Form 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Identity of the person whose positions/dealings   Barclays PLC.
  are being disclosed:  
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

SHIRE PLC

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 9 September 2014
(f) Has the discloser previously disclosed, or are YES:
they today disclosing, under the Code in respect ABBVIE INC
  of any other party to this offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   ORD
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 9,872,170 1.67% 3,826,250 0.65%
           
(2) Derivatives (other than
options): 2,134,593 0.36% 3,864,133 0.66%
           
(3) Options and agreements to
purchase/sell: 1,339,500 2.23% 1,858,500 0.32%
           
(4)
TOTAL: 13,346,263 4.26% 9,548,883 1.63%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 86 51.6750 GBP
ORD Purchase 146 51.4250 GBP
ORD Purchase 146 51.4750 GBP
ORD Purchase 157 51.5000 GBP
ORD Purchase 175 51.3750 GBP
ORD Purchase 181 51.9500 GBP
ORD (traded as ADR) Purchase 192 249.6904 USD
ORD (traded as ADR) Purchase 201 252.7700 USD
ORD Purchase 243 52.1500 GBP
ORD Purchase 251 52.3250 GBP
ORD Purchase 287 51.9000 GBP
ORD (traded as ADR) Purchase 300 251.0600 USD
ORD (traded as ADR) Purchase 300 252.4700 USD
ORD (traded as ADR) Purchase 300 253.0400 USD
ORD (traded as ADR) Purchase 300 253.3000 USD
ORD (traded as ADR) Purchase 303 252.8800 USD
ORD Purchase 314 52.2750 GBP
ORD (traded as ADR) Purchase 339 253.0423 USD
ORD (traded as ADR) Purchase 420 252.4257 USD
ORD Purchase 426 51.3000 GBP
ORD (traded as ADR) Purchase 480 252.0785 USD
ORD Purchase 489 52.3500 GBP
ORD Purchase 500 51.3299 GBP
ORD Purchase 513 51.8500 GBP
ORD Purchase 569 51.7500 GBP
ORD (traded as ADR) Purchase 600 248.7000 USD
ORD (traded as ADR) Purchase 600 253.2497 USD
ORD (traded as ADR) Purchase 600 253.3500 USD
ORD (traded as ADR) Purchase 630 252.4571 USD
ORD Purchase 660 51.8000 GBP
ORD (traded as ADR) Purchase 672 251.3500 USD
ORD Purchase 677 51.5500 GBP
ORD Purchase 850 52.0500 GBP
ORD (traded as ADR) Purchase 879 252.9169 USD
ORD Purchase 1,080 51.4500 GBP
ORD (traded as ADR) Purchase 1,146 253.0424 USD
ORD Purchase 1,175 52.4000 GBP
ORD (traded as ADR) Purchase 1,200 252.5625 USD
ORD (traded as ADR) Purchase 1,200 253.1050 USD
ORD (traded as ADR) Purchase 1,800 252.9300 USD
ORD Purchase 1,840 52.3000 GBP
ORD Purchase 1,949 51.4047 GBP
ORD (traded as ADR) Purchase 1,989 252.6736 USD
ORD (traded as ADR) Purchase 2,100 252.4414 USD
ORD (traded as ADR) Purchase 2,100 252.7941 USD
ORD Purchase 2,349 51.9857 GBP
ORD Purchase 2,596 51.4000 GBP
ORD Purchase 2,605 51.3584 GBP
ORD (traded as ADR) Purchase 2,700 249.9773 USD
ORD Purchase 2,877 51.6974 GBP
ORD Purchase 2,972 51.9302 GBP
ORD (traded as ADR) Purchase 3,300 253.1898 USD
ORD (traded as ADR) Purchase 3,423 252.8539 USD
ORD Purchase 3,436 52.0000 GBP
ORD (traded as ADR) Purchase 3,513 252.7137 USD
ORD (traded as ADR) Purchase 3,675 252.9728 USD
ORD Purchase 4,228 51.3500 GBP
ORD Purchase 4,249 51.8686 GBP
ORD (traded as ADR) Purchase 4,260 252.1560 USD
ORD (traded as ADR) Purchase 4,299 251.6536 USD
ORD Purchase 4,445 51.7000 GBP
ORD Purchase 4,848 51.5982 GBP
ORD (traded as ADR) Purchase 5,400 252.1058 USD
ORD Purchase 5,500 51.9454 GBP
ORD Purchase 5,562 51.6995 GBP
ORD (traded as ADR) Purchase 5,811 252.0000 USD
ORD Purchase 5,912 52.2974 GBP
ORD (traded as ADR) Purchase 6,300 251.7339 USD
ORD (traded as ADR) Purchase 6,300 252.4800 USD
ORD (traded as ADR) Purchase 6,918 252.6650 USD
ORD Purchase 7,662 51.9060 GBP
ORD (traded as ADR) Purchase 7,923 252.4012 USD
ORD (traded as ADR) Purchase 11,100 251.9909 USD
ORD (traded as ADR) Purchase 11,100 252.0960 USD
ORD (traded as ADR) Purchase 12,546 251.9526 USD
ORD (traded as ADR) Purchase 13,152 252.3812 USD
ORD Purchase 15,311 51.3811 GBP
ORD Purchase 15,329 51.7962 GBP
ORD (traded as ADR) Purchase 17,400 252.6172 USD
ORD (traded as ADR) Purchase 23,454 250.2429 USD
ORD Purchase 25,729 51.5718 GBP
ORD (traded as ADR) Purchase 27,300 252.4779 USD
ORD Purchase 28,241 51.7581 GBP
ORD Purchase 30,513 51.7635 GBP
ORD (traded as ADR) Purchase 31,461 251.4784 USD
ORD (traded as ADR) Purchase 35,232 252.3559 USD
ORD Purchase 35,922 51.6387 GBP
ORD Purchase 65,021 51.5993 GBP
ORD (traded as ADR) Purchase 79,782 252.3314 USD
ORD (traded as ADR) Purchase 105,900 252.1640 USD
ORD (traded as ADR) Purchase 109,200 252.1743 USD
ORD Purchase 132,388 51.7396 GBP
ORD Sale 73 51.4302 GBP
ORD Sale 86 51.6750 GBP
ORD (traded as ADR) Sale 135 252.7900 USD
ORD Sale 146 51.4250 GBP
ORD Sale 146 51.4750 GBP
ORD Sale 149 51.3750 GBP
ORD (traded as ADR) Sale 150 253.2900 USD
ORD Sale 157 51.5000 GBP
ORD Sale 181 51.9500 GBP
ORD Sale 201 51.7111 GBP
ORD Sale 217 51.3680 GBP
ORD Sale 243 52.1500 GBP
ORD Sale 251 52.3250 GBP
ORD (traded as ADR) Sale 264 253.5000 USD
ORD Sale 287 51.9000 GBP
ORD (traded as ADR) Sale 300 249.4400 USD
ORD (traded as ADR) Sale 300 251.9800 USD
ORD (traded as ADR) Sale 300 253.1200 USD
ORD Sale 314 52.2750 GBP
ORD Sale 417 51.7508 GBP
ORD Sale 513 51.8500 GBP
ORD Sale 515 52.0500 GBP
ORD (traded as ADR) Sale 540 252.1822 USD
ORD Sale 569 51.7500 GBP
ORD Sale 575 52.4000 GBP
ORD (traded as ADR) Sale 600 248.7000 USD
ORD (traded as ADR) Sale 600 252.2280 USD
ORD (traded as ADR) Sale 600 252.3850 USD
ORD (traded as ADR) Sale 600 252.4500 USD
ORD (traded as ADR) Sale 600 252.7210 USD
ORD (traded as ADR) Sale 600 253.0100 USD
ORD (traded as ADR) Sale 600 253.2120 USD
ORD Sale 639 51.3415 GBP
ORD (traded as ADR) Sale 639 253.0412 USD
ORD Sale 660 51.8000 GBP
ORD Sale 677 51.5500 GBP
ORD (traded as ADR) Sale 750 252.4360 USD
ORD (traded as ADR) Sale 750 253.2000 USD
ORD (traded as ADR) Sale 900 249.4333 USD
ORD (traded as ADR) Sale 900 252.4233 USD
ORD Sale 1,080 51.4500 GBP
ORD (traded as ADR) Sale 1,191 250.4169 USD
ORD (traded as ADR) Sale 1,269 252.2086 USD
ORD Sale 1,273 52.0809 GBP
ORD (traded as ADR) Sale 1,350 252.6400 USD
ORD Sale 1,428 51.4655 GBP
ORD Sale 1,435 52.3500 GBP
ORD (traded as ADR) Sale 1,500 249.4280 USD
ORD (traded as ADR) Sale 1,650 253.1898 USD
ORD Sale 1,667 52.2926 GBP
ORD (traded as ADR) Sale 1,800 252.1890 USD
ORD Sale 1,840 52.3000 GBP
ORD (traded as ADR) Sale 1,962 252.4371 USD
ORD (traded as ADR) Sale 2,400 252.3575 USD
ORD (traded as ADR) Sale 2,400 252.6293 USD
ORD Sale 2,645 51.4000 GBP
ORD Sale 2,971 52.1579 GBP
ORD Sale 2,990 51.7276 GBP
ORD (traded as ADR) Sale 3,057 250.1245 USD
ORD Sale 3,426 51.3000 GBP
ORD Sale 3,436 52.0000 GBP
ORD (traded as ADR) Sale 3,900 252.2907 USD
ORD Sale 4,445 51.7000 GBP
ORD (traded as ADR) Sale 4,800 252.0905 USD
ORD (traded as ADR) Sale 5,532 252.2024 USD
ORD (traded as ADR) Sale 6,000 251.0793 USD
ORD Sale 6,359 51.8299 GBP
ORD (traded as ADR) Sale 6,510 250.0695 USD
ORD Sale 6,616 51.8907 GBP
ORD (traded as ADR) Sale 6,741 252.5874 USD
ORD Sale 6,774 51.8964 GBP
ORD (traded as ADR) Sale 6,828 249.7086 USD
ORD Sale 7,463 51.8221 GBP
ORD (traded as ADR) Sale 8,703 252.8639 USD
ORD (traded as ADR) Sale 11,307 252.2683 USD
ORD Sale 13,966 51.7488 GBP
ORD Sale 14,500 51.8362 GBP
ORD Sale 14,941 51.8057 GBP
ORD Sale 20,849 51.8538 GBP
ORD (traded as ADR) Sale 22,200 251.9909 USD
ORD (traded as ADR) Sale 22,200 252.0351 USD
ORD Sale 25,452 51.7765 GBP
ORD Sale 25,741 51.3500 GBP
ORD Sale 25,936 52.1060 GBP
ORD Sale 29,798 51.7645 GBP
ORD Sale 35,582 51.4400 GBP
ORD Sale 37,961 51.4006 GBP
ORD Sale 53,146 51.8320 GBP
ORD (traded as ADR) Sale 54,267 251.6828 USD
ORD (traded as ADR) Sale 54,600 252.4779 USD
ORD (traded as ADR) Sale 90,300 252.2109 USD
ORD Sale 108,078 51.7979 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 150 51.7948 GBP
ORD CFD Long 300 51.5000 GBP
ORD CFD Long 417 51.7508 GBP
ORD CFD Long 639 51.3415 GBP
ORD CFD Long 2,000 52.3298 GBP
ORD CFD Long 2,928 51.5006 GBP
ORD SWAP Long 3,907 51.8079 GBP
ORD CFD Long 2,255 51.3430 GBP
ORD CFD Long 5,550 52.3952 GBP
ORD SWAP Long 11,051 52.2704 GBP
ORD SWAP Short 600 52.4000 GBP
ORD CFD Short 1,771 51.8811 GBP
ORD CFD Short 1,949 51.4047 GBP
ORD CFD Short 1,280 51.5069 GBP
ORD SWAP Short 5,605 51.7586 GBP
ORD SWAP Short 19,546 51.3878 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Purchasing 300 270 USD American 18 Oct 2014 2.2500 USD
ADR Call Options Purchasing 3,100 270 USD American 17 Jan 2015 7.4906 USD
ADR Call Options Selling 98,000 240 USD American 17 Jan 2015 25.0000 USD
ADR Call Options Selling 3,100 250 USD American 17 Jan 2015 19.0406 USD
ADR Put Options Purchasing 60,000 220 USD American 18 Oct 2014 3.2000 USD
ADR Put Options Selling 1,700 190 USD American 18 Oct 2014 0.9500 USD

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

Date of disclosure: 10 Sep 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:  

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ADR Put Options Purchased -300 160.0000 American 18 Oct 2014
ADR Put Options Purchased -2,800 160.0000 American 17 Jan 2015
ADR Put Options Purchased -1,000 185.0000 American 20 Sep 2014
ADR Put Options Purchased -2,900 185.0000 American 17 Jan 2015
ADR Put Options Purchased -1,000 210.0000 American 17 Jan 2015
ADR Put Options Purchased -60,000 220.0000 American 18 Oct 2014
ADR Put Options Purchased -200 220.0000 American 17 Jan 2015
ADR Put Options Purchased -1,600 240.0000 American 18 Oct 2014
ADR Put Options Purchased -300 255.0000 American 17 Jan 2015
ADR Put Options Purchased -1,000 260.0000 American 18 Oct 2014
ADR Put Options Purchased -600 270.0000 American 17 Jan 2015
ADR Put Options Purchased -1,000 275.0000 American 17 Apr 2015
ADR Put Options Purchased -2,000 285.0000 American 17 Jan 2015
ADR Put Options Purchased -1,000 290.0000 American 17 Apr 2015
ADR Put Options Purchased -1,100 300.0000 American 17 Apr 2015
ADR Put Options Written 1,000 100.0000 American 17 Jan 2015
ADR Put Options Written 100 130.0000 American 17 Jan 2015
ADR Put Options Written 100 140.0000 American 18 Oct 2014
ADR Put Options Written 300 145.0000 American 18 Oct 2014
ADR Put Options Written 300 150.0000 American 18 Oct 2014
ADR Put Options Written 1,100 165.0000 American 18 Oct 2014
ADR Put Options Written 500 170.0000 American 18 Oct 2014
ADR Put Options Written 6,100 175.0000 American 18 Oct 2014
ADR Put Options Written 1,000 180.0000 American 20 Sep 2014
ADR Put Options Written 300 180.0000 American 18 Oct 2014
ADR Put Options Written 1,500 190.0000 American 18 Oct 2014
ADR Put Options Written 100 190.0000 American 17 Jan 2015
ADR Put Options Written 700 195.0000 American 18 Oct 2014
ADR Put Options Written 5,000 200.0000 American 18 Oct 2014
ADR Put Options Written 300 205.0000 American 18 Oct 2014
ADR Put Options Written 200 215.0000 American 20 Sep 2014
ADR Put Options Written 13,100 215.0000 American 17 Jan 2015
ADR Put Options Written 3,400 225.0000 American 20 Sep 2014
ADR Put Options Written 1,700 230.0000 American 18 Oct 2014
ADR Put Options Written 2,700 230.0000 American 17 Jan 2015
ADR Put Options Written 100 235.0000 American 18 Oct 2014
ADR Put Options Written 100 235.0000 American 17 Jan 2015
ADR Put Options Written 2,200 245.0000 American 18 Oct 2014
ADR Put Options Written 300 275.0000 American 18 Oct 2014
ADR Put Options Written 300 280.0000 American 18 Oct 2014
ADR Call Options Purchased 1,800 165.0000 American 18 Oct 2014
ADR Call Options Purchased 1,000 215.0000 American 18 Oct 2014
ADR Call Options Purchased 15,900 225.0000 American 18 Oct 2014
ADR Call Options Purchased 2,800 225.0000 American 17 Jan 2015
ADR Call Options Purchased 6,000 230.0000 American 17 Jan 2015
ADR Call Options Purchased 3,600 235.0000 American 18 Oct 2014
ADR Call Options Purchased 1,000 250.0000 American 18 Oct 2014
ADR Call Options Purchased 200 255.0000 American 18 Oct 2014
ADR Call Options Purchased 8,300 260.0000 American 18 Oct 2014
ADR Call Options Purchased 15,700 260.0000 American 17 Jan 2015
ADR Call Options Purchased 3,100 265.0000 American 18 Oct 2014
ADR Call Options Purchased 10,300 265.0000 American 17 Jan 2015
ADR Call Options Purchased 100 270.0000 American 18 Oct 2014
ADR Call Options Purchased 328,800 270.0000 American 17 Jan 2015
ADR Call Options Purchased 3,300 275.0000 American 17 Jan 2015
ADR Call Options Purchased 1,800 280.0000 American 17 Jan 2015
ADR Call Options Purchased 100 285.0000 American 17 Jan 2015
ADR Call Options Purchased 100 300.0000 American 17 Apr 2015
ADR Call Options Purchased 100 305.0000 American 17 Apr 2015
ADR Call Options Written -1,200 155.0000 American 18 Oct 2014
ADR Call Options Written -2,200 160.0000 American 18 Oct 2014
ADR Call Options Written -5,800 175.0000 American 18 Oct 2014
ADR Call Options Written -200 180.0000 American 18 Oct 2014
ADR Call Options Written -200 180.0000 American 17 Jan 2015
ADR Call Options Written -200 185.0000 American 17 Jan 2015
ADR Call Options Written -1,100 190.0000 American 18 Oct 2014
ADR Call Options Written -2,300 195.0000 American 18 Oct 2014
ADR Call Options Written -200 195.0000 American 17 Jan 2015
ADR Call Options Written -2,000 200.0000 American 18 Oct 2014
ADR Call Options Written -200 210.0000 American 18 Oct 2014
ADR Call Options Written -300 210.0000 American 17 Jan 2015
ADR Call Options Written -57,600 220.0000 American 18 Oct 2014
ADR Call Options Written -300 220.0000 American 17 Jan 2015
ADR Call Options Written -8,400 225.0000 American 17 Jan 2015
ADR Call Options Written -1,900 230.0000 American 18 Oct 2014
ADR Call Options Written -3,500 230.0000 American 17 Jan 2015
ADR Call Options Written -1,100 235.0000 American 18 Oct 2014
ADR Call Options Written -2,800 235.0000 American 17 Jan 2015
ADR Call Options Written -100 240.0000 American 18 Oct 2014
ADR Call Options Written -99,200 240.0000 American 17 Jan 2015
ADR Call Options Written -4,800 245.0000 American 17 Jan 2015
ADR Call Options Written -23,700 250.0000 American 17 Jan 2015
ADR Call Options Written -323,300 255.0000 American 17 Jan 2015
ADR Call Options Written -100 320.0000 American 17 Jan 2015

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 432259
Time of Receipt (offset from UTC): 20140910T142244+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC