Form 8.3 - ABBVIE INC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Identity of the person whose positions/dealings   Barclays PLC.
  are being disclosed:  
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

ABBVIE INC

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 9 September 2014
(f) Has the discloser previously disclosed, or are YES:
they today disclosing, under the Code in respect SHIRE PLC
  of any other party to this offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   ORD
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 3,830,774 0.24% 4,092,217 0.26%
           
(2) Derivatives (other than
options): 3,580,127 0.22% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 6,423,900 0.40% 8,468,200 0.53%
           
(4)
TOTAL: 13,834,801 0.87% 12,560,417 0.79%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 42 56.6000 USD
ORD Purchase 42 56.6199 USD
ORD Purchase 80 56.2206 USD
ORD Purchase 84 56.6300 USD
ORD Purchase 100 56.3000 USD
ORD Purchase 156 55.6000 USD
ORD Purchase 200 56.6200 USD
ORD Purchase 268 55.5098 USD
ORD Purchase 269 56.6566 USD
ORD Purchase 281 56.6017 USD
ORD Purchase 300 56.6056 USD
ORD Purchase 332 55.5618 USD
ORD Purchase 400 56.8727 USD
ORD Purchase 400 56.9550 USD
ORD Purchase 429 56.9928 USD
ORD Purchase 484 56.4438 USD
ORD Purchase 500 56.9760 USD
ORD Purchase 545 56.9478 USD
ORD Purchase 705 56.6007 USD
ORD Purchase 711 55.5700 USD
ORD Purchase 874 56.0192 USD
ORD Purchase 969 55.5861 USD
ORD Purchase 1,000 56.9680 USD
ORD Purchase 1,000 57.1100 USD
ORD Purchase 1,046 55.6939 USD
ORD Purchase 1,100 56.9795 USD
ORD Purchase 1,188 56.9889 USD
ORD Purchase 1,267 56.7290 USD
ORD Purchase 1,300 56.9884 USD
ORD Purchase 1,362 56.8775 USD
ORD Purchase 1,468 55.6282 USD
ORD Purchase 1,500 56.7093 USD
ORD Purchase 1,597 56.6964 USD
ORD Purchase 2,100 57.0634 USD
ORD Purchase 2,499 56.7007 USD
ORD Purchase 3,100 56.9127 USD
ORD Purchase 3,295 56.5224 USD
ORD Purchase 3,520 56.9703 USD
ORD Purchase 4,152 56.8373 USD
ORD Purchase 4,622 55.6435 USD
ORD Purchase 4,881 56.4398 USD
ORD Purchase 5,005 56.8279 USD
ORD Purchase 5,872 56.7873 USD
ORD Purchase 6,825 56.9862 USD
ORD Purchase 6,900 56.9286 USD
ORD Purchase 7,235 56.8817 USD
ORD Purchase 7,882 56.9108 USD
ORD Purchase 8,617 56.6836 USD
ORD Purchase 9,194 56.1494 USD
ORD Purchase 9,668 56.8143 USD
ORD Purchase 9,826 56.8801 USD
ORD Purchase 10,011 56.9350 USD
ORD Purchase 11,213 55.6141 USD
ORD Purchase 11,683 56.4174 USD
ORD Purchase 12,652 56.6938 USD
ORD Purchase 12,706 56.8036 USD
ORD Purchase 12,770 55.6447 USD
ORD Purchase 13,082 56.8132 USD
ORD Purchase 13,967 56.9929 USD
ORD Purchase 17,920 55.6687 USD
ORD Purchase 17,920 55.8658 USD
ORD Purchase 18,700 57.0564 USD
ORD Purchase 19,837 56.9207 USD
ORD Purchase 21,300 56.9784 USD
ORD Purchase 22,111 55.5944 USD
ORD Purchase 30,251 56.4014 USD
ORD Purchase 33,000 56.4252 USD
ORD Purchase 33,052 56.7906 USD
ORD Purchase 42,200 56.4125 USD
ORD Purchase 43,000 56.7946 USD
ORD Purchase 43,986 56.5398 USD
ORD Purchase 46,067 56.8055 USD
ORD Purchase 48,720 57.1183 USD
ORD Purchase 50,800 56.7900 USD
ORD Purchase 63,900 56.9789 USD
ORD Purchase 73,686 56.9814 USD
ORD Purchase 75,728 55.6188 USD
ORD Purchase 100,000 56.9000 USD
ORD Purchase 102,000 55.5818 USD
ORD Purchase 124,461 56.1222 USD
ORD Purchase 132,504 56.5137 USD
ORD Purchase 133,016 56.4178 USD
ORD Purchase 140,811 57.0209 USD
ORD Purchase 283,945 56.8138 USD
ORD Purchase 352,328 56.4766 USD
ORD Purchase 421,400 56.4409 USD
ORD Purchase 470,009 56.7845 USD
ORD Purchase 2,360,539 56.9500 USD
ORD Sale 15 56.4133 USD
ORD Sale 67 56.9400 USD
ORD Sale 69 56.3100 USD
ORD Sale 84 56.4500 USD
ORD Sale 100 55.6900 USD
ORD Sale 100 55.7700 USD
ORD Sale 200 57.0950 USD
ORD Sale 200 57.1200 USD
ORD Sale 207 56.3415 USD
ORD Sale 223 55.6700 USD
ORD Sale 231 57.0432 USD
ORD Sale 300 56.9133 USD
ORD Sale 300 56.9933 USD
ORD Sale 300 57.1100 USD
ORD Sale 337 56.6370 USD
ORD Sale 369 57.0156 USD
ORD Sale 400 56.4425 USD
ORD Sale 400 56.8727 USD
ORD Sale 400 56.9387 USD
ORD Sale 400 57.0900 USD
ORD Sale 400 57.1162 USD
ORD Sale 407 56.3116 USD
ORD Sale 480 56.9013 USD
ORD Sale 500 56.9390 USD
ORD Sale 500 56.9700 USD
ORD Sale 500 57.1140 USD
ORD Sale 700 56.9442 USD
ORD Sale 700 57.0971 USD
ORD Sale 700 57.1014 USD
ORD Sale 701 56.6008 USD
ORD Sale 709 56.6007 USD
ORD Sale 711 55.5700 USD
ORD Sale 846 56.6777 USD
ORD Sale 900 55.6922 USD
ORD Sale 1,100 57.0981 USD
ORD Sale 1,200 57.1044 USD
ORD Sale 1,206 56.7659 USD
ORD Sale 1,267 56.7290 USD
ORD Sale 1,300 56.4792 USD
ORD Sale 1,343 57.1000 USD
ORD Sale 1,400 56.5200 USD
ORD Sale 1,640 56.3608 USD
ORD Sale 1,749 56.4704 USD
ORD Sale 1,828 56.5566 USD
ORD Sale 1,900 56.9636 USD
ORD Sale 1,988 56.3526 USD
ORD Sale 2,000 56.7770 USD
ORD Sale 2,234 55.6499 USD
ORD Sale 2,245 56.9689 USD
ORD Sale 2,345 55.5203 USD
ORD Sale 2,361 55.6847 USD
ORD Sale 2,400 57.1150 USD
ORD Sale 2,600 56.7363 USD
ORD Sale 2,600 57.1188 USD
ORD Sale 2,803 55.6640 USD
ORD Sale 2,830 57.0772 USD
ORD Sale 2,900 56.7331 USD
ORD Sale 3,000 56.9143 USD
ORD Sale 3,052 55.5840 USD
ORD Sale 3,100 56.9127 USD
ORD Sale 3,500 55.8808 USD
ORD Sale 3,606 57.1102 USD
ORD Sale 3,731 56.5500 USD
ORD Sale 3,886 56.4117 USD
ORD Sale 4,060 57.1127 USD
ORD Sale 4,156 56.5853 USD
ORD Sale 4,371 56.8292 USD
ORD Sale 4,691 56.8060 USD
ORD Sale 5,000 57.0243 USD
ORD Sale 5,020 56.9919 USD
ORD Sale 5,294 57.1156 USD
ORD Sale 5,888 55.6486 USD
ORD Sale 6,244 56.0892 USD
ORD Sale 6,259 55.6746 USD
ORD Sale 6,363 56.6893 USD
ORD Sale 6,700 57.0030 USD
ORD Sale 6,797 56.8085 USD
ORD Sale 7,117 56.6217 USD
ORD Sale 8,024 56.6723 USD
ORD Sale 8,698 56.8408 USD
ORD Sale 8,750 56.9210 USD
ORD Sale 8,800 57.1124 USD
ORD Sale 9,000 56.9600 USD
ORD Sale 9,122 56.6297 USD
ORD Sale 9,300 56.1532 USD
ORD Sale 9,500 56.2034 USD
ORD Sale 10,200 57.0491 USD
ORD Sale 13,499 55.5283 USD
ORD Sale 13,500 57.0122 USD
ORD Sale 14,558 56.9870 USD
ORD Sale 14,775 56.6724 USD
ORD Sale 17,348 55.6399 USD
ORD Sale 17,603 56.3681 USD
ORD Sale 18,444 56.9627 USD
ORD Sale 19,528 55.6491 USD
ORD Sale 19,832 56.4229 USD
ORD Sale 21,692 57.0409 USD
ORD Sale 22,300 56.5223 USD
ORD Sale 24,360 57.1183 USD
ORD Sale 24,600 56.4524 USD
ORD Sale 25,782 56.6419 USD
ORD Sale 26,499 56.1830 USD
ORD Sale 27,800 56.9144 USD
ORD Sale 29,145 55.5522 USD
ORD Sale 30,988 56.5351 USD
ORD Sale 31,445 55.9359 USD
ORD Sale 37,300 56.6829 USD
ORD Sale 38,697 55.8290 USD
ORD Sale 41,108 57.0271 USD
ORD Sale 41,332 56.3053 USD
ORD Sale 41,921 56.5754 USD
ORD Sale 46,816 56.9559 USD
ORD Sale 54,817 55.6168 USD
ORD Sale 62,300 56.8469 USD
ORD Sale 74,461 55.6000 USD
ORD Sale 87,797 57.0344 USD
ORD Sale 92,405 56.6376 USD
ORD Sale 100,100 56.8999 USD
ORD Sale 105,599 56.4594 USD
ORD Sale 108,339 56.3183 USD
ORD Sale 121,698 56.4917 USD
ORD Sale 150,000 56.9000 USD
ORD Sale 154,258 56.6546 USD
ORD Sale 156,449 56.3168 USD
ORD Sale 650,185 56.7714 USD
ORD Sale 2,354,256 56.9500 USD

(b) Derivatives transactions (other than options)

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ORD Call Options Purchasing 1,500 52.5 USD American 22 Nov 2014 4.1800 USD
ORD Call Options Purchasing 1,000 55 USD American 22 Nov 2014 2.8700 USD
ORD Call Options Purchasing 1,600 55 USD American 20 Feb 2015 3.9575 USD
ORD Call Options Purchasing 1,000 57.5 USD American 22 Nov 2014 1.4500 USD
ORD Call Options Purchasing 700 57.5 USD American 17 Jan 2015 2.2928 USD
ORD Call Options Purchasing 200 57.5 USD American 20 Feb 2015 3.0100 USD
ORD Call Options Purchasing 1,300 60 USD American 22 Nov 2014 0.8846 USD
ORD Call Options Purchasing 1,100 60 USD American 22 Nov 2014 0.9000 USD
ORD Call Options Purchasing 400 60 USD American 17 Jan 2015 1.5000 USD
ORD Call Options Purchasing 900 65 USD American 15 Jan 2016 2.5000 USD
ORD Call Options Selling 200 55 USD American 22 Nov 2014 3.2100 USD
ORD Call Options Selling 2,500 57.5 USD American 22 Nov 2014 1.3760 USD
ORD Call Options Selling 1,000 60 USD American 22 Nov 2014 0.6500 USD
ORD Call Options Selling 1,600 65 USD American 20 Feb 2015 0.6212 USD
ORD Put Options Purchasing 2,400 52.5 USD American 22 Nov 2014 0.8000 USD
ORD Put Options Purchasing 2,400 52.5 USD American 17 Jan 2015 1.4500 USD
ORD Put Options Purchasing 300,000 55 USD American 20 Sep 2014 0.4000 USD
ORD Put Options Selling 2,400 47.5 USD American 17 Jan 2015 0.6200 USD

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 10 Sep 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ABBVIE INC
relevant securities this from relates:  

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Purchased -50,000 30.0000 American 15 Jan 2016
ORD Put Options Purchased -100 32.5000 American 17 Jan 2015
ORD Put Options Purchased -61,600 32.5000 American 15 Jan 2016
ORD Put Options Purchased -14,100 35.0000 American 17 Jan 2015
ORD Put Options Purchased -202,000 35.0000 American 15 Jan 2016
ORD Put Options Purchased -8,300 37.5000 American 17 Jan 2015
ORD Put Options Purchased -7,900 40.0000 American 17 Jan 2015
ORD Put Options Purchased -2,900 40.0000 American 15 Jan 2016
ORD Put Options Purchased -1,200 42.5000 American 22 Nov 2014
ORD Put Options Purchased -3,600 42.5000 American 17 Jan 2015
ORD Put Options Purchased -5,500 42.5000 American 20 Feb 2015
ORD Put Options Purchased -1,400 42.5000 American 15 Jan 2016
ORD Put Options Purchased -400 45.0000 American 20 Sep 2014
ORD Put Options Purchased -900 45.0000 American 22 Nov 2014
ORD Put Options Purchased -900 45.0000 American 17 Jan 2015
ORD Put Options Purchased -500 45.0000 American 15 Jan 2016
ORD Put Options Purchased -900 50.0000 American 20 Sep 2014
ORD Put Options Purchased -5,900 50.0000 American 22 Nov 2014
ORD Put Options Purchased -50,000 50.0000 American 20 Feb 2015
ORD Put Options Purchased -1,100 50.0000 American 15 Jan 2016
ORD Put Options Purchased -218,800 52.5000 American 20 Sep 2014
ORD Put Options Purchased -4,100 52.5000 American 18 Oct 2014
ORD Put Options Purchased -619,400 52.5000 American 22 Nov 2014
ORD Put Options Purchased -197,900 52.5000 American 17 Jan 2015
ORD Put Options Purchased -325,400 55.0000 American 20 Sep 2014
ORD Put Options Purchased -2,700 55.0000 American 22 Nov 2014
ORD Put Options Purchased -1,400 55.0000 American 17 Jan 2015
ORD Put Options Purchased -1,900 55.0000 American 15 Jan 2016
ORD Put Options Purchased -200 57.5000 American 17 Jan 2015
ORD Put Options Purchased -1,000 57.5000 American 15 Jan 2016
ORD Put Options Purchased -400 60.0000 American 22 Nov 2014
ORD Put Options Purchased -400 60.0000 American 15 Jan 2016
ORD Put Options Purchased -100 62.5000 American 17 Jan 2015
ORD Put Options Purchased -300 65.0000 American 15 Jan 2016
ORD Put Options Purchased -1,900 70.0000 American 15 Jan 2016
ORD Put Options Written 1,300 25.0000 American 17 Jan 2015
ORD Put Options Written 200 27.5000 American 17 Jan 2015
ORD Put Options Written 300 30.0000 American 17 Jan 2015
ORD Put Options Written 400 30.0000 American 15 Jan 2016
ORD Put Options Written 1,400 35.0000 American 15 Jan 2016
ORD Put Options Written 6,100 45.0000 American 17 Jan 2015
ORD Put Options Written 1,600 45.0000 American 20 Feb 2015
ORD Put Options Written 28,800 47.5000 American 20 Sep 2014
ORD Put Options Written 3,800 47.5000 American 22 Nov 2014
ORD Put Options Written 6,500 47.5000 American 17 Jan 2015
ORD Put Options Written 1,600 47.5000 American 20 Feb 2015
ORD Put Options Written 2,100 47.5000 American 15 Jan 2016
ORD Put Options Written 31,100 50.0000 American 17 Jan 2015
ORD Put Options Written 900 50.0000 American 20 Feb 2015
ORD Put Options Written 2,800 55.0000 American 18 Oct 2014
ORD Put Options Written 7,900 55.0000 American 20 Feb 2015
ORD Put Options Written 1,800 57.5000 American 22 Nov 2014
ORD Put Options Written 800 60.0000 American 17 Jan 2015
ORD Call Options Purchased 200 32.5000 American 20 Sep 2014
ORD Call Options Purchased 100 35.0000 American 20 Sep 2014
ORD Call Options Purchased 700 42.5000 American 17 Jan 2015
ORD Call Options Purchased 100 47.5000 American 15 Jan 2016
ORD Call Options Purchased 7,500 50.0000 American 20 Sep 2014
ORD Call Options Purchased 5,200 50.0000 American 22 Nov 2014
ORD Call Options Purchased 6,900 50.0000 American 17 Jan 2015
ORD Call Options Purchased 16,100 52.5000 American 20 Sep 2014
ORD Call Options Purchased 6,700 52.5000 American 22 Nov 2014
ORD Call Options Purchased 200 52.5000 American 17 Jan 2015
ORD Call Options Purchased 1,200 52.5000 American 20 Feb 2015
ORD Call Options Purchased 200 52.5000 American 15 Jan 2016
ORD Call Options Purchased 129,000 55.0000 American 20 Sep 2014
ORD Call Options Purchased 14,100 55.0000 American 22 Nov 2014
ORD Call Options Purchased 22,600 55.0000 American 17 Jan 2015
ORD Call Options Purchased 255,700 55.0000 American 20 Feb 2015
ORD Call Options Purchased 304,100 55.0000 American 15 Jan 2016
ORD Call Options Purchased 1,200 57.5000 American 20 Sep 2014
ORD Call Options Purchased 3,000 57.5000 American 18 Oct 2014
ORD Call Options Purchased 429,400 57.5000 American 22 Nov 2014
ORD Call Options Purchased 6,900 57.5000 American 17 Jan 2015
ORD Call Options Purchased 1,000 57.5000 American 15 Jan 2016
ORD Call Options Purchased 18,200 60.0000 American 22 Nov 2014
ORD Call Options Purchased 100 60.0000 American 17 Jan 2015
ORD Call Options Purchased 2,600 62.5000 American 22 Nov 2014
ORD Call Options Purchased 1,400 62.5000 American 17 Jan 2015
ORD Call Options Purchased 100 62.5000 American 20 Feb 2015
ORD Call Options Purchased 400 62.5000 American 15 Jan 2016
ORD Call Options Purchased 5,900 65.0000 American 17 Jan 2015
ORD Call Options Purchased 75,200 65.0000 American 20 Feb 2015
ORD Call Options Purchased 5,000,000 65.0000 American 19 Jun 2015
ORD Call Options Purchased 6,700 65.0000 American 15 Jan 2016
ORD Call Options Purchased 1,100 70.0000 American 17 Jan 2015
ORD Call Options Purchased 100 75.0000 American 17 Jan 2015
ORD Call Options Purchased 200 75.0000 American 15 Jan 2016
ORD Call Options Purchased 300 77.5000 American 17 Jan 2015
ORD Call Options Purchased 100 80.0000 American 15 Jan 2016
ORD Call Options Written -100 35.0000 American 15 Jan 2016
ORD Call Options Written -100 37.5000 American 15 Jan 2016
ORD Call Options Written -300 40.0000 American 17 Jan 2015
ORD Call Options Written -7,500 40.0000 American 15 Jan 2016
ORD Call Options Written -3,500 45.0000 American 17 Jan 2015
ORD Call Options Written -100 45.0000 American 15 Jan 2016
ORD Call Options Written -4,100 47.5000 American 22 Nov 2014
ORD Call Options Written -800 47.5000 American 17 Jan 2015
ORD Call Options Written -100,000 50.0000 American 17 Jan 2015
ORD Call Options Written -600 50.0000 American 15 Jan 2016
ORD Call Options Written -2,700 52.5000 American 17 Jan 2015
ORD Call Options Written -800 52.5000 American 15 Jan 2016
ORD Call Options Written -116,000 55.0000 American 20 Feb 2015
ORD Call Options Written -5,000,000 55.0000 American 19 Jun 2015
ORD Call Options Written -190,000 57.5000 American 17 Jan 2015
ORD Call Options Written -100 57.5000 American 20 Feb 2015
ORD Call Options Written -56,500 60.0000 American 17 Jan 2015
ORD Call Options Written -47,900 60.0000 American 20 Feb 2015
ORD Call Options Written -62,300 60.0000 American 15 Jan 2016
ORD Call Options Written -12,100 65.0000 American 17 Jan 2015
ORD Call Options Written -414,300 65.0000 American 20 Feb 2015
ORD Call Options Written -334,200 65.0000 American 15 Jan 2016
ORD Call Options Written -177,000 67.5000 American 20 Feb 2015
ORD Call Options Written -2,500 67.5000 American 15 Jan 2016
ORD Call Options Written -104,400 70.0000 American 15 Jan 2016
ORD Call Options Written -5,600 75.0000 American 15 Jan 2016
ORD Call Options Written -29,600 80.0000 American 15 Jan 2016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 432258
Time of Receipt (offset from UTC): 20140910T140933+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC