Form 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Identity of the person whose positions/dealings   Barclays PLC.
  are being disclosed:  
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 2 October 2014
(f) Has the discloser previously disclosed, or are YES:
they today disclosing, under the Code in respect ABBVIE INC
  of any other party to this offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 10,736,147 1.82% 4,665,998 0.79%
           
(2) Derivatives (other than
options): 1,411,289 0.24% 3,851,075 0.56%
           
(3) Options and agreements to
purchase/sell: 1,698,600 0.29% 1,931,100 0.33%
           
 
TOTAL: 13,846,036 2.35% 7,914,192 1.68%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 61 52.6000 GBP
ORD Purchase 69 53.3000 GBP
ORD Purchase 92 53.1500 GBP
ORD (traded as ADR) Purchase 111 257.4200 USD
ORD Purchase 113 52.5000 GBP
ORD Purchase 152 53.4500 GBP
ORD Purchase 209 53.4000 GBP
ORD Purchase 226 53.0500 GBP
ORD (traded as ADR) Purchase 300 253.7200 USD
ORD (traded as ADR) Purchase 300 255.4600 USD
ORD Purchase 326 53.1000 GBP
ORD Purchase 357 53.3890 GBP
ORD Purchase 362 53.3412 GBP
ORD Purchase 405 52.7814 GBP
ORD (traded as ADR) Purchase 600 253.0850 USD
ORD (traded as ADR) Purchase 600 255.5100 USD
ORD (traded as ADR) Purchase 600 255.9400 USD
ORD (traded as ADR) Purchase 900 255.5276 USD
ORD Purchase 978 53.0855 GBP
ORD (traded as ADR) Purchase 1,200 255.3025 USD
ORD (traded as ADR) Purchase 1,200 255.6500 USD
ORD Purchase 1,294 53.2000 GBP
ORD (traded as ADR) Purchase 1,407 255.4158 USD
ORD Purchase 1,445 52.3000 GBP
ORD Purchase 2,490 53.2500 GBP
ORD (traded as ADR) Purchase 3,600 254.2167 USD
ORD (traded as ADR) Purchase 3,600 254.9542 USD
ORD (traded as ADR) Purchase 5,403 255.2554 USD
ORD Purchase 7,175 53.0053 GBP
ORD Purchase 9,073 52.9838 GBP
ORD Purchase 9,235 53.1677 GBP
ORD (traded as ADR) Purchase 10,200 254.2634 USD
ORD Purchase 10,500 52.7362 GBP
ORD Purchase 11,595 52.6500 GBP
ORD Purchase 11,676 53.0024 GBP
ORD Purchase 15,353 53.1202 GBP
ORD Purchase 15,536 53.0785 GBP
ORD Purchase 16,042 52.9673 GBP
ORD Purchase 19,129 53.3250 GBP
ORD Purchase 34,387 53.0654 GBP
ORD Purchase 39,970 53.1617 GBP
ORD Purchase 44,356 52.5500 GBP
ORD Purchase 45,580 53.0092 GBP
ORD (traded as ADR) Purchase 53,700 253.8854 USD
ORD Purchase 67,821 52.8148 GBP
ORD Purchase 78,461 53.3500 GBP
ORD Purchase 80,883 53.1616 GBP
ORD Purchase 118,757 53.1558 GBP
ORD Purchase 230,012 53.2344 GBP
ORD Sale 37 53.3932 GBP
ORD Sale 61 52.6000 GBP
ORD Sale 69 53.1500 GBP
ORD Sale 69 53.3000 GBP
ORD (traded as ADR) Sale 111 257.4200 USD
ORD Sale 113 52.5000 GBP
ORD Sale 152 53.4500 GBP
ORD Sale 157 53.1598 GBP
ORD Sale 209 53.4000 GBP
ORD Sale 226 53.0500 GBP
ORD Sale 249 53.1000 GBP
ORD (traded as ADR) Sale 300 253.9100 USD
ORD (traded as ADR) Sale 300 254.1700 USD
ORD Sale 383 53.3263 GBP
ORD Sale 454 53.3811 GBP
ORD (traded as ADR) Sale 600 253.0850 USD
ORD (traded as ADR) Sale 600 255.5600 USD
ORD Sale 728 52.5500 GBP
ORD (traded as ADR) Sale 900 254.0733 USD
ORD Sale 1,031 53.3500 GBP
ORD (traded as ADR) Sale 1,170 254.6366 USD
ORD Sale 1,196 52.3000 GBP
ORD (traded as ADR) Sale 1,200 254.4900 USD
ORD (traded as ADR) Sale 1,200 255.0757 USD
ORD Sale 1,294 53.2000 GBP
ORD (traded as ADR) Sale 1,500 253.3880 USD
ORD (traded as ADR) Sale 1,500 253.9920 USD
ORD (traded as ADR) Sale 1,500 254.6960 USD
ORD Sale 1,685 53.0377 GBP
ORD Sale 1,831 53.2718 GBP
ORD Sale 1,833 53.2279 GBP
ORD (traded as ADR) Sale 2,100 254.3771 USD
ORD Sale 2,212 53.1749 GBP
ORD (traded as ADR) Sale 2,400 254.8935 USD
ORD Sale 2,490 53.2500 GBP
ORD (traded as ADR) Sale 3,489 253.7941 USD
ORD (traded as ADR) Sale 4,650 253.5970 USD
ORD (traded as ADR) Sale 5,100 253.4886 USD
ORD (traded as ADR) Sale 5,100 254.2634 USD
ORD Sale 8,643 53.2144 GBP
ORD (traded as ADR) Sale 8,703 255.3706 USD
ORD Sale 10,624 53.0951 GBP
ORD (traded as ADR) Sale 12,735 253.8810 USD
ORD Sale 14,271 53.0449 GBP
ORD Sale 14,476 53.0701 GBP
ORD Sale 15,393 52.9620 GBP
ORD Sale 15,743 52.8748 GBP
ORD (traded as ADR) Sale 18,600 254.1141 USD
ORD Sale 19,866 53.1773 GBP
ORD Sale 29,962 53.1436 GBP
ORD Sale 30,874 53.0760 GBP
ORD Sale 35,000 53.2250 GBP
ORD (traded as ADR) Sale 37,200 253.8419 USD
ORD Sale 37,783 53.1123 GBP
ORD (traded as ADR) Sale 53,700 253.8854 USD
ORD Sale 58,484 52.8826 GBP
ORD Sale 62,606 53.0315 GBP
ORD Sale 74,084 53.0848 GBP
ORD Sale 77,068 53.1348 GBP
ORD Sale 78,101 52.7750 GBP
ORD Sale 94,943 53.0322 GBP
ORD Sale 114,134 52.9643 GBP
ORD Sale 150,000 53.1166 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 454 53.3811 GBP
ORD CFD Long 1,152 52.8112 GBP
ORD SWAP Long 1,883 53.2820 GBP
ORD SWAP Long 3,753 53.1928 GBP
ORD CFD Long 10,624 53.0951 GBP
ORD SWAP Long 34,201 53.2690 GBP
ORD CFD Long 52,586 52.9954 GBP
ORD SWAP Short 200 53.1053 GBP
ORD CFD Short 499 53.2553 GBP
ORD SWAP Short 3,179 53.1370 GBP
ORD SWAP Short 9,685 52.4588 GBP
ORD SWAP Short 10,500 52.7889 GBP
ORD CFD Short 11,676 53.0024 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Purchasing 20,000 245 USD American 18 Oct 2014 12.1000 USD
ADR Call Options Purchasing 20,000 250 USD American 18 Oct 2014 9.6000 USD
ADR Put Options Selling 2,000 140 USD American 18 Oct 2014 0.1000 USD

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

Date of disclosure: 3 Oct 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:  

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ADR Put Options Purchased -300 160.0000 American 18 Oct 2014
ADR Put Options Purchased -2,100 160.0000 American 17 Jan 2015
ADR Put Options Purchased -2,900 185.0000 American 17 Jan 2015
ADR Put Options Purchased -900 210.0000 American 17 Jan 2015
ADR Put Options Purchased -26,600 240.0000 American 18 Oct 2014
ADR Put Options Purchased -10,000 245.0000 American 18 Oct 2014
ADR Put Options Purchased -1,100 260.0000 American 18 Oct 2014
ADR Put Options Purchased -300 265.0000 American 17 Jan 2015
ADR Put Options Purchased -600 270.0000 American 17 Jan 2015
ADR Put Options Purchased -1,000 275.0000 American 17 Apr 2015
ADR Put Options Purchased -2,000 285.0000 American 17 Jan 2015
ADR Put Options Purchased -1,000 290.0000 American 17 Apr 2015
ADR Put Options Purchased -1,100 300.0000 American 17 Apr 2015
ADR Put Options Written 1,000 100.0000 American 17 Jan 2015
ADR Put Options Written 100 130.0000 American 17 Jan 2015
ADR Put Options Written 2,100 140.0000 American 18 Oct 2014
ADR Put Options Written 300 145.0000 American 18 Oct 2014
ADR Put Options Written 300 150.0000 American 18 Oct 2014
ADR Put Options Written 1,100 165.0000 American 18 Oct 2014
ADR Put Options Written 500 170.0000 American 18 Oct 2014
ADR Put Options Written 6,100 175.0000 American 18 Oct 2014
ADR Put Options Written 300 180.0000 American 18 Oct 2014
ADR Put Options Written 1,500 190.0000 American 18 Oct 2014
ADR Put Options Written 100 190.0000 American 17 Jan 2015
ADR Put Options Written 700 195.0000 American 18 Oct 2014
ADR Put Options Written 5,100 200.0000 American 18 Oct 2014
ADR Put Options Written 300 205.0000 American 18 Oct 2014
ADR Put Options Written 13,100 215.0000 American 17 Jan 2015
ADR Put Options Written 30,700 220.0000 American 18 Oct 2014
ADR Put Options Written 2,300 220.0000 American 17 Jan 2015
ADR Put Options Written 1,000 220.0000 American 17 Apr 2015
ADR Put Options Written 1,700 230.0000 American 18 Oct 2014
ADR Put Options Written 2,700 230.0000 American 17 Jan 2015
ADR Put Options Written 100 235.0000 American 18 Oct 2014
ADR Put Options Written 100 235.0000 American 17 Jan 2015
ADR Put Options Written 2,200 245.0000 American 18 Oct 2014
ADR Put Options Written 300 275.0000 American 18 Oct 2014
ADR Put Options Written 300 280.0000 American 18 Oct 2014
ADR Put Options Written 100 280.0000 American 17 Apr 2015
ADR Call Options Purchased 1,800 165.0000 American 18 Oct 2014
ADR Call Options Purchased 1,000 215.0000 American 18 Oct 2014
ADR Call Options Purchased 15,900 225.0000 American 18 Oct 2014
ADR Call Options Purchased 2,800 225.0000 American 17 Jan 2015
ADR Call Options Purchased 100 225.0000 American 15 Jan 2016
ADR Call Options Purchased 6,000 230.0000 American 17 Jan 2015
ADR Call Options Purchased 100 230.0000 American 15 Jan 2016
ADR Call Options Purchased 3,600 235.0000 American 18 Oct 2014
ADR Call Options Purchased 100 235.0000 American 15 Jan 2016
ADR Call Options Purchased 20,000 245.0000 American 18 Oct 2014
ADR Call Options Purchased 21,000 250.0000 American 18 Oct 2014
ADR Call Options Purchased 200 255.0000 American 18 Oct 2014
ADR Call Options Purchased 8,300 260.0000 American 18 Oct 2014
ADR Call Options Purchased 15,600 260.0000 American 17 Jan 2015
ADR Call Options Purchased 3,000 265.0000 American 18 Oct 2014
ADR Call Options Purchased 10,300 265.0000 American 17 Jan 2015
ADR Call Options Purchased 100 270.0000 American 18 Oct 2014
ADR Call Options Purchased 374,600 270.0000 American 17 Jan 2015
ADR Call Options Purchased 3,300 275.0000 American 17 Jan 2015
ADR Call Options Purchased 4,000 280.0000 American 17 Jan 2015
ADR Call Options Purchased 100 285.0000 American 17 Jan 2015
ADR Call Options Purchased 100 300.0000 American 17 Apr 2015
ADR Call Options Purchased 100 305.0000 American 17 Apr 2015
ADR Call Options Written -1,200 155.0000 American 18 Oct 2014
ADR Call Options Written -2,200 160.0000 American 18 Oct 2014
ADR Call Options Written -5,800 175.0000 American 18 Oct 2014
ADR Call Options Written -200 180.0000 American 18 Oct 2014
ADR Call Options Written -200 180.0000 American 17 Jan 2015
ADR Call Options Written -200 185.0000 American 17 Jan 2015
ADR Call Options Written -1,100 190.0000 American 18 Oct 2014
ADR Call Options Written -2,300 195.0000 American 18 Oct 2014
ADR Call Options Written -200 195.0000 American 17 Jan 2015
ADR Call Options Written -1,300 195.0000 American 15 Jan 2016
ADR Call Options Written -2,000 200.0000 American 18 Oct 2014
ADR Call Options Written -200 210.0000 American 18 Oct 2014
ADR Call Options Written -300 210.0000 American 17 Jan 2015
ADR Call Options Written -57,600 220.0000 American 18 Oct 2014
ADR Call Options Written -300 220.0000 American 17 Jan 2015
ADR Call Options Written -8,400 225.0000 American 17 Jan 2015
ADR Call Options Written -1,900 230.0000 American 18 Oct 2014
ADR Call Options Written -3,500 230.0000 American 17 Jan 2015
ADR Call Options Written -1,000 235.0000 American 18 Oct 2014
ADR Call Options Written -2,800 235.0000 American 17 Jan 2015
ADR Call Options Written -100 240.0000 American 18 Oct 2014
ADR Call Options Written -99,200 240.0000 American 17 Jan 2015
ADR Call Options Written -4,800 245.0000 American 17 Jan 2015
ADR Call Options Written -23,700 250.0000 American 17 Jan 2015
ADR Call Options Written -372,700 255.0000 American 17 Jan 2015
ADR Call Options Written -100 255.0000 American 17 Apr 2015
ADR Call Options Written -100 320.0000 American 17 Jan 2015
ADR Call Options Written -400 330.0000 American 17 Jan 2015

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 435515
Time of Receipt (offset from UTC): 20141003T121722+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC