Form 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Identity of the person whose positions/dealings   Barclays PLC.
  are being disclosed:  
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

SHIRE PLC

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 10 September 2014
(f) Has the discloser previously disclosed, or are YES:
they today disclosing, under the Code in respect ABBVIE INC
  of any other party to this offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 9,950,707 1.69% 3,787,599 0.64%
           
(2) Derivatives (other than
options): 2,097,380 0.36% 3,914,747 0.66%
           
(3) Options and agreements to
purchase/sell: 1,339,500 0.23% 1,858,500 0.32%
           
 
TOTAL: 13,387,587 2.28% 9,560,846 1.62%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 105 51.5500 GBP
ORD Purchase 142 51.9250 GBP
ORD (traded as ADR) Purchase 174 253.5400 USD
ORD Purchase 188 51.9820 GBP
ORD Purchase 220 51.7000 GBP
ORD Purchase 221 51.6500 GBP
ORD Purchase 221 51.8500 GBP
ORD Purchase 223 51.8000 GBP
ORD (traded as ADR) Purchase 300 253.3400 USD
ORD (traded as ADR) Purchase 300 253.3997 USD
ORD (traded as ADR) Purchase 300 253.5900 USD
ORD (traded as ADR) Purchase 300 253.6000 USD
ORD Purchase 344 52.0500 GBP
ORD Purchase 400 51.7974 GBP
ORD (traded as ADR) Purchase 600 250.9678 USD
ORD (traded as ADR) Purchase 600 253.4120 USD
ORD (traded as ADR) Purchase 600 253.5297 USD
ORD (traded as ADR) Purchase 600 253.5929 USD
ORD (traded as ADR) Purchase 600 253.5940 USD
ORD Purchase 680 51.9000 GBP
ORD Purchase 707 51.9327 GBP
ORD Purchase 752 51.9500 GBP
ORD (traded as ADR) Purchase 780 253.3892 USD
ORD Purchase 905 51.8633 GBP
ORD (traded as ADR) Purchase 1,056 253.1438 USD
ORD (traded as ADR) Purchase 1,200 253.4559 USD
ORD Purchase 1,205 51.8965 GBP
ORD Purchase 1,506 51.7802 GBP
ORD (traded as ADR) Purchase 1,689 253.4500 USD
ORD (traded as ADR) Purchase 1,926 253.0897 USD
ORD (traded as ADR) Purchase 2,148 252.7107 USD
ORD (traded as ADR) Purchase 2,700 252.3711 USD
ORD (traded as ADR) Purchase 2,880 250.8733 USD
ORD Purchase 3,202 51.9529 GBP
ORD (traded as ADR) Purchase 3,300 252.7560 USD
ORD Purchase 3,792 51.8113 GBP
ORD Purchase 4,767 51.7242 GBP
ORD Purchase 6,340 51.7424 GBP
ORD (traded as ADR) Purchase 6,900 253.5234 USD
ORD (traded as ADR) Purchase 6,978 251.3301 USD
ORD (traded as ADR) Purchase 9,300 253.2745 USD
ORD Purchase 10,116 51.9407 GBP
ORD Purchase 18,324 51.9320 GBP
ORD Purchase 23,145 51.8740 GBP
ORD Purchase 27,056 51.9347 GBP
ORD Purchase 28,428 51.8922 GBP
ORD Purchase 31,472 51.9057 GBP
ORD Purchase 31,607 51.9328 GBP
ORD Purchase 32,615 51.8836 GBP
ORD Purchase 107,992 51.8930 GBP
ORD Purchase 130,924 51.8818 GBP
ORD (traded as ADR) Sale 9 250.7000 USD
ORD (traded as ADR) Sale 27 250.6400 USD
ORD (traded as ADR) Sale 30 251.4570 USD
ORD Sale 42 52.2000 GBP
ORD (traded as ADR) Sale 72 251.0587 USD
ORD (traded as ADR) Sale 81 250.8055 USD
ORD Sale 105 51.5500 GBP
ORD (traded as ADR) Sale 108 250.9152 USD
ORD (traded as ADR) Sale 156 253.0500 USD
ORD Sale 221 51.6500 GBP
ORD Sale 221 51.8500 GBP
ORD Sale 223 51.8000 GBP
ORD (traded as ADR) Sale 300 250.9678 USD
ORD (traded as ADR) Sale 300 253.5600 USD
ORD Sale 344 52.0500 GBP
ORD Sale 503 52.1105 GBP
ORD (traded as ADR) Sale 600 250.1300 USD
ORD Sale 752 51.9500 GBP
ORD Sale 771 51.8848 GBP
ORD Sale 800 51.7500 GBP
ORD (traded as ADR) Sale 900 252.4940 USD
ORD Sale 1,041 51.9000 GBP
ORD Sale 1,058 51.8248 GBP
ORD Sale 1,165 51.9690 GBP
ORD (traded as ADR) Sale 1,200 253.1600 USD
ORD (traded as ADR) Sale 1,200 253.3387 USD
ORD (traded as ADR) Sale 1,500 250.5500 USD
ORD (traded as ADR) Sale 1,500 252.9480 USD
ORD Sale 1,506 51.7802 GBP
ORD (traded as ADR) Sale 1,518 252.8933 USD
ORD (traded as ADR) Sale 2,400 252.8542 USD
ORD (traded as ADR) Sale 2,400 253.4559 USD
ORD (traded as ADR) Sale 2,553 250.5601 USD
ORD (traded as ADR) Sale 2,700 252.7222 USD
ORD (traded as ADR) Sale 3,081 250.8097 USD
ORD (traded as ADR) Sale 3,297 252.5112 USD
ORD (traded as ADR) Sale 3,510 253.0316 USD
ORD Sale 3,515 51.9266 GBP
ORD Sale 4,105 51.7000 GBP
ORD Sale 4,232 51.8167 GBP
ORD Sale 6,018 51.7443 GBP
ORD Sale 6,778 51.8833 GBP
ORD (traded as ADR) Sale 6,900 253.5234 USD
ORD Sale 8,592 51.7852 GBP
ORD Sale 10,500 51.7853 GBP
ORD Sale 13,350 51.8986 GBP
ORD Sale 20,000 51.8999 GBP
ORD Sale 25,447 51.8946 GBP
ORD Sale 27,043 51.8899 GBP
ORD Sale 38,029 51.9122 GBP
ORD Sale 74,939 51.8819 GBP
ORD Sale 108,000 51.9267 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 281 51.7282 GBP
ORD CFD Long 309 51.8268 GBP
ORD CFD Long 1,165 51.9690 GBP
ORD SWAP Long 3,353 51.8895 GBP
ORD SWAP Short 707 51.9328 GBP
ORD SWAP Short 2,682 51.7904 GBP
ORD CFD Short 3,202 51.9529 GBP
ORD CFD Short 10,116 51.9407 GBP
ORD SWAP Short 36,787 51.8816 GBP
ORD CFD Short 39,441 51.9436 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Purchasing 1,000 255 USD American 20 Sep 2014 1.6000 USD
ADR Call Options Selling 1,000 270 USD American 17 Jan 2015 8.4000 USD

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

Date of disclosure: 11 Sep 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:  

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ADR Put Options Purchased -300 160.0000 American 18 Oct 2014
ADR Put Options Purchased -2,800 160.0000 American 17 Jan 2015
ADR Put Options Purchased -1,000 185.0000 American 20 Sep 2014
ADR Put Options Purchased -2,900 185.0000 American 17 Jan 2015
ADR Put Options Purchased -1,000 210.0000 American 17 Jan 2015
ADR Put Options Purchased -60,000 220.0000 American 18 Oct 2014
ADR Put Options Purchased -200 220.0000 American 17 Jan 2015
ADR Put Options Purchased -1,600 240.0000 American 18 Oct 2014
ADR Put Options Purchased -300 255.0000 American 17 Jan 2015
ADR Put Options Purchased -1,000 260.0000 American 18 Oct 2014
ADR Put Options Purchased -600 270.0000 American 17 Jan 2015
ADR Put Options Purchased -1,000 275.0000 American 17 Apr 2015
ADR Put Options Purchased -2,000 285.0000 American 17 Jan 2015
ADR Put Options Purchased -1,000 290.0000 American 17 Apr 2015
ADR Put Options Purchased -1,100 300.0000 American 17 Apr 2015
ADR Put Options Written 1,000 100.0000 American 17 Jan 2015
ADR Put Options Written 100 130.0000 American 17 Jan 2015
ADR Put Options Written 100 140.0000 American 18 Oct 2014
ADR Put Options Written 300 145.0000 American 18 Oct 2014
ADR Put Options Written 300 150.0000 American 18 Oct 2014
ADR Put Options Written 1,100 165.0000 American 18 Oct 2014
ADR Put Options Written 500 170.0000 American 18 Oct 2014
ADR Put Options Written 6,100 175.0000 American 18 Oct 2014
ADR Put Options Written 1,000 180.0000 American 20 Sep 2014
ADR Put Options Written 300 180.0000 American 18 Oct 2014
ADR Put Options Written 1,500 190.0000 American 18 Oct 2014
ADR Put Options Written 100 190.0000 American 17 Jan 2015
ADR Put Options Written 700 195.0000 American 18 Oct 2014
ADR Put Options Written 5,000 200.0000 American 18 Oct 2014
ADR Put Options Written 300 205.0000 American 18 Oct 2014
ADR Put Options Written 200 215.0000 American 20 Sep 2014
ADR Put Options Written 13,100 215.0000 American 17 Jan 2015
ADR Put Options Written 3,400 225.0000 American 20 Sep 2014
ADR Put Options Written 1,700 230.0000 American 18 Oct 2014
ADR Put Options Written 2,700 230.0000 American 17 Jan 2015
ADR Put Options Written 100 235.0000 American 18 Oct 2014
ADR Put Options Written 100 235.0000 American 17 Jan 2015
ADR Put Options Written 2,200 245.0000 American 18 Oct 2014
ADR Put Options Written 300 275.0000 American 18 Oct 2014
ADR Put Options Written 300 280.0000 American 18 Oct 2014
ADR Call Options Purchased 1,800 165.0000 American 18 Oct 2014
ADR Call Options Purchased 1,000 215.0000 American 18 Oct 2014
ADR Call Options Purchased 15,900 225.0000 American 18 Oct 2014
ADR Call Options Purchased 2,800 225.0000 American 17 Jan 2015
ADR Call Options Purchased 6,000 230.0000 American 17 Jan 2015
ADR Call Options Purchased 3,600 235.0000 American 18 Oct 2014
ADR Call Options Purchased 1,000 250.0000 American 18 Oct 2014
ADR Call Options Purchased 1,000 255.0000 American 20 Sep 2014
ADR Call Options Purchased 200 255.0000 American 18 Oct 2014
ADR Call Options Purchased 8,300 260.0000 American 18 Oct 2014
ADR Call Options Purchased 15,700 260.0000 American 17 Jan 2015
ADR Call Options Purchased 3,100 265.0000 American 18 Oct 2014
ADR Call Options Purchased 10,300 265.0000 American 17 Jan 2015
ADR Call Options Purchased 100 270.0000 American 18 Oct 2014
ADR Call Options Purchased 327,800 270.0000 American 17 Jan 2015
ADR Call Options Purchased 3,300 275.0000 American 17 Jan 2015
ADR Call Options Purchased 1,800 280.0000 American 17 Jan 2015
ADR Call Options Purchased 100 285.0000 American 17 Jan 2015
ADR Call Options Purchased 100 300.0000 American 17 Apr 2015
ADR Call Options Purchased 100 305.0000 American 17 Apr 2015
ADR Call Options Written -1,200 155.0000 American 18 Oct 2014
ADR Call Options Written -2,200 160.0000 American 18 Oct 2014
ADR Call Options Written -5,800 175.0000 American 18 Oct 2014
ADR Call Options Written -200 180.0000 American 18 Oct 2014
ADR Call Options Written -200 180.0000 American 17 Jan 2015
ADR Call Options Written -200 185.0000 American 17 Jan 2015
ADR Call Options Written -1,100 190.0000 American 18 Oct 2014
ADR Call Options Written -2,300 195.0000 American 18 Oct 2014
ADR Call Options Written -200 195.0000 American 17 Jan 2015
ADR Call Options Written -2,000 200.0000 American 18 Oct 2014
ADR Call Options Written -200 210.0000 American 18 Oct 2014
ADR Call Options Written -300 210.0000 American 17 Jan 2015
ADR Call Options Written -57,600 220.0000 American 18 Oct 2014
ADR Call Options Written -300 220.0000 American 17 Jan 2015
ADR Call Options Written -8,400 225.0000 American 17 Jan 2015
ADR Call Options Written -1,900 230.0000 American 18 Oct 2014
ADR Call Options Written -3,500 230.0000 American 17 Jan 2015
ADR Call Options Written -1,100 235.0000 American 18 Oct 2014
ADR Call Options Written -2,800 235.0000 American 17 Jan 2015
ADR Call Options Written -100 240.0000 American 18 Oct 2014
ADR Call Options Written -99,200 240.0000 American 17 Jan 2015
ADR Call Options Written -4,800 245.0000 American 17 Jan 2015
ADR Call Options Written -23,700 250.0000 American 17 Jan 2015
ADR Call Options Written -323,300 255.0000 American 17 Jan 2015
ADR Call Options Written -100 320.0000 American 17 Jan 2015

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 432441
Time of Receipt (offset from UTC): 20140911T120741+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC