Form 8.5 (EPT/NON-RI) - TUI AG

LONDON--()--

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:  

BARCLAYS CAPITAL SECURITIES LTD

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

TUI AG

(c) Name of the party to the offer with which exempt principal trader is connected:  

TUI TRAVEL PLC

(d) Date position held/dealing undertaken:  

11 DEC 2014

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?  

YES:

TUI TRAVEL PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 5,779,247 1.99% 834,183 0.29%
           
(2) Derivatives (other than
options): 351,901 0.12% 2,572,798 0.89%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 6,131,148 2.12% 3,406,981 1.18%
           
Class of relevant security:   Convertible Bond DE000TUAG158      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,868 0.00% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 2,868 0.00% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit  
security   securities  
ORD Purchase 42 14.3028 EUR
ORD Purchase 48 14.5018 EUR
ORD Purchase 67 14.1613 EUR
ORD Purchase 107 14.1828 EUR
ORD Purchase 143 13.9350 EUR
ORD Purchase 153 14.1927 EUR
ORD Purchase 187 13.9300 EUR
ORD Purchase 190 13.9405 EUR
ORD Purchase 205 13.9302 EUR
ORD Purchase 238 13.9450 EUR
ORD Purchase 285 13.8400 EUR
ORD Purchase 292 13.9050 EUR
ORD Purchase 324 13.8550 EUR
ORD Purchase 355 13.9709 EUR
ORD Purchase 442 14.3804 EUR
ORD Purchase 456 13.9200 EUR
ORD Purchase 566 14.0259 EUR
ORD Purchase 615 13.9750 EUR
ORD Purchase 665 13.8600 EUR
ORD Purchase 676 14.0100 EUR
ORD Purchase 816 13.9431 EUR
ORD Purchase 900 13.9322 EUR
ORD Purchase 1,037 13.9150 EUR
ORD Purchase 1,242 14.0000 EUR
ORD Purchase 1,261 13.9222 EUR
ORD Purchase 1,426 13.9900 EUR
ORD Purchase 1,839 13.9100 EUR
ORD Purchase 1,998 14.3559 EUR
ORD Purchase 2,070 13.8949 EUR
ORD Purchase 2,399 13.9722 EUR
ORD Purchase 2,729 14.1110 EUR
ORD Purchase 2,889 14.0736 EUR
ORD Purchase 3,397 13.9246 EUR
ORD Purchase 3,436 14.3560 EUR
ORD Purchase 3,845 14.1053 EUR
ORD Purchase 4,171 14.3674 EUR
ORD Purchase 5,107 13.9194 EUR
ORD Purchase 5,137 14.0847 EUR
ORD Purchase 5,175 13.9522 EUR
ORD Purchase 5,326 14.0641 EUR
ORD Purchase 7,431 13.9210 EUR
ORD Purchase 8,118 13.8341 EUR
ORD Purchase 11,259 14.3614 EUR
ORD Purchase 14,166 13.9148 EUR
ORD Purchase 14,514 14.2264 EUR
ORD Purchase 18,058 13.8834 EUR
ORD Purchase 20,999 14.3528 EUR
ORD Purchase 23,310 13.9116 EUR
ORD Purchase 29,909 14.0560 EUR
ORD Purchase 34,305 13.9342 EUR
ORD Purchase 41,491 13.9819 EUR
ORD Purchase 121,698 14.1533 EUR
ORD Purchase 128,497 13.8363 EUR
ORD Purchase 160,881 13.9360 EUR
ORD Sale 48 14.1175 EUR
ORD Sale 96 14.4281 EUR
ORD Sale 134 13.9925 EUR
ORD Sale 150 13.8900 EUR
ORD Sale 172 14.3841 EUR
ORD Sale 187 13.9300 EUR
ORD Sale 190 13.9405 EUR
ORD Sale 205 13.9312 EUR
ORD Sale 238 13.9450 EUR
ORD Sale 240 14.0855 EUR
ORD Sale 285 13.8400 EUR
ORD Sale 292 13.9050 EUR
ORD Sale 324 13.8550 EUR
ORD Sale 456 13.9200 EUR
ORD Sale 566 14.0268 EUR
ORD Sale 615 13.9750 EUR
ORD Sale 642 14.0879 EUR
ORD Sale 665 13.8600 EUR
ORD Sale 676 14.0100 EUR
ORD Sale 1,037 13.9150 EUR
ORD Sale 1,242 14.0000 EUR
ORD Sale 2,950 14.2811 EUR
ORD Sale 3,217 13.9100 EUR
ORD Sale 4,598 13.9047 EUR
ORD Sale 5,550 13.9166 EUR
ORD Sale 7,013 14.3679 EUR
ORD Sale 7,130 13.9448 EUR
ORD Sale 9,300 13.9356 EUR
ORD Sale 10,794 14.1342 EUR
ORD Sale 34,045 14.1573 EUR
ORD Sale 35,503 13.9900 EUR
ORD Sale 67,830 14.0924 EUR
ORD Sale 82,703 14.4735 EUR
ORD Sale 255,361 14.0355 EUR
ORD Sale 287,677 14.0354 EUR
 
(b) Derivatives transactions (other than options)      
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
ORD SWAP Long 4,598 13.9047 EUR
ORD CFD Short 143 13.9361 EUR
ORD SWAP Short 1,251 13.9022 EUR
ORD SWAP Short 2,070 13.8949 EUR
ORD CFD Short 34,305 13.9342 EUR
ORD SWAP Short 39,091 13.8840 EUR
ORD CFD Short 160,881 13.9360 EUR

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:  

12 DEC 2014

Contact name:

Sushil Vashisht

Telephone number:

020 7773 0744

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 444545
Time of Receipt (offset from UTC): 20141212T115409+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC