Form 8.5 (EPT/NON-RI) - TUI TRAVEL PLC

LONDON--()--

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose

TUI TRAVEL PLC

  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt TUI TRAVEL PLC
  principal trader is connected  
(d) Date position held/dealing undertaken: 1 October 2014
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect TUI AG
  of any other party to this offer?  

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   ORD
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 12,082,342 1.07% 2,394,194 0.21%
           
(2) Derivatives (other than
options): 918,637 0.08% 8,714,457 0.77%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 13,000,979 1.15% 11,108,651 0.98%
           
Class of relevant security: Convertible Bond XS0503743949
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,900,000 0.48% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 1,900,000 0.48% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
Convertible Bond Sale 1,000,000 118.2500 GBP
ORD Purchase 301 3.8400 GBP
ORD Purchase 334 3.8200 GBP
ORD Purchase 334 3.8230 GBP
ORD Purchase 378 3.8330 GBP
ORD Purchase 503 3.8420 GBP
ORD Purchase 503 3.8460 GBP
ORD Purchase 1,016 3.8300 GBP
ORD Purchase 1,119 3.8780 GBP
ORD Purchase 1,403 3.8530 GBP
ORD Purchase 1,464 3.8770 GBP
ORD Purchase 1,795 3.8810 GBP
ORD Purchase 2,560 3.8201 GBP
ORD Purchase 2,608 3.8571 GBP
ORD Purchase 2,841 3.8593 GBP
ORD Purchase 2,995 3.8638 GBP
ORD Purchase 3,452 3.8740 GBP
ORD Purchase 3,561 3.8750 GBP
ORD Purchase 4,223 3.8850 GBP
ORD Purchase 4,826 3.8566 GBP
ORD Purchase 6,089 3.8790 GBP
ORD Purchase 10,393 3.8224 GBP
ORD Purchase 10,611 3.8751 GBP
ORD Purchase 14,039 3.8800 GBP
ORD Purchase 14,079 3.8496 GBP
ORD Purchase 19,848 3.8440 GBP
ORD Purchase 20,000 3.8805 GBP
ORD Purchase 26,436 3.8840 GBP
ORD Purchase 47,672 3.8760 GBP
ORD Purchase 77,180 3.8484 GBP
ORD Sale 301 3.8400 GBP
ORD Sale 334 3.8200 GBP
ORD Sale 334 3.8230 GBP
ORD Sale 334 3.8530 GBP
ORD Sale 334 3.8750 GBP
ORD Sale 334 3.8800 GBP
ORD Sale 378 3.8330 GBP
ORD Sale 503 3.8420 GBP
ORD Sale 503 3.8460 GBP
ORD Sale 517 3.8792 GBP
ORD Sale 1,171 3.8303 GBP
ORD Sale 1,516 3.8431 GBP
ORD Sale 1,755 3.9030 GBP
ORD Sale 2,280 3.8810 GBP
ORD Sale 2,693 3.8410 GBP
ORD Sale 4,266 3.8760 GBP
ORD Sale 5,831 3.8840 GBP
ORD Sale 7,152 3.8396 GBP
ORD Sale 7,857 3.8505 GBP
ORD Sale 12,053 3.8861 GBP
ORD Sale 12,157 3.8590 GBP
ORD Sale 12,329 3.8826 GBP
ORD Sale 21,629 3.8601 GBP
ORD Sale 38,313 3.8556 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 3,409 3.8757 GBP
ORD CFD Long 4,448 3.8312 GBP
ORD CFD Long 5,067 3.9024 GBP
ORD CFD Long 9,258 3.8792 GBP
ORD SWAP Long 9,258 3.8792 GBP
ORD CFD Short 4,826 3.8566 GBP
ORD CFD Short 13,969 3.8231 GBP
ORD SWAP Short 28,000 3.8366 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 2 Oct 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 435311
Time of Receipt (offset from UTC): 20141002T113919+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC