Form 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Identity of the person whose positions/dealings   Barclays PLC.
  are being disclosed:  
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 21 August 2014
(f) Has the discloser previously disclosed, or are YES:
they today disclosing, under the Code in respect ABBVIE INC
  of any other party to this offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 9,723,221 1.65% 3,932,888 0.67%
           
(2) Derivatives (other than
options): 2,095,667 0.36% 3,835,763 0.65%
           
(3) Options and agreements to
purchase/sell: 1,292,700 0.22% 1,347,300 0.23%
           
 
TOTAL: 13,111,588 2.23% 9,115,951 1.55%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 9 49.2590 GBP
ORD Purchase 17 49.2460 GBP
ORD (traded as ADR) Purchase 51 244.6500 USD
ORD Purchase 58 49.2200 GBP
ORD Purchase 62 49.0500 GBP
ORD Purchase 62 49.0600 GBP
ORD Purchase 62 49.1290 GBP
ORD Purchase 97 49.1100 GBP
ORD Purchase 97 49.1200 GBP
ORD Purchase 97 49.2050 GBP
ORD Purchase 146 48.9900 GBP
ORD Purchase 152 49.0750 GBP
ORD Purchase 176 49.0700 GBP
ORD Purchase 229 49.1700 GBP
ORD (traded as ADR) Purchase 300 243.8800 USD
ORD (traded as ADR) Purchase 300 244.3399 USD
ORD (traded as ADR) Purchase 300 244.4800 USD
ORD (traded as ADR) Purchase 300 244.5400 USD
ORD Purchase 334 49.0800 GBP
ORD Purchase 481 49.2000 GBP
ORD (traded as ADR) Purchase 492 243.8534 USD
ORD Purchase 546 49.0854 GBP
ORD (traded as ADR) Purchase 600 244.1500 USD
ORD (traded as ADR) Purchase 600 244.3600 USD
ORD Purchase 647 49.1157 GBP
ORD Purchase 821 49.1600 GBP
ORD (traded as ADR) Purchase 849 244.6599 USD
ORD Purchase 893 49.1900 GBP
ORD (traded as ADR) Purchase 900 244.6133 USD
ORD Purchase 973 49.1800 GBP
ORD (traded as ADR) Purchase 1,200 244.3715 USD
ORD (traded as ADR) Purchase 1,500 244.3400 USD
ORD (traded as ADR) Purchase 1,500 244.4014 USD
ORD Purchase 2,075 49.1974 GBP
ORD (traded as ADR) Purchase 2,100 244.3685 USD
ORD (traded as ADR) Purchase 2,100 244.3697 USD
ORD (traded as ADR) Purchase 2,100 244.5342 USD
ORD (traded as ADR) Purchase 3,000 244.6229 USD
ORD Purchase 3,328 49.0796 GBP
ORD (traded as ADR) Purchase 3,636 244.3511 USD
ORD (traded as ADR) Purchase 5,100 244.5269 USD
ORD (traded as ADR) Purchase 5,700 244.3952 USD
ORD Purchase 5,835 49.1448 GBP
ORD (traded as ADR) Purchase 6,000 244.4199 USD
ORD (traded as ADR) Purchase 6,450 244.3537 USD
ORD Purchase 9,439 49.0000 GBP
ORD Purchase 9,556 49.1500 GBP
ORD Purchase 10,000 49.1850 GBP
ORD Purchase 10,810 49.0838 GBP
ORD Purchase 10,886 49.0575 GBP
ORD (traded as ADR) Purchase 11,301 244.3775 USD
ORD Purchase 14,000 49.1510 GBP
ORD (traded as ADR) Purchase 17,706 244.3545 USD
ORD (traded as ADR) Purchase 21,297 244.2438 USD
ORD Purchase 25,050 49.1400 GBP
ORD (traded as ADR) Purchase 26,400 244.3627 USD
ORD Purchase 29,850 49.1582 GBP
ORD (traded as ADR) Purchase 30,000 244.3690 USD
ORD Purchase 30,787 49.1535 GBP
ORD (traded as ADR) Purchase 41,100 244.3085 USD
ORD Purchase 73,091 49.0737 GBP
ORD Purchase 82,627 49.1607 GBP
ORD (traded as ADR) Purchase 106,350 244.3429 USD
ORD Purchase 111,148 49.2100 GBP
ORD Purchase 200,000 48.9165 GBP
ORD Sale 9 49.2590 GBP
ORD Sale 17 49.2460 GBP
ORD Sale 58 49.2200 GBP
ORD Sale 62 49.0500 GBP
ORD Sale 62 49.0600 GBP
ORD Sale 62 49.1290 GBP
ORD Sale 66 49.1700 GBP
ORD Sale 97 49.1100 GBP
ORD Sale 97 49.1200 GBP
ORD Sale 97 49.2050 GBP
ORD Sale 146 48.9900 GBP
ORD Sale 152 49.0750 GBP
ORD Sale 176 49.0700 GBP
ORD Sale 218 49.1092 GBP
ORD (traded as ADR) Sale 240 244.4570 USD
ORD Sale 249 49.1600 GBP
ORD (traded as ADR) Sale 300 244.1801 USD
ORD (traded as ADR) Sale 300 244.2200 USD
ORD (traded as ADR) Sale 300 244.3540 USD
ORD (traded as ADR) Sale 300 244.5400 USD
ORD (traded as ADR) Sale 300 244.5800 USD
ORD (traded as ADR) Sale 300 244.6500 USD
ORD (traded as ADR) Sale 330 244.5769 USD
ORD Sale 334 49.0800 GBP
ORD Sale 337 49.2100 GBP
ORD (traded as ADR) Sale 375 244.5140 USD
ORD (traded as ADR) Sale 471 244.1800 USD
ORD Sale 481 49.2000 GBP
ORD Sale 536 49.0000 GBP
ORD (traded as ADR) Sale 600 243.9900 USD
ORD (traded as ADR) Sale 600 244.2300 USD
ORD (traded as ADR) Sale 600 244.2700 USD
ORD (traded as ADR) Sale 684 244.4557 USD
ORD Sale 878 49.2052 GBP
ORD (traded as ADR) Sale 900 244.3906 USD
ORD Sale 994 49.1347 GBP
ORD (traded as ADR) Sale 1,500 244.4014 USD
ORD (traded as ADR) Sale 1,530 244.3950 USD
ORD Sale 1,641 49.0026 GBP
ORD (traded as ADR) Sale 1,800 244.5516 USD
ORD (traded as ADR) Sale 1,959 244.3966 USD
ORD Sale 2,311 49.2030 GBP
ORD (traded as ADR) Sale 2,400 244.7093 USD
ORD Sale 2,594 49.0377 GBP
ORD (traded as ADR) Sale 2,967 244.3138 USD
ORD Sale 2,972 49.1117 GBP
ORD (traded as ADR) Sale 3,000 244.4199 USD
ORD (traded as ADR) Sale 3,300 244.6494 USD
ORD (traded as ADR) Sale 4,728 244.2738 USD
ORD Sale 4,998 49.0482 GBP
ORD (traded as ADR) Sale 5,298 244.1680 USD
ORD Sale 5,628 49.1439 GBP
ORD (traded as ADR) Sale 5,901 244.2290 USD
ORD Sale 7,649 49.0431 GBP
ORD (traded as ADR) Sale 8,700 244.3720 USD
ORD Sale 9,000 49.1847 GBP
ORD (traded as ADR) Sale 9,627 244.2308 USD
ORD (traded as ADR) Sale 10,200 244.5269 USD
ORD (traded as ADR) Sale 21,300 244.3678 USD
ORD Sale 23,000 49.1152 GBP
ORD Sale 23,272 49.2190 GBP
ORD Sale 27,247 49.1730 GBP
ORD Sale 29,221 49.1577 GBP
ORD Sale 29,761 49.1529 GBP
ORD Sale 32,388 49.1840 GBP
ORD Sale 41,689 49.1736 GBP
ORD Sale 71,349 49.1606 GBP
ORD Sale 99,696 49.0792 GBP
ORD (traded as ADR) Sale 106,350 244.3429 USD
ORD (traded as ADR) Sale 106,350 244.3430 USD
ORD Sale 250,000 48.9840 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 149 49.1560 GBP
ORD SWAP Long 548 49.0367 GBP
ORD SWAP Long 1,990 49.1570 GBP
ORD CFD Long 1,641 49.0026 GBP
ORD CFD Long 7,500 49.0409 GBP
ORD CFD Long 6,268 49.0151 GBP
ORD SWAP Long 23,000 49.1152 GBP
ORD CFD Short 300 49.2000 GBP
ORD SWAP Short 1,998 49.1412 GBP
ORD CFD Short 4,083 49.1207 GBP
ORD CFD Short 2,075 49.1974 GBP
ORD CFD Short 6,759 49.2039 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Purchasing 1,000 250 USD American 18 Oct 2014 8.8500 USD
ADR Call Options Selling 1,000 245 USD American 17 Jan 2015 18.9500 USD

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

Date of disclosure: 22 Aug 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:  

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ADR Put Options Purchased -300 160.0000 American 18 Oct 2014
ADR Put Options Purchased -2,800 160.0000 American 17 Jan 2015
ADR Put Options Purchased -600 185.0000 American 17 Jan 2015
ADR Put Options Purchased -200 190.0000 American 18 Oct 2014
ADR Put Options Purchased -1,000 210.0000 American 17 Jan 2015
ADR Put Options Purchased -200 220.0000 American 17 Jan 2015
ADR Put Options Purchased -1,600 240.0000 American 18 Oct 2014
ADR Put Options Purchased -300 255.0000 American 17 Jan 2015
ADR Put Options Purchased -1,000 260.0000 American 18 Oct 2014
ADR Put Options Purchased -600 270.0000 American 17 Jan 2015
ADR Put Options Purchased -1,000 275.0000 American 17 Apr 2015
ADR Put Options Purchased -2,000 285.0000 American 17 Jan 2015
ADR Put Options Purchased -1,000 290.0000 American 17 Apr 2015
ADR Put Options Purchased -1,100 300.0000 American 17 Apr 2015
ADR Put Options Written 1,000 100.0000 American 17 Jan 2015
ADR Put Options Written 100 130.0000 American 17 Jan 2015
ADR Put Options Written 100 140.0000 American 18 Oct 2014
ADR Put Options Written 300 145.0000 American 18 Oct 2014
ADR Put Options Written 300 150.0000 American 18 Oct 2014
ADR Put Options Written 1,100 165.0000 American 18 Oct 2014
ADR Put Options Written 500 170.0000 American 18 Oct 2014
ADR Put Options Written 6,100 175.0000 American 18 Oct 2014
ADR Put Options Written 1,000 180.0000 American 20 Sep 2014
ADR Put Options Written 300 180.0000 American 18 Oct 2014
ADR Put Options Written 700 195.0000 American 18 Oct 2014
ADR Put Options Written 5,000 200.0000 American 18 Oct 2014
ADR Put Options Written 300 205.0000 American 18 Oct 2014
ADR Put Options Written 200 215.0000 American 20 Sep 2014
ADR Put Options Written 13,100 215.0000 American 17 Jan 2015
ADR Put Options Written 3,400 225.0000 American 20 Sep 2014
ADR Put Options Written 1,700 230.0000 American 18 Oct 2014
ADR Put Options Written 400 230.0000 American 17 Jan 2015
ADR Put Options Written 100 235.0000 American 18 Oct 2014
ADR Put Options Written 100 235.0000 American 17 Jan 2015
ADR Put Options Written 2,200 245.0000 American 18 Oct 2014
ADR Put Options Written 300 275.0000 American 18 Oct 2014
ADR Put Options Written 300 280.0000 American 18 Oct 2014
ADR Call Options Purchased 1,800 165.0000 American 18 Oct 2014
ADR Call Options Purchased 1,000 215.0000 American 18 Oct 2014
ADR Call Options Purchased 15,900 225.0000 American 18 Oct 2014
ADR Call Options Purchased 2,800 225.0000 American 17 Jan 2015
ADR Call Options Purchased 6,000 230.0000 American 17 Jan 2015
ADR Call Options Purchased 3,600 235.0000 American 18 Oct 2014
ADR Call Options Purchased 1,000 250.0000 American 18 Oct 2014
ADR Call Options Purchased 200 255.0000 American 18 Oct 2014
ADR Call Options Purchased 8,300 260.0000 American 18 Oct 2014
ADR Call Options Purchased 15,700 260.0000 American 17 Jan 2015
ADR Call Options Purchased 3,100 265.0000 American 18 Oct 2014
ADR Call Options Purchased 8,000 265.0000 American 17 Jan 2015
ADR Call Options Purchased 321,300 270.0000 American 17 Jan 2015
ADR Call Options Purchased 3,300 275.0000 American 17 Jan 2015
ADR Call Options Purchased 100 285.0000 American 17 Jan 2015
ADR Call Options Purchased 100 300.0000 American 17 Apr 2015
ADR Call Options Purchased 100 305.0000 American 17 Apr 2015
ADR Call Options Written -1,200 155.0000 American 18 Oct 2014
ADR Call Options Written -2,500 160.0000 American 18 Oct 2014
ADR Call Options Written -5,800 175.0000 American 18 Oct 2014
ADR Call Options Written -200 180.0000 American 18 Oct 2014
ADR Call Options Written -200 180.0000 American 17 Jan 2015
ADR Call Options Written -200 185.0000 American 17 Jan 2015
ADR Call Options Written -1,100 190.0000 American 18 Oct 2014
ADR Call Options Written -2,300 195.0000 American 18 Oct 2014
ADR Call Options Written -200 195.0000 American 17 Jan 2015
ADR Call Options Written -2,000 200.0000 American 18 Oct 2014
ADR Call Options Written -200 210.0000 American 18 Oct 2014
ADR Call Options Written -300 210.0000 American 17 Jan 2015
ADR Call Options Written -57,600 220.0000 American 18 Oct 2014
ADR Call Options Written -300 220.0000 American 17 Jan 2015
ADR Call Options Written -8,400 225.0000 American 17 Jan 2015
ADR Call Options Written -1,900 230.0000 American 18 Oct 2014
ADR Call Options Written -3,500 230.0000 American 17 Jan 2015
ADR Call Options Written -1,100 235.0000 American 18 Oct 2014
ADR Call Options Written -2,800 235.0000 American 17 Jan 2015
ADR Call Options Written -100 240.0000 American 18 Oct 2014
ADR Call Options Written -1,200 240.0000 American 17 Jan 2015
ADR Call Options Written -1,800 245.0000 American 17 Jan 2015
ADR Call Options Written -20,600 250.0000 American 17 Jan 2015
ADR Call Options Written -319,600 255.0000 American 17 Jan 2015
ADR Call Options Written -200 270.0000 American 18 Oct 2014
ADR Call Options Written -100 320.0000 American 17 Jan 2015

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 430101
Time of Receipt (offset from UTC): 20140822T124508+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC