Form 8.3 AMENDMENT - SHIRE PLC

LONDON--()--

FORM 8.3 AMENDMENT

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Identity of the person whose positions/dealings   Barclays PLC.
  are being disclosed:  
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

SHIRE PLC

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 6 October 2014
(f) Has the discloser previously disclosed, or are YES:
they today disclosing, under the Code in respect ABBVIE INC
  of any other party to this offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 11,679,408 1.98% 4,833,427 0.82%
           
(2) Derivatives (other than
options): 2,116,631 0.36% 5,045,788 0.86%
           
(3) Options and agreements to
purchase/sell: 1,661,310 0.28% 2,354,226 0.40%
           
 
TOTAL: 15,457,349 2.62% 12,233,441 2.08%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD (traded as ADR) Purchase 90 261.9340 USD
ORD Purchase 134 54.3000 GBP
ORD (traded as ADR) Purchase 192 261.9900 USD
ORD Purchase 210 54.5250 GBP
ORD Purchase 228 54.1500 GBP
ORD (traded as ADR) Purchase 300 259.2400 USD
ORD (traded as ADR) Purchase 300 259.3900 USD
ORD (traded as ADR) Purchase 300 260.7100 USD
ORD (traded as ADR) Purchase 300 261.4900 USD
ORD Purchase 320 54.0500 GBP
ORD (traded as ADR) Purchase 408 261.8808 USD
ORD (traded as ADR) Purchase 510 259.1000 USD
ORD (traded as ADR) Purchase 600 260.6600 USD
ORD (traded as ADR) Purchase 600 261.6275 USD
ORD Purchase 807 54.5700 GBP
ORD Purchase 848 54.6000 GBP
ORD Purchase 893 54.5590 GBP
ORD Purchase 900 54.2333 GBP
ORD Purchase 900 54.3333 GBP
ORD (traded as ADR) Purchase 900 259.3348 USD
ORD (traded as ADR) Purchase 900 262.0971 USD
ORD Purchase 910 54.4073 GBP
ORD (traded as ADR) Purchase 918 260.0362 USD
ORD (traded as ADR) Purchase 1,104 261.7474 USD
ORD (traded as ADR) Purchase 1,200 260.7400 USD
ORD (traded as ADR) Purchase 1,200 262.1700 USD
ORD Purchase 1,203 54.4750 GBP
ORD (traded as ADR) Purchase 1,272 259.3569 USD
ORD (traded as ADR) Purchase 1,455 260.7784 USD
ORD (traded as ADR) Purchase 1,500 260.3512 USD
ORD Purchase 1,566 54.2000 GBP
ORD (traded as ADR) Purchase 1,689 259.3394 USD
ORD (traded as ADR) Purchase 1,692 260.3778 USD
ORD (traded as ADR) Purchase 1,701 261.7320 USD
ORD (traded as ADR) Purchase 1,908 259.4246 USD
ORD (traded as ADR) Purchase 2,700 259.2687 USD
ORD (traded as ADR) Purchase 2,700 260.4213 USD
ORD Purchase 3,000 54.2600 GBP
ORD (traded as ADR) Purchase 3,900 259.5088 USD
ORD (traded as ADR) Purchase 4,095 259.2489 USD
ORD (traded as ADR) Purchase 4,113 260.1818 USD
ORD Purchase 4,370 54.4500 GBP
ORD (traded as ADR) Purchase 4,500 259.4026 USD
ORD (traded as ADR) Purchase 4,740 259.4063 USD
ORD (traded as ADR) Purchase 5,100 259.7017 USD
ORD (traded as ADR) Purchase 5,400 260.4774 USD
ORD Purchase 5,596 54.2758 GBP
ORD Purchase 5,632 54.5500 GBP
ORD (traded as ADR) Purchase 5,835 260.9947 USD
ORD (traded as ADR) Purchase 6,000 260.1520 USD
ORD (traded as ADR) Purchase 6,300 260.1044 USD
ORD (traded as ADR) Purchase 7,125 262.1633 USD
ORD (traded as ADR) Purchase 8,700 262.1868 USD
ORD Purchase 9,487 54.2454 GBP
ORD (traded as ADR) Purchase 10,200 259.3349 USD
ORD (traded as ADR) Purchase 11,109 259.5216 USD
ORD (traded as ADR) Purchase 11,784 261.1898 USD
ORD Purchase 14,881 54.5000 GBP
ORD (traded as ADR) Purchase 15,075 262.1712 USD
ORD Purchase 18,254 54.3619 GBP
ORD (traded as ADR) Purchase 20,883 260.4310 USD
ORD Purchase 23,190 54.5890 GBP
ORD Purchase 23,497 54.3380 GBP
ORD Purchase 24,682 54.2296 GBP
ORD (traded as ADR) Purchase 24,813 259.8340 USD
ORD Purchase 25,000 54.4959 GBP
ORD Purchase 38,932 54.5378 GBP
ORD Purchase 39,032 54.3782 GBP
ORD (traded as ADR) Purchase 42,600 259.8942 USD
ORD (traded as ADR) Purchase 43,302 259.4931 USD
ORD (traded as ADR) Purchase 55,452 261.3400 USD
ORD (traded as ADR) Purchase 57,117 260.7500 USD
ORD (traded as ADR) Purchase 57,201 260.1502 USD
ORD (traded as ADR) Purchase 63,000 259.8636 USD
ORD Purchase 75,522 54.5387 GBP
ORD Purchase 76,929 54.5334 GBP
ORD (traded as ADR) Purchase 78,000 260.6646 USD
ORD (traded as ADR) Purchase 100,800 259.8523 USD
ORD (traded as ADR) Purchase 144,180 259.4823 USD
ORD Purchase 163,597 54.5301 GBP
ORD Purchase 657,400 54.4764 GBP
ORD Sale 160 54.0500 GBP
ORD (traded as ADR) Sale 204 261.7500 USD
ORD Sale 210 54.5250 GBP
ORD Sale 228 54.1500 GBP
ORD Sale 270 54.4750 GBP
ORD (traded as ADR) Sale 300 258.8600 USD
ORD (traded as ADR) Sale 300 259.2200 USD
ORD (traded as ADR) Sale 300 259.4040 USD
ORD (traded as ADR) Sale 300 261.7200 USD
ORD Sale 566 54.2000 GBP
ORD (traded as ADR) Sale 570 259.5710 USD
ORD (traded as ADR) Sale 600 260.5100 USD
ORD (traded as ADR) Sale 600 261.7603 USD
ORD (traded as ADR) Sale 603 259.3213 USD
ORD (traded as ADR) Sale 900 259.1800 USD
ORD (traded as ADR) Sale 900 259.3136 USD
ORD Sale 985 54.5336 GBP
ORD (traded as ADR) Sale 1,197 259.3244 USD
ORD (traded as ADR) Sale 1,200 260.1450 USD
ORD Sale 1,333 54.5500 GBP
ORD (traded as ADR) Sale 1,500 259.9820 USD
ORD Sale 1,749 54.2357 GBP
ORD (traded as ADR) Sale 1,800 259.3646 USD
ORD (traded as ADR) Sale 1,800 259.4231 USD
ORD (traded as ADR) Sale 2,100 260.4203 USD
ORD (traded as ADR) Sale 2,700 259.8931 USD
ORD (traded as ADR) Sale 2,700 260.4213 USD
ORD Sale 2,938 54.4543 GBP
ORD (traded as ADR) Sale 3,000 259.9269 USD
ORD (traded as ADR) Sale 3,510 260.4284 USD
ORD (traded as ADR) Sale 3,600 259.9755 USD
ORD (traded as ADR) Sale 3,600 260.4739 USD
ORD (traded as ADR) Sale 3,600 260.5002 USD
ORD Sale 3,621 54.4329 GBP
ORD Sale 3,797 54.4367 GBP
ORD Sale 3,845 54.4809 GBP
ORD Sale 3,881 54.5000 GBP
ORD Sale 4,009 54.2139 GBP
ORD Sale 4,370 54.4500 GBP
ORD Sale 4,629 54.4328 GBP
ORD (traded as ADR) Sale 5,100 259.3349 USD
ORD (traded as ADR) Sale 5,100 260.3879 USD
ORD (traded as ADR) Sale 5,400 260.4774 USD
ORD Sale 5,550 54.5068 GBP
ORD (traded as ADR) Sale 6,789 259.3594 USD
ORD (traded as ADR) Sale 7,641 260.9937 USD
ORD (traded as ADR) Sale 7,884 259.8480 USD
ORD Sale 8,766 54.3329 GBP
ORD (traded as ADR) Sale 9,873 260.4409 USD
ORD Sale 10,405 54.3732 GBP
ORD (traded as ADR) Sale 12,600 260.1044 USD
ORD (traded as ADR) Sale 16,899 260.1658 USD
ORD (traded as ADR) Sale 18,027 261.1423 USD
ORD (traded as ADR) Sale 19,602 260.2429 USD
ORD Sale 19,825 54.3909 GBP
ORD (traded as ADR) Sale 20,883 260.4310 USD
ORD Sale 24,243 54.3948 GBP
ORD Sale 29,281 54.5271 GBP
ORD Sale 35,143 54.6000 GBP
ORD (traded as ADR) Sale 57,117 260.7500 USD
ORD Sale 75,281 54.5388 GBP
ORD Sale 75,455 54.5327 GBP
ORD Sale 90,899 54.5712 GBP
ORD (traded as ADR) Sale 96,000 259.8592 USD
ORD Sale 112,243 54.4993 GBP
ORD Sale 132,631 54.5262 GBP
ORD Sale 132,673 54.4401 GBP
ORD Sale 167,468 54.4960 GBP
ORD Sale 259,348 54.4681 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 608 54.2330 GBP
ORD SWAP Long 985 54.5336 GBP
ORD SWAP Long 4,472 54.4994 GBP
ORD CFD Long 5,397 54.4924 GBP
ORD CFD Long 4,009 54.2139 GBP
ORD SWAP Long 13,569 54.4349 GBP
ORD CFD Long 7,425 54.3144 GBP
ORD CFD Short 893 54.5590 GBP
ORD SWAP Short 4,144 54.5208 GBP
ORD SWAP Short 6,576 54.5290 GBP
ORD CFD Short 26,062 54.5812 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Selling 31,000 250 USD American 22 Nov 2014 19.5000 USD
ADR Put Options Purchasing 800 190 USD American 22 Nov 2014 0.8875 USD
ADR Put Options Purchasing 10,000 250 USD American 18 Oct 2014 3.3240 USD
ADR Put Options Purchasing 22,600 250 USD American 22 Nov 2014 9.5000 USD
ADR Put Options Purchasing 33,300 252.5 USD American 18 Oct 2014 3.4462 USD
ADR Put Options Purchasing 30,600 255 USD American 22 Nov 2014 10.8000 USD
ADR Put Options Purchasing 9,100 257.5 USD American 18 Oct 2014 4.5000 USD
ADR Put Options Selling 100 220 USD American 17 Jan 2015 5.6000 USD

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 8 Oct 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:  

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ADR Put Options Purchased -300 160.0000 American 18 Oct 2014
ADR Put Options Purchased -2,100 160.0000 American 17 Jan 2015
ADR Put Options Purchased -2,900 185.0000 American 17 Jan 2015
ADR Put Options Purchased -800 190.0000 American 22 Nov 2014
ADR Put Options Purchased -900 210.0000 American 17 Jan 2015
ADR Put Options Purchased -26,600 240.0000 American 18 Oct 2014
ADR Put Options Purchased -10,000 245.0000 American 18 Oct 2014
ADR Put Options Purchased -10,000 250.0000 American 18 Oct 2014
ADR Put Options Purchased -22,600 250.0000 American 22 Nov 2014
ADR Put Options Purchased -33,300 252.5000 American 18 Oct 2014
ADR Put Options Purchased -30,600 255.0000 American 22 Nov 2014
ADR Put Options Purchased -9,100 257.5000 American 18 Oct 2014
ADR Put Options Purchased -1,100 260.0000 American 18 Oct 2014
ADR Put Options Purchased -300 265.0000 American 17 Jan 2015
ADR Put Options Purchased -600 270.0000 American 17 Jan 2015
ADR Put Options Purchased -1,000 275.0000 American 17 Apr 2015
ADR Put Options Purchased -2,000 285.0000 American 17 Jan 2015
ADR Put Options Purchased -1,000 290.0000 American 17 Apr 2015
ADR Put Options Purchased -1,100 300.0000 American 17 Apr 2015
ADR Put Options Written 1,000 100.0000 American 17 Jan 2015
ADR Put Options Written 100 130.0000 American 17 Jan 2015
ADR Put Options Written 2,800 140.0000 American 18 Oct 2014
ADR Put Options Written 300 145.0000 American 18 Oct 2014
ADR Put Options Written 300 150.0000 American 18 Oct 2014
ADR Put Options Written 1,100 165.0000 American 18 Oct 2014
ADR Put Options Written 500 170.0000 American 18 Oct 2014
ADR Put Options Written 6,100 175.0000 American 18 Oct 2014
ADR Put Options Written 300 180.0000 American 18 Oct 2014
ADR Put Options Written 1,500 190.0000 American 18 Oct 2014
ADR Put Options Written 100 190.0000 American 17 Jan 2015
ADR Put Options Written 700 195.0000 American 18 Oct 2014
ADR Put Options Written 5,100 200.0000 American 18 Oct 2014
ADR Put Options Written 300 205.0000 American 18 Oct 2014
ADR Put Options Written 13,100 215.0000 American 17 Jan 2015
ADR Put Options Written 30,700 220.0000 American 18 Oct 2014
ADR Put Options Written 2,400 220.0000 American 17 Jan 2015
ADR Put Options Written 1,000 220.0000 American 17 Apr 2015
ADR Put Options Written 1,700 230.0000 American 18 Oct 2014
ADR Put Options Written 2,700 230.0000 American 17 Jan 2015
ADR Put Options Written 100 235.0000 American 18 Oct 2014
ADR Put Options Written 100 235.0000 American 17 Jan 2015
ADR Put Options Written 2,200 245.0000 American 18 Oct 2014
ADR Put Options Written 100 265.0000 American 15 Jan 2016
ADR Put Options Written 300 275.0000 American 18 Oct 2014
ADR Put Options Written 300 280.0000 American 18 Oct 2014
ADR Put Options Written 100 280.0000 American 17 Apr 2015
ADR Call Options Purchased 1,800 165.0000 American 18 Oct 2014
ADR Call Options Purchased 1,000 215.0000 American 18 Oct 2014
ADR Call Options Purchased 15,900 225.0000 American 18 Oct 2014
ADR Call Options Purchased 2,800 225.0000 American 17 Jan 2015
ADR Call Options Purchased 100 225.0000 American 15 Jan 2016
ADR Call Options Purchased 6,000 230.0000 American 17 Jan 2015
ADR Call Options Purchased 100 230.0000 American 15 Jan 2016
ADR Call Options Purchased 3,600 235.0000 American 18 Oct 2014
ADR Call Options Purchased 100 235.0000 American 15 Jan 2016
ADR Call Options Purchased 20,000 245.0000 American 18 Oct 2014
ADR Call Options Purchased 1,000 250.0000 American 18 Oct 2014
ADR Call Options Purchased 1,670 250.0000 American 21 Nov 2014
ADR Call Options Purchased 200 255.0000 American 18 Oct 2014
ADR Call Options Purchased 8,300 260.0000 American 18 Oct 2014
ADR Call Options Purchased 15,600 260.0000 American 17 Jan 2015
ADR Call Options Purchased 3,000 265.0000 American 18 Oct 2014
ADR Call Options Purchased 10,300 265.0000 American 17 Jan 2015
ADR Call Options Purchased 100 270.0000 American 18 Oct 2014
ADR Call Options Purchased 374,600 270.0000 American 17 Jan 2015
ADR Call Options Purchased 5,000 275.0000 American 22 Nov 2014
ADR Call Options Purchased 3,300 275.0000 American 17 Jan 2015
ADR Call Options Purchased 4,000 280.0000 American 17 Jan 2015
ADR Call Options Purchased 100 285.0000 American 17 Jan 2015
ADR Call Options Purchased 100 300.0000 American 17 Apr 2015
ADR Call Options Purchased 100 305.0000 American 17 Apr 2015
ADR Call Options Written -1,200 155.0000 American 18 Oct 2014
ADR Call Options Written -2,200 160.0000 American 18 Oct 2014
ADR Call Options Written -5,800 175.0000 American 18 Oct 2014
ADR Call Options Written -200 180.0000 American 18 Oct 2014
ADR Call Options Written -200 180.0000 American 17 Jan 2015
ADR Call Options Written -200 185.0000 American 17 Jan 2015
ADR Call Options Written -1,100 190.0000 American 18 Oct 2014
ADR Call Options Written -2,300 195.0000 American 18 Oct 2014
ADR Call Options Written -200 195.0000 American 17 Jan 2015
ADR Call Options Written -1,300 195.0000 American 15 Jan 2016
ADR Call Options Written -2,000 200.0000 American 18 Oct 2014
ADR Call Options Written -200 210.0000 American 18 Oct 2014
ADR Call Options Written -300 210.0000 American 17 Jan 2015
ADR Call Options Written -57,600 220.0000 American 18 Oct 2014
ADR Call Options Written -300 220.0000 American 17 Jan 2015
ADR Call Options Written -8,400 225.0000 American 17 Jan 2015
ADR Call Options Written -1,900 230.0000 American 18 Oct 2014
ADR Call Options Written -3,500 230.0000 American 17 Jan 2015
ADR Call Options Written -1,000 235.0000 American 18 Oct 2014
ADR Call Options Written -2,800 235.0000 American 17 Jan 2015
ADR Call Options Written -100 240.0000 American 18 Oct 2014
ADR Call Options Written -99,200 240.0000 American 17 Jan 2015
ADR Call Options Written -4,800 245.0000 American 17 Jan 2015
ADR Call Options Written -1,042 250.0000 American 17 Oct 2014
ADR Call Options Written -31,000 250.0000 American 22 Nov 2014
ADR Call Options Written -23,700 250.0000 American 17 Jan 2015
ADR Call Options Written -372,700 255.0000 American 17 Jan 2015
ADR Call Options Written -100 255.0000 American 17 Apr 2015
ADR Call Options Written -2,500 265.0000 American 22 Nov 2014
ADR Call Options Written -100 290.0000 American 20 Jan 2017
ADR Call Options Written -100 320.0000 American 17 Jan 2015
ADR Call Options Written -400 330.0000 American 17 Jan 2015

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 436096
Time of Receipt (offset from UTC): 20141008T152734+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC