BOCA RATON, Fla.--(BUSINESS WIRE)--The Securities Law Firm of Menzer & Hill, P.A. (www.suemyadvisor.com) announced today that it is investigating LPL Financial (“LPL”) relating to the supervision of former LPL branch manager James Jeb Bashaw (“Bashaw”). Bashaw was recently terminated by LPL for allegedly participating in private securities transactions or otherwise commonly referred to as selling away.
According to Financial Industry Regulatory Authority (FINRA) BrokerCheck, LPL terminated Bashaw for allegedly “failing to follow firm policies and industry regulations.”
Investors that maintained investment account(s) with LPL or Bashaw should contact the attorneys at the Securities Law Firm of Menzer & Hill, P.A. to determine if they have a claim for a recovery of losses.
For a free case evaluation or to discuss any other investment losses, please contact the Securities Law Firm of Menzer & Hill, P.A., at 888-923-9223, or visit us on the web at www.suemyadvisor.com.