Form 8.3 - Steris Corp

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

   
(a) Full name of discloser:     Silvercrest Asset Management Group LLC
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

     
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

    Steris Corporation
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:      
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

    February 13, 2015
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

    No
 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

   
Class of relevant security:      

 

  Interests     Short positions
    Number     %     Number     %
(1) Relevant securities owned and/or controlled:     753,674     1.27            
(2) Cash-settled derivatives:                        
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:                        

TOTAL:

    753,674     1.27            
           

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

 
Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  
 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

           

Class of relevant
security

    Purchase/sale     Number of securities     Price per unit
Ordinary     Purchase     40     USD $65.62
Ordinary     Purchase     30     USD $65.775
Ordinary     Sale     260     USD $65.5792
 

(b) Cash-settled derivative transactions

               

Class of
relevant
security

    Product description

e.g. CFD

   

Nature of dealing

e.g. opening/closing a
long/short position,
increasing/reducing a long/short
position

    Number of reference securities     Price per unit
 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

                           

Class of
relevant
security

   

Product
description
e.g. call
option

   

Writing,
purchasing,
selling,
varying etc.

   

Number of
securities
to which
option
relates

   

Exercise
price per
unit

   

Type

e.g.
American,
European
etc.

   

Expiry
date

   

Option
money
paid/
received
per unit

 

(ii) Exercise

               

Class of
relevant
security

   

Product
description
e.g. call
option

 

   

Exercising/
exercised
against

   

Number of
securities

   

Exercise
price per
unit

 

(d) Other dealings (including subscribing for new securities)

           

Class of relevant
security

   

Nature of dealing
e.g. subscription, conversion

 

    Details     Price per unit (if applicable)
 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

(c) Attachments

   
Is a Supplemental Form 8 (Open Positions) attached?     No
 
   
Date of disclosure:     February 14, 2015
Contact name:     Matthew Fiscella
Telephone number:     212-649-0675
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: Silvercrest
Category Code: RET
Sequence Number: 453020
Time of Receipt (offset from UTC): 20150215T002330+0000

Contacts

Silvercrest Asset Management Group LLC

Contacts

Silvercrest Asset Management Group LLC