Form 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Identity of the person whose positions/dealings   Barclays PLC.
  are being disclosed:  
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 7 October 2014
(f) Has the discloser previously disclosed, or are YES:
they today disclosing, under the Code in respect ABBVIE INC
  of any other party to this offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,484,298 1.95% 4,686,734 0.79%
           
(2) Derivatives (other than
options): 2,116,637 0.36% 5,017,052 0.85%
           
(3) Options and agreements to
purchase/sell: 1,720,800 0.29% 2,359,236 0.40%
           
 
TOTAL: 15,321,735 2.60% 12,063,022 2.04%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD (traded as ADR) Purchase 12 257.2700 USD
ORD (traded as ADR) Purchase 24 257.6250 USD
ORD (traded as ADR) Purchase 36 257.5633 USD
ORD Purchase 67 53.0500 GBP
ORD (traded as ADR) Purchase 102 256.4414 USD
ORD Purchase 110 53.4500 GBP
ORD (traded as ADR) Purchase 120 257.3948 USD
ORD Purchase 248 53.3147 GBP
ORD Purchase 251 53.3250 GBP
ORD (traded as ADR) Purchase 300 255.9600 USD
ORD (traded as ADR) Purchase 300 256.6100 USD
ORD (traded as ADR) Purchase 300 256.9200 USD
ORD (traded as ADR) Purchase 300 256.9600 USD
ORD (traded as ADR) Purchase 360 257.6770 USD
ORD Purchase 439 53.8000 GBP
ORD Purchase 440 53.4000 GBP
ORD Purchase 473 53.0000 GBP
ORD (traded as ADR) Purchase 648 256.8131 USD
ORD Purchase 841 53.3000 GBP
ORD (traded as ADR) Purchase 852 256.5916 USD
ORD (traded as ADR) Purchase 900 255.8000 USD
ORD (traded as ADR) Purchase 1,200 256.4940 USD
ORD (traded as ADR) Purchase 1,200 256.8850 USD
ORD (traded as ADR) Purchase 1,200 256.9898 USD
ORD (traded as ADR) Purchase 1,200 257.1737 USD
ORD Purchase 1,224 53.1574 GBP
ORD Purchase 1,455 53.2119 GBP
ORD (traded as ADR) Purchase 1,497 257.0750 USD
ORD (traded as ADR) Purchase 1,500 257.1040 USD
ORD Purchase 1,705 53.2000 GBP
ORD (traded as ADR) Purchase 2,184 257.1164 USD
ORD (traded as ADR) Purchase 2,298 257.1078 USD
ORD (traded as ADR) Purchase 2,433 257.1108 USD
ORD (traded as ADR) Purchase 2,700 255.6860 USD
ORD (traded as ADR) Purchase 2,952 255.8414 USD
ORD Purchase 3,659 53.0862 GBP
ORD Purchase 4,465 53.2507 GBP
ORD Purchase 4,677 53.3753 GBP
ORD (traded as ADR) Purchase 5,058 257.1122 USD
ORD (traded as ADR) Purchase 6,300 256.7828 USD
ORD (traded as ADR) Purchase 7,149 256.9576 USD
ORD Purchase 7,175 52.9500 GBP
ORD Purchase 7,520 53.1488 GBP
ORD Purchase 7,830 53.1353 GBP
ORD (traded as ADR) Purchase 8,202 256.8445 USD
ORD (traded as ADR) Purchase 8,874 257.0978 USD
ORD Purchase 9,864 53.1150 GBP
ORD (traded as ADR) Purchase 10,800 256.2188 USD
ORD (traded as ADR) Purchase 11,589 256.5200 USD
ORD Purchase 12,170 53.1000 GBP
ORD Purchase 14,653 53.3500 GBP
ORD (traded as ADR) Purchase 16,200 256.9014 USD
ORD (traded as ADR) Purchase 18,657 256.8830 USD
ORD Purchase 23,190 53.4360 GBP
ORD Purchase 23,383 53.1345 GBP
ORD Purchase 35,910 53.1916 GBP
ORD (traded as ADR) Purchase 36,600 256.1585 USD
ORD (traded as ADR) Purchase 52,194 256.3273 USD
ORD (traded as ADR) Sale 3 256.4900 USD
ORD Sale 67 53.0500 GBP
ORD (traded as ADR) Sale 99 256.4400 USD
ORD Sale 110 53.4500 GBP
ORD Sale 178 53.0272 GBP
ORD (traded as ADR) Sale 267 256.7000 USD
ORD Sale 300 53.1412 GBP
ORD (traded as ADR) Sale 300 255.3700 USD
ORD (traded as ADR) Sale 300 255.5400 USD
ORD (traded as ADR) Sale 300 256.3300 USD
ORD (traded as ADR) Sale 300 256.3800 USD
ORD (traded as ADR) Sale 300 256.6000 USD
ORD (traded as ADR) Sale 300 256.6200 USD
ORD (traded as ADR) Sale 300 256.7650 USD
ORD (traded as ADR) Sale 300 256.9600 USD
ORD Sale 312 53.0467 GBP
ORD Sale 440 53.4000 GBP
ORD Sale 473 53.0000 GBP
ORD Sale 575 53.1000 GBP
ORD (traded as ADR) Sale 600 255.6550 USD
ORD (traded as ADR) Sale 600 255.7050 USD
ORD (traded as ADR) Sale 600 255.8300 USD
ORD (traded as ADR) Sale 600 256.5875 USD
ORD Sale 698 53.1083 GBP
ORD Sale 795 53.2935 GBP
ORD Sale 841 53.3000 GBP
ORD (traded as ADR) Sale 900 255.6733 USD
ORD (traded as ADR) Sale 900 255.7833 USD
ORD (traded as ADR) Sale 900 255.9266 USD
ORD (traded as ADR) Sale 900 256.2250 USD
ORD (traded as ADR) Sale 900 256.2700 USD
ORD (traded as ADR) Sale 900 256.7850 USD
ORD (traded as ADR) Sale 960 255.4832 USD
ORD (traded as ADR) Sale 1,200 255.5950 USD
ORD (traded as ADR) Sale 1,200 255.7175 USD
ORD (traded as ADR) Sale 1,200 256.5275 USD
ORD (traded as ADR) Sale 1,200 256.9612 USD
ORD Sale 1,581 53.2186 GBP
ORD Sale 1,663 53.2000 GBP
ORD (traded as ADR) Sale 1,800 256.8683 USD
ORD (traded as ADR) Sale 2,100 256.7750 USD
ORD (traded as ADR) Sale 2,100 256.8121 USD
ORD Sale 2,284 52.9500 GBP
ORD (traded as ADR) Sale 2,400 255.9974 USD
ORD (traded as ADR) Sale 2,400 256.7418 USD
ORD (traded as ADR) Sale 2,400 257.1737 USD
ORD (traded as ADR) Sale 3,000 256.9829 USD
ORD (traded as ADR) Sale 3,144 256.2298 USD
ORD (traded as ADR) Sale 3,297 255.8792 USD
ORD (traded as ADR) Sale 3,933 257.1906 USD
ORD Sale 3,952 53.3441 GBP
ORD (traded as ADR) Sale 4,104 256.0534 USD
ORD Sale 4,677 52.9394 GBP
ORD (traded as ADR) Sale 5,400 256.2188 USD
ORD (traded as ADR) Sale 5,688 255.9262 USD
ORD Sale 6,781 53.1704 GBP
ORD (traded as ADR) Sale 7,011 256.4752 USD
ORD (traded as ADR) Sale 8,100 256.9014 USD
ORD Sale 8,317 53.2816 GBP
ORD (traded as ADR) Sale 9,300 257.7351 USD
ORD (traded as ADR) Sale 10,101 256.6430 USD
ORD Sale 10,669 53.3240 GBP
ORD (traded as ADR) Sale 11,022 256.7339 USD
ORD (traded as ADR) Sale 11,589 256.5200 USD
ORD Sale 14,498 53.2095 GBP
ORD Sale 14,653 53.3500 GBP
ORD (traded as ADR) Sale 17,748 257.0978 USD
ORD (traded as ADR) Sale 18,600 256.1685 USD
ORD Sale 19,643 53.1878 GBP
ORD Sale 20,014 53.2113 GBP
ORD (traded as ADR) Sale 22,947 256.9564 USD
ORD (traded as ADR) Sale 24,300 256.3127 USD
ORD (traded as ADR) Sale 30,072 256.2314 USD
ORD (traded as ADR) Sale 36,600 256.1585 USD
ORD Sale 39,535 53.2345 GBP
ORD Sale 62,540 53.2118 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 312 53.0467 GBP
ORD SWAP Long 500 53.0965 GBP
ORD CFD Long 600 53.0960 GBP
ORD CFD Long 300 53.1412 GBP
ORD CFD Long 1,880 53.1420 GBP
ORD SWAP Long 4,297 53.2152 GBP
ORD CFD Long 4,677 52.9394 GBP
ORD SWAP Long 18,103 53.3140 GBP
ORD CFD Long 15,158 53.0444 GBP
ORD CFD Short 1,224 53.1574 GBP
ORD CFD Short 1,880 53.3053 GBP
ORD CFD Short 2,100 52.9547 GBP
ORD CFD Short 1,674 53.4572 GBP
ORD SWAP Short 4,242 53.2271 GBP
ORD CFD Short 4,677 53.3753 GBP
ORD SWAP Short 5,322 53.1002 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Purchasing 21,500 250 USD American 18 Oct 2014 10.4000 USD

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

 

Date of disclosure: 8 Oct 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:  

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ADR Put Options Purchased -300 160.0000 American 18 Oct 2014
ADR Put Options Purchased -2,100 160.0000 American 17 Jan 2015
ADR Put Options Purchased -2,900 185.0000 American 17 Jan 2015
ADR Put Options Purchased -800 190.0000 American 22 Nov 2014
ADR Put Options Purchased -900 210.0000 American 17 Jan 2015
ADR Put Options Purchased -26,600 240.0000 American 18 Oct 2014
ADR Put Options Purchased -10,000 245.0000 American 18 Oct 2014
ADR Put Options Purchased -10,000 250.0000 American 18 Oct 2014
ADR Put Options Purchased -22,600 250.0000 American 22 Nov 2014
ADR Put Options Purchased -33,300 252.5000 American 18 Oct 2014
ADR Put Options Purchased -30,600 255.0000 American 22 Nov 2014
ADR Put Options Purchased -9,100 257.5000 American 18 Oct 2014
ADR Put Options Purchased -1,100 260.0000 American 18 Oct 2014
ADR Put Options Purchased -300 265.0000 American 17 Jan 2015
ADR Put Options Purchased -600 270.0000 American 17 Jan 2015
ADR Put Options Purchased -1,000 275.0000 American 17 Apr 2015
ADR Put Options Purchased -2,000 285.0000 American 17 Jan 2015
ADR Put Options Purchased -1,000 290.0000 American 17 Apr 2015
ADR Put Options Purchased -1,100 300.0000 American 17 Apr 2015
ADR Put Options Written 1,000 100.0000 American 17 Jan 2015
ADR Put Options Written 100 130.0000 American 17 Jan 2015
ADR Put Options Written 2,800 140.0000 American 18 Oct 2014
ADR Put Options Written 300 145.0000 American 18 Oct 2014
ADR Put Options Written 300 150.0000 American 18 Oct 2014
ADR Put Options Written 1,100 165.0000 American 18 Oct 2014
ADR Put Options Written 500 170.0000 American 18 Oct 2014
ADR Put Options Written 6,100 175.0000 American 18 Oct 2014
ADR Put Options Written 300 180.0000 American 18 Oct 2014
ADR Put Options Written 1,500 190.0000 American 18 Oct 2014
ADR Put Options Written 100 190.0000 American 17 Jan 2015
ADR Put Options Written 700 195.0000 American 18 Oct 2014
ADR Put Options Written 5,100 200.0000 American 18 Oct 2014
ADR Put Options Written 300 205.0000 American 18 Oct 2014
ADR Put Options Written 13,100 215.0000 American 17 Jan 2015
ADR Put Options Written 30,700 220.0000 American 18 Oct 2014
ADR Put Options Written 2,400 220.0000 American 17 Jan 2015
ADR Put Options Written 1,000 220.0000 American 17 Apr 2015
ADR Put Options Written 1,700 230.0000 American 18 Oct 2014
ADR Put Options Written 2,700 230.0000 American 17 Jan 2015
ADR Put Options Written 100 235.0000 American 18 Oct 2014
ADR Put Options Written 100 235.0000 American 17 Jan 2015
ADR Put Options Written 2,200 245.0000 American 18 Oct 2014
ADR Put Options Written 100 265.0000 American 15 Jan 2016
ADR Put Options Written 300 275.0000 American 18 Oct 2014
ADR Put Options Written 300 280.0000 American 18 Oct 2014
ADR Put Options Written 100 280.0000 American 17 Apr 2015
ADR Call Options Purchased 1,800 165.0000 American 18 Oct 2014
ADR Call Options Purchased 1,000 215.0000 American 18 Oct 2014
ADR Call Options Purchased 15,900 225.0000 American 18 Oct 2014
ADR Call Options Purchased 2,800 225.0000 American 17 Jan 2015
ADR Call Options Purchased 100 225.0000 American 15 Jan 2016
ADR Call Options Purchased 6,000 230.0000 American 17 Jan 2015
ADR Call Options Purchased 100 230.0000 American 15 Jan 2016
ADR Call Options Purchased 3,600 235.0000 American 18 Oct 2014
ADR Call Options Purchased 100 235.0000 American 15 Jan 2016
ADR Call Options Purchased 20,000 245.0000 American 18 Oct 2014
ADR Call Options Purchased 22,500 250.0000 American 18 Oct 2014
ADR Call Options Purchased 200 255.0000 American 18 Oct 2014
ADR Call Options Purchased 8,300 260.0000 American 18 Oct 2014
ADR Call Options Purchased 15,600 260.0000 American 17 Jan 2015
ADR Call Options Purchased 3,000 265.0000 American 18 Oct 2014
ADR Call Options Purchased 10,300 265.0000 American 17 Jan 2015
ADR Call Options Purchased 100 270.0000 American 18 Oct 2014
ADR Call Options Purchased 374,600 270.0000 American 17 Jan 2015
ADR Call Options Purchased 5,000 275.0000 American 22 Nov 2014
ADR Call Options Purchased 3,300 275.0000 American 17 Jan 2015
ADR Call Options Purchased 4,000 280.0000 American 17 Jan 2015
ADR Call Options Purchased 100 285.0000 American 17 Jan 2015
ADR Call Options Purchased 100 300.0000 American 17 Apr 2015
ADR Call Options Purchased 100 305.0000 American 17 Apr 2015
ADR Call Options Written -1,200 155.0000 American 18 Oct 2014
ADR Call Options Written -2,200 160.0000 American 18 Oct 2014
ADR Call Options Written -5,800 175.0000 American 18 Oct 2014
ADR Call Options Written -200 180.0000 American 18 Oct 2014
ADR Call Options Written -200 180.0000 American 17 Jan 2015
ADR Call Options Written -200 185.0000 American 17 Jan 2015
ADR Call Options Written -1,100 190.0000 American 18 Oct 2014
ADR Call Options Written -2,300 195.0000 American 18 Oct 2014
ADR Call Options Written -200 195.0000 American 17 Jan 2015
ADR Call Options Written -1,300 195.0000 American 15 Jan 2016
ADR Call Options Written -2,000 200.0000 American 18 Oct 2014
ADR Call Options Written -200 210.0000 American 18 Oct 2014
ADR Call Options Written -300 210.0000 American 17 Jan 2015
ADR Call Options Written -57,600 220.0000 American 18 Oct 2014
ADR Call Options Written -300 220.0000 American 17 Jan 2015
ADR Call Options Written -8,400 225.0000 American 17 Jan 2015
ADR Call Options Written -1,900 230.0000 American 18 Oct 2014
ADR Call Options Written -3,500 230.0000 American 17 Jan 2015
ADR Call Options Written -1,000 235.0000 American 18 Oct 2014
ADR Call Options Written -2,800 235.0000 American 17 Jan 2015
ADR Call Options Written -100 240.0000 American 18 Oct 2014
ADR Call Options Written -99,200 240.0000 American 17 Jan 2015
ADR Call Options Written -4,800 245.0000 American 17 Jan 2015
ADR Call Options Written -1,042 250.0000 American 17 Oct 2014
ADR Call Options Written -1,670 250.0000 American 21 Nov 2014
ADR Call Options Written -31,000 250.0000 American 22 Nov 2014
ADR Call Options Written -23,700 250.0000 American 17 Jan 2015
ADR Call Options Written -372,700 255.0000 American 17 Jan 2015
ADR Call Options Written -100 255.0000 American 17 Apr 2015
ADR Call Options Written -2,500 265.0000 American 22 Nov 2014
ADR Call Options Written -100 290.0000 American 20 Jan 2017
ADR Call Options Written -100 320.0000 American 17 Jan 2015
ADR Call Options Written -400 330.0000 American 17 Jan 2015

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 436055
Time of Receipt (offset from UTC): 20141008T132109+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC