Form 8.3 - GREENE KING PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose GREENE KING PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 30 April 2015
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? SPIRIT PUB CO PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   ORD
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 1,312,212 0.60% 1,214,752 0.55%
           
(2) Cash-settled derivatives:
767,004 0.35% 244,882 0.11%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 2,079,216 0.95% 1,459,634 0.66%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 49 8.2750 GBP
ORD Purchase 61 8.2950 GBP
ORD Purchase 63 8.3075 GBP
ORD Purchase 83 8.2909 GBP
ORD Purchase 110 8.2900 GBP
ORD Purchase 122 8.2787 GBP
ORD Purchase 313 8.2880 GBP
ORD Purchase 325 8.2700 GBP
ORD Purchase 332 8.2600 GBP
ORD Purchase 566 8.3150 GBP
ORD Purchase 676 8.2800 GBP
ORD Purchase 968 8.3050 GBP
ORD Purchase 1,174 8.2898 GBP
ORD Purchase 1,254 8.3000 GBP
ORD Purchase 1,263 8.2850 GBP
ORD Purchase 1,444 8.2953 GBP
ORD Purchase 1,573 8.2862 GBP
ORD Purchase 2,334 8.3005 GBP
ORD Purchase 2,805 8.2715 GBP
ORD Purchase 6,238 8.2971 GBP
ORD Purchase 6,971 8.2607 GBP
ORD Purchase 19,130 8.2679 GBP
ORD Purchase 46,264 8.2717 GBP
ORD Sale 16 8.3050 GBP
ORD Sale 49 8.2750 GBP
ORD Sale 61 8.2950 GBP
ORD Sale 63 8.3075 GBP
ORD Sale 110 8.2900 GBP
ORD Sale 117 8.2657 GBP
ORD Sale 325 8.2700 GBP
ORD Sale 332 8.2600 GBP
ORD Sale 566 8.3150 GBP
ORD Sale 676 8.2800 GBP
ORD Sale 729 8.2793 GBP
ORD Sale 993 8.2857 GBP
ORD Sale 995 8.2850 GBP
ORD Sale 1,141 8.2703 GBP
ORD Sale 1,254 8.3000 GBP
ORD Sale 2,131 8.2873 GBP
ORD Sale 7,264 8.2988 GBP
ORD Sale 15,894 8.2717 GBP
ORD Sale 28,264 8.2790 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 97 8.2942 GBP
ORD CFD Long 545 8.2838 GBP
ORD CFD Long 8,432 8.2947 GBP
ORD SWAP Long 44,754 8.2760 GBP
ORD CFD Short 313 8.2880 GBP
ORD CFD Short 1,174 8.2898 GBP
ORD CFD Short 1,317 8.3035 GBP
ORD CFD Short 1,695 8.2957 GBP
ORD CFD Short 1,960 8.2953 GBP
ORD CFD Short 2,334 8.3004 GBP
ORD CFD Short 4,278 8.2980 GBP
ORD CFD Short 7,877 8.2826 GBP
ORD SWAP Short 21,891 8.2670 GBP
ORD SWAP Short 45,402 8.2690 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 1 May 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 464060
Time of Receipt (offset from UTC): 20150501T132845+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC