Form 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Identity of the person whose positions/dealings   Barclays PLC.
  are being disclosed:  
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 1 October 2014
(f) Has the discloser previously disclosed, or are YES:
they today disclosing, under the Code in respect ABBVIE INC
  of any other party to this offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 10,889,919 1.85% 4,661,817 0.79%
           
(2) Derivatives (other than
options): 2,117,130 0.36% 3,918,910 0.66%
           
(3) Options and agreements to
purchase/sell: 1,572,600 0.27% 1,931,100 0.33%
           
 
TOTAL: 14,579,649 2.48% 10,511,827 1.78%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD (traded as ADR) Purchase 117 257.6600 USD
ORD Purchase 212 53.0000 GBP
ORD (traded as ADR) Purchase 222 257.9800 USD
ORD (traded as ADR) Purchase 300 257.6500 USD
ORD (traded as ADR) Purchase 300 258.3600 USD
ORD Purchase 359 52.8500 GBP
ORD Purchase 425 53.1190 GBP
ORD (traded as ADR) Purchase 447 257.7912 USD
ORD Purchase 512 53.0657 GBP
ORD Purchase 539 53.2000 GBP
ORD (traded as ADR) Purchase 567 259.0500 USD
ORD (traded as ADR) Purchase 600 256.9550 USD
ORD (traded as ADR) Purchase 669 257.6900 USD
ORD (traded as ADR) Purchase 891 257.7126 USD
ORD (traded as ADR) Purchase 900 256.9400 USD
ORD (traded as ADR) Purchase 900 257.1433 USD
ORD (traded as ADR) Purchase 900 258.2833 USD
ORD (traded as ADR) Purchase 993 258.1628 USD
ORD Purchase 1,036 52.8940 GBP
ORD (traded as ADR) Purchase 1,200 258.1325 USD
ORD Purchase 1,228 52.7500 GBP
ORD (traded as ADR) Purchase 1,338 257.7240 USD
ORD (traded as ADR) Purchase 1,440 257.9770 USD
ORD (traded as ADR) Purchase 1,500 258.1320 USD
ORD Purchase 1,566 52.9623 GBP
ORD Purchase 1,711 52.8000 GBP
ORD Purchase 1,779 53.1747 GBP
ORD Purchase 1,807 53.0500 GBP
ORD (traded as ADR) Purchase 2,100 257.2642 USD
ORD (traded as ADR) Purchase 2,700 258.3608 USD
ORD Purchase 3,015 53.1017 GBP
ORD (traded as ADR) Purchase 3,300 258.1380 USD
ORD Purchase 3,339 53.1853 GBP
ORD (traded as ADR) Purchase 3,435 258.0531 USD
ORD Purchase 3,595 52.9705 GBP
ORD (traded as ADR) Purchase 3,600 258.1733 USD
ORD Purchase 3,940 53.1000 GBP
ORD (traded as ADR) Purchase 4,200 258.5580 USD
ORD Purchase 4,500 53.1066 GBP
ORD Purchase 5,064 53.0626 GBP
ORD (traded as ADR) Purchase 5,100 257.6564 USD
ORD (traded as ADR) Purchase 5,400 258.1063 USD
ORD Purchase 6,201 52.9892 GBP
ORD (traded as ADR) Purchase 6,300 258.0352 USD
ORD (traded as ADR) Purchase 7,839 257.9718 USD
ORD Purchase 9,197 53.0593 GBP
ORD (traded as ADR) Purchase 10,218 257.4800 USD
ORD Purchase 23,776 53.0707 GBP
ORD Purchase 24,217 53.1500 GBP
ORD Purchase 26,600 53.0167 GBP
ORD Purchase 27,150 53.0592 GBP
ORD Purchase 46,500 53.0588 GBP
ORD Purchase 67,642 53.0618 GBP
ORD (traded as ADR) Purchase 109,728 257.8961 USD
ORD (traded as ADR) Sale 18 258.4000 USD
ORD Sale 70 53.0330 GBP
ORD (traded as ADR) Sale 105 258.1300 USD
ORD Sale 127 53.1500 GBP
ORD Sale 212 53.0000 GBP
ORD (traded as ADR) Sale 234 257.8500 USD
ORD (traded as ADR) Sale 300 257.9300 USD
ORD Sale 359 52.8500 GBP
ORD Sale 539 53.2000 GBP
ORD (traded as ADR) Sale 567 259.0500 USD
ORD (traded as ADR) Sale 600 257.4150 USD
ORD (traded as ADR) Sale 600 257.9650 USD
ORD (traded as ADR) Sale 600 258.5560 USD
ORD (traded as ADR) Sale 900 257.6000 USD
ORD (traded as ADR) Sale 900 257.9700 USD
ORD (traded as ADR) Sale 900 258.0366 USD
ORD (traded as ADR) Sale 984 257.7609 USD
ORD Sale 1,035 52.8000 GBP
ORD (traded as ADR) Sale 1,200 257.5300 USD
ORD (traded as ADR) Sale 1,200 257.5900 USD
ORD Sale 1,228 52.7500 GBP
ORD Sale 1,237 53.0299 GBP
ORD Sale 1,394 52.8128 GBP
ORD (traded as ADR) Sale 1,500 256.9460 USD
ORD (traded as ADR) Sale 1,500 257.5500 USD
ORD (traded as ADR) Sale 1,500 257.9601 USD
ORD Sale 1,605 53.0263 GBP
ORD (traded as ADR) Sale 1,656 257.4095 USD
ORD Sale 1,727 52.9000 GBP
ORD (traded as ADR) Sale 1,800 258.5583 USD
ORD Sale 1,807 53.0500 GBP
ORD (traded as ADR) Sale 2,100 258.5580 USD
ORD (traded as ADR) Sale 2,400 257.4450 USD
ORD (traded as ADR) Sale 2,400 258.3365 USD
ORD Sale 2,676 52.9525 GBP
ORD Sale 2,765 53.1012 GBP
ORD Sale 3,519 53.0076 GBP
ORD Sale 3,585 53.0854 GBP
ORD Sale 3,742 53.0379 GBP
ORD (traded as ADR) Sale 3,900 256.8389 USD
ORD (traded as ADR) Sale 4,995 257.6464 USD
ORD Sale 5,269 53.1286 GBP
ORD Sale 6,235 53.0604 GBP
ORD (traded as ADR) Sale 6,300 258.0352 USD
ORD Sale 6,891 52.9837 GBP
ORD (traded as ADR) Sale 7,776 258.1283 USD
ORD (traded as ADR) Sale 8,442 257.9075 USD
ORD (traded as ADR) Sale 9,000 257.3910 USD
ORD Sale 9,233 53.0749 GBP
ORD (traded as ADR) Sale 10,839 257.7660 USD
ORD Sale 14,116 53.1266 GBP
ORD Sale 19,305 53.0702 GBP
ORD (traded as ADR) Sale 19,428 257.8681 USD
ORD Sale 20,405 53.0811 GBP
ORD (traded as ADR) Sale 21,966 258.2951 USD
ORD Sale 30,880 53.0621 GBP
ORD Sale 33,098 53.0579 GBP
ORD (traded as ADR) Sale 45,084 257.8242 USD
ORD Sale 47,158 53.0421 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 370 53.1342 GBP
ORD CFD Long 4,273 52.9694 GBP
ORD SWAP Long 4,826 53.0030 GBP
ORD CFD Long 6,891 52.9837 GBP
ORD CFD Long 48,125 53.0621 GBP
ORD SWAP Short 425 53.1190 GBP
ORD CFD Short 512 53.0657 GBP
ORD CFD Short 2,110 53.1047 GBP
ORD CFD Short 3,774 52.9565 GBP
ORD SWAP Short 5,227 53.0968 GBP
ORD SWAP Short 36,619 53.0606 GBP
ORD SWAP Short 46,500 53.1118 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Purchasing 100 225 USD American 15 Jan 2016 44.5000 USD
ADR Call Options Purchasing 100 230 USD American 15 Jan 2016 40.7000 USD
ADR Call Options Purchasing 100 235 USD American 15 Jan 2016 37.3000 USD
ADR Call Options Purchasing 2,500 280 USD American 17 Jan 2015 4.0500 USD
ADR Put Options Selling 2,500 220 USD American 17 Jan 2015 5.5500 USD

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

Date of disclosure: 2 Oct 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:  

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ADR Put Options Purchased -300 160.0000 American 18 Oct 2014
ADR Put Options Purchased -2,100 160.0000 American 17 Jan 2015
ADR Put Options Purchased -2,900 185.0000 American 17 Jan 2015
ADR Put Options Purchased -900 210.0000 American 17 Jan 2015
ADR Put Options Purchased -26,600 240.0000 American 18 Oct 2014
ADR Put Options Purchased -10,000 245.0000 American 18 Oct 2014
ADR Put Options Purchased -1,100 260.0000 American 18 Oct 2014
ADR Put Options Purchased -300 265.0000 American 17 Jan 2015
ADR Put Options Purchased -600 270.0000 American 17 Jan 2015
ADR Put Options Purchased -1,000 275.0000 American 17 Apr 2015
ADR Put Options Purchased -2,000 285.0000 American 17 Jan 2015
ADR Put Options Purchased -1,000 290.0000 American 17 Apr 2015
ADR Put Options Purchased -1,100 300.0000 American 17 Apr 2015
ADR Put Options Written 1,000 100.0000 American 17 Jan 2015
ADR Put Options Written 100 130.0000 American 17 Jan 2015
ADR Put Options Written 100 140.0000 American 18 Oct 2014
ADR Put Options Written 300 145.0000 American 18 Oct 2014
ADR Put Options Written 300 150.0000 American 18 Oct 2014
ADR Put Options Written 1,100 165.0000 American 18 Oct 2014
ADR Put Options Written 500 170.0000 American 18 Oct 2014
ADR Put Options Written 6,100 175.0000 American 18 Oct 2014
ADR Put Options Written 300 180.0000 American 18 Oct 2014
ADR Put Options Written 1,500 190.0000 American 18 Oct 2014
ADR Put Options Written 100 190.0000 American 17 Jan 2015
ADR Put Options Written 700 195.0000 American 18 Oct 2014
ADR Put Options Written 5,100 200.0000 American 18 Oct 2014
ADR Put Options Written 300 205.0000 American 18 Oct 2014
ADR Put Options Written 13,100 215.0000 American 17 Jan 2015
ADR Put Options Written 30,700 220.0000 American 18 Oct 2014
ADR Put Options Written 2,300 220.0000 American 17 Jan 2015
ADR Put Options Written 1,000 220.0000 American 17 Apr 2015
ADR Put Options Written 1,700 230.0000 American 18 Oct 2014
ADR Put Options Written 2,700 230.0000 American 17 Jan 2015
ADR Put Options Written 100 235.0000 American 18 Oct 2014
ADR Put Options Written 100 235.0000 American 17 Jan 2015
ADR Put Options Written 2,200 245.0000 American 18 Oct 2014
ADR Put Options Written 300 275.0000 American 18 Oct 2014
ADR Put Options Written 300 280.0000 American 18 Oct 2014
ADR Put Options Written 100 280.0000 American 17 Apr 2015
ADR Call Options Purchased 1,800 165.0000 American 18 Oct 2014
ADR Call Options Purchased 1,000 215.0000 American 18 Oct 2014
ADR Call Options Purchased 15,900 225.0000 American 18 Oct 2014
ADR Call Options Purchased 2,800 225.0000 American 17 Jan 2015
ADR Call Options Purchased 100 225.0000 American 15 Jan 2016
ADR Call Options Purchased 6,000 230.0000 American 17 Jan 2015
ADR Call Options Purchased 100 230.0000 American 15 Jan 2016
ADR Call Options Purchased 3,600 235.0000 American 18 Oct 2014
ADR Call Options Purchased 100 235.0000 American 15 Jan 2016
ADR Call Options Purchased 1,000 250.0000 American 18 Oct 2014
ADR Call Options Purchased 200 255.0000 American 18 Oct 2014
ADR Call Options Purchased 8,300 260.0000 American 18 Oct 2014
ADR Call Options Purchased 15,600 260.0000 American 17 Jan 2015
ADR Call Options Purchased 3,000 265.0000 American 18 Oct 2014
ADR Call Options Purchased 10,300 265.0000 American 17 Jan 2015
ADR Call Options Purchased 100 270.0000 American 18 Oct 2014
ADR Call Options Purchased 374,600 270.0000 American 17 Jan 2015
ADR Call Options Purchased 3,300 275.0000 American 17 Jan 2015
ADR Call Options Purchased 4,000 280.0000 American 17 Jan 2015
ADR Call Options Purchased 100 285.0000 American 17 Jan 2015
ADR Call Options Purchased 100 300.0000 American 17 Apr 2015
ADR Call Options Purchased 100 305.0000 American 17 Apr 2015
ADR Call Options Written -1,200 155.0000 American 18 Oct 2014
ADR Call Options Written -2,200 160.0000 American 18 Oct 2014
ADR Call Options Written -5,800 175.0000 American 18 Oct 2014
ADR Call Options Written -200 180.0000 American 18 Oct 2014
ADR Call Options Written -200 180.0000 American 17 Jan 2015
ADR Call Options Written -200 185.0000 American 17 Jan 2015
ADR Call Options Written -1,100 190.0000 American 18 Oct 2014
ADR Call Options Written -2,300 195.0000 American 18 Oct 2014
ADR Call Options Written -200 195.0000 American 17 Jan 2015
ADR Call Options Written -1,300 195.0000 American 15 Jan 2016
ADR Call Options Written -2,000 200.0000 American 18 Oct 2014
ADR Call Options Written -200 210.0000 American 18 Oct 2014
ADR Call Options Written -300 210.0000 American 17 Jan 2015
ADR Call Options Written -57,600 220.0000 American 18 Oct 2014
ADR Call Options Written -300 220.0000 American 17 Jan 2015
ADR Call Options Written -8,400 225.0000 American 17 Jan 2015
ADR Call Options Written -1,900 230.0000 American 18 Oct 2014
ADR Call Options Written -3,500 230.0000 American 17 Jan 2015
ADR Call Options Written -1,000 235.0000 American 18 Oct 2014
ADR Call Options Written -2,800 235.0000 American 17 Jan 2015
ADR Call Options Written -100 240.0000 American 18 Oct 2014
ADR Call Options Written -99,200 240.0000 American 17 Jan 2015
ADR Call Options Written -4,800 245.0000 American 17 Jan 2015
ADR Call Options Written -23,700 250.0000 American 17 Jan 2015
ADR Call Options Written -372,700 255.0000 American 17 Jan 2015
ADR Call Options Written -100 255.0000 American 17 Apr 2015
ADR Call Options Written -100 320.0000 American 17 Jan 2015
ADR Call Options Written -400 330.0000 American 17 Jan 2015

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 435353
Time of Receipt (offset from UTC): 20141002T130452+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC