit
name      
CFD Long 1 10.3300 EUR
CFD Long 30 7.3343 GBP
CFD Long 200 10.3160 EUR
SWAP Long 900 7.3043 GBP
CFD Long 2,521 10.2959 EUR
SWAP Long 2,782 7.3189 GBP
CFD Long 4,000 7.2941 GBP
CFD Long 4,278 7.3290 GBP
SWAP Long 9,316 7.3220 GBP
CFD Long 55,000 7.3291 GBP
CFD Short 2,521 7.3156 GBP
CFD Short 3,325 10.3039 EUR
CFD Short 4,278 10.3371 EUR
SWAP Short 6,500 7.3088 GBP
SWAP Short 6,972 7.3014 GBP
SWAP Short 58,500 7.3129 GBP
SWAP Short 123,500 7.3102 GBP

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

  Writing, selling, purchasing, varying etc.   Number of securities to which the option relates (Note 7)   Exercise price   Type, e.g. American, European etc.   Expiry date   Option money paid/received per unit (Note 4)

(ii) Exercising

Product name,

e.g. call option

  Number of securities   Exercise price per unit (Note 4)

(d) Other dealings (including transactions in respect of new securities) (Note 3)

Nature of transaction

(Note 7)

  Details   Price per unit

(if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached?   NO
Date of disclosure: 2 Jul 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635
Name of offeree/offeror with which connected Emirates National Oil Company
Nature of connection Financial Adviser

Short Name: BARCLAYS PLC
Category Code: MSC
Sequence Number: 473205
Time of Receipt (offset from UTC): 20150702T112331+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC