Form 8.3 - SHIRE PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Identity of the person whose positions/dealings   Barclays PLC.
  are being disclosed:  
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 5 August 2014
(f) Has the discloser previously disclosed, or are YES:
they today disclosing, under the Code in respect ABBVIE INC
  of any other party to this offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 10,101,904 1.71% 4,625,003 0.78%
           
(2) Derivatives (other than
options): 2,764,415 0.47% 3,701,829 0.63%
           
(3) Options and agreements to
purchase/sell: 1,484,100 0.25% 1,317,900 0.22%
           
 
TOTAL: 14,350,419 2.43% 9,644,732 1.63%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 18 48.9250 GBP
ORD Purchase 24 48.8950 GBP
ORD Purchase 26 48.9340 GBP
ORD Purchase 34 48.9490 GBP
ORD Purchase 40 48.9760 GBP
ORD Purchase 58 48.8760 GBP
ORD Purchase 69 49.0340 GBP
ORD Purchase 75 48.9790 GBP
ORD Purchase 77 48.9950 GBP
ORD Purchase 78 48.8410 GBP
ORD Purchase 78 48.8860 GBP
ORD Purchase 91 48.8700 GBP
ORD Purchase 111 48.9450 GBP
ORD Purchase 113 48.8600 GBP
ORD Purchase 127 48.9750 GBP
ORD Purchase 134 48.9327 GBP
ORD Purchase 150 48.8750 GBP
ORD Purchase 157 48.9285 GBP
ORD Purchase 200 49.0550 GBP
ORD Purchase 250 48.9550 GBP
ORD Purchase 331 48.9350 GBP
ORD Purchase 338 48.9600 GBP
ORD Purchase 344 48.9850 GBP
ORD Purchase 381 48.9100 GBP
ORD Purchase 410 48.9200 GBP
ORD Purchase 428 48.9150 GBP
ORD Purchase 508 48.9695 GBP
ORD Purchase 544 49.0000 GBP
ORD Purchase 589 48.8900 GBP
ORD Purchase 627 48.9050 GBP
ORD Purchase 1,034 48.8910 GBP
ORD Purchase 1,047 48.9700 GBP
ORD Purchase 1,200 48.7600 GBP
ORD Purchase 1,337 48.9500 GBP
ORD Purchase 1,693 48.9300 GBP
ORD Purchase 1,699 48.8800 GBP
ORD Purchase 1,943 48.9000 GBP
ORD Purchase 2,105 48.9400 GBP
ORD Purchase 2,986 48.9499 GBP
ORD Purchase 3,361 48.9206 GBP
ORD (traded as ADR) Purchase 4,908 246.6831 USD
ORD Purchase 6,329 48.9181 GBP
ORD Purchase 7,099 48.8966 GBP
ORD Purchase 8,797 48.9276 GBP
ORD (traded as ADR) Purchase 9,045 246.9507 USD
ORD Purchase 9,547 48.9205 GBP
ORD Purchase 10,372 48.9444 GBP
ORD Purchase 22,728 48.9115 GBP
ORD Purchase 23,456 48.9800 GBP
ORD Purchase 23,536 48.8500 GBP
ORD Purchase 23,887 48.9900 GBP
ORD Purchase 27,980 49.0600 GBP
ORD Purchase 39,594 48.8822 GBP
ORD Purchase 72,023 48.9292 GBP
ORD Purchase 97,083 48.9238 GBP
ORD Purchase 145,540 48.9447 GBP
ORD Purchase 211,944 48.9310 GBP
ORD Sale 18 48.9250 GBP
ORD Sale 24 48.8950 GBP
ORD Sale 26 48.9340 GBP
ORD Sale 34 48.9490 GBP
ORD Sale 40 48.9760 GBP
ORD Sale 41 49.0600 GBP
ORD Sale 43 49.0312 GBP
ORD Sale 46 48.9310 GBP
ORD Sale 58 48.8760 GBP
ORD Sale 69 49.0340 GBP
ORD Sale 75 48.9790 GBP
ORD Sale 77 48.9950 GBP
ORD Sale 78 48.8410 GBP
ORD Sale 78 48.8860 GBP
ORD Sale 91 48.8700 GBP
ORD Sale 105 48.9583 GBP
ORD Sale 111 48.9450 GBP
ORD Sale 113 48.8600 GBP
ORD Sale 127 48.9750 GBP
ORD Sale 150 48.8750 GBP
ORD Sale 159 48.9096 GBP
ORD Sale 174 48.9800 GBP
ORD Sale 200 48.9812 GBP
ORD Sale 250 48.9550 GBP
ORD Sale 254 48.8500 GBP
ORD Sale 331 48.9350 GBP
ORD Sale 338 48.9600 GBP
ORD Sale 344 48.9850 GBP
ORD Sale 381 48.9100 GBP
ORD Sale 410 48.9200 GBP
ORD Sale 428 48.9150 GBP
ORD Sale 544 49.0000 GBP
ORD Sale 589 48.8900 GBP
ORD Sale 627 48.9050 GBP
ORD Sale 747 48.9700 GBP
ORD Sale 996 48.9900 GBP
ORD Sale 1,237 48.9500 GBP
ORD Sale 1,258 48.9000 GBP
ORD Sale 1,386 48.8800 GBP
ORD Sale 1,649 48.9732 GBP
ORD Sale 1,693 48.9300 GBP
ORD Sale 2,105 48.9400 GBP
ORD Sale 3,011 48.9628 GBP
ORD Sale 4,413 48.9190 GBP
ORD (traded as ADR) Sale 4,908 246.6831 USD
ORD Sale 5,367 48.9356 GBP
ORD Sale 5,800 48.9663 GBP
ORD Sale 7,367 48.7600 GBP
ORD (traded as ADR) Sale 9,045 246.9507 USD
ORD Sale 9,353 48.9302 GBP
ORD Sale 15,488 48.9447 GBP
ORD Sale 16,403 48.9397 GBP
ORD Sale 21,011 48.9088 GBP
ORD Sale 23,371 48.9294 GBP
ORD Sale 30,454 48.9446 GBP
ORD Sale 33,471 48.9307 GBP
ORD Sale 47,547 48.9505 GBP
ORD Sale 60,891 48.9381 GBP
ORD Sale 70,839 48.9289 GBP
ORD Sale 94,591 48.9227 GBP
ORD Sale 176,210 48.9347 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 489 48.8633 GBP
ORD CFD Long 1,315 48.9342 GBP
ORD SWAP Long 1,619 48.9001 GBP
ORD SWAP Long 1,649 48.9732 GBP
ORD SWAP Long 30,544 48.9457 GBP
ORD SWAP Short 157 48.9285 GBP
ORD CFD Short 1,034 48.8910 GBP
ORD CFD Short 1,160 48.8989 GBP
ORD SWAP Short 1,180 48.9378 GBP
ORD SWAP Short 1,608 49.0061 GBP
ORD SWAP Short 3,501 48.9545 GBP
ORD CFD Short 5,937 48.7643 GBP
ORD CFD Short 2,986 48.9499 GBP
ORD CFD Short 20,642 48.9346 GBP
ORD CFD Short 28,875 48.9490 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Call Options Purchasing 3,600 235 USD American 18 Oct 2014 18.0000 USD
ADR Call Options Selling 1,000 255 USD American 17 Jan 2015 9.5000 USD
ADR Put Options Selling 200 215 USD American 20 Sep 2014 1.0000 USD
ADR Put Options Selling 2,000 230 USD American 18 Oct 2014 5.1000 USD
ADR Put Options Selling 6,100 240 USD American 16 Aug 2014 1.8000 USD
ADR Put Options Selling 2,200 245 USD American 18 Oct 2014 9.2000 USD

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

Date of disclosure: 6 Aug 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:  

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ADR Put Options Purchased -300 160.0000 American 18 Oct 2014
ADR Put Options Purchased -2,800 160.0000 American 17 Jan 2015
ADR Put Options Purchased -600 185.0000 American 17 Jan 2015
ADR Put Options Purchased -200 190.0000 American 18 Oct 2014
ADR Put Options Purchased -100 215.0000 American 16 Aug 2014
ADR Put Options Purchased -100 220.0000 American 16 Aug 2014
ADR Put Options Purchased -200 220.0000 American 17 Jan 2015
ADR Put Options Purchased -1,600 240.0000 American 18 Oct 2014
ADR Put Options Purchased -3,800 250.0000 American 16 Aug 2014
ADR Put Options Purchased -300 255.0000 American 17 Jan 2015
ADR Put Options Purchased -1,000 260.0000 American 18 Oct 2014
ADR Put Options Purchased -1,600 270.0000 American 16 Aug 2014
ADR Put Options Written 100 130.0000 American 17 Jan 2015
ADR Put Options Written 100 140.0000 American 18 Oct 2014
ADR Put Options Written 300 145.0000 American 18 Oct 2014
ADR Put Options Written 300 150.0000 American 18 Oct 2014
ADR Put Options Written 1,100 165.0000 American 18 Oct 2014
ADR Put Options Written 500 170.0000 American 18 Oct 2014
ADR Put Options Written 6,100 175.0000 American 18 Oct 2014
ADR Put Options Written 1,000 180.0000 American 20 Sep 2014
ADR Put Options Written 300 180.0000 American 18 Oct 2014
ADR Put Options Written 700 195.0000 American 18 Oct 2014
ADR Put Options Written 100 200.0000 American 16 Aug 2014
ADR Put Options Written 200 200.0000 American 18 Oct 2014
ADR Put Options Written 300 205.0000 American 18 Oct 2014
ADR Put Options Written 100 210.0000 American 16 Aug 2014
ADR Put Options Written 200 215.0000 American 20 Sep 2014
ADR Put Options Written 100 225.0000 American 16 Aug 2014
ADR Put Options Written 1,700 230.0000 American 18 Oct 2014
ADR Put Options Written 200 230.0000 American 17 Jan 2015
ADR Put Options Written 100 235.0000 American 18 Oct 2014
ADR Put Options Written 5,000 240.0000 American 16 Aug 2014
ADR Put Options Written 2,200 245.0000 American 18 Oct 2014
ADR Put Options Written 300 275.0000 American 18 Oct 2014
ADR Put Options Written 300 280.0000 American 18 Oct 2014
ADR Call Options Purchased 1,800 165.0000 American 18 Oct 2014
ADR Call Options Purchased 1,600 215.0000 American 16 Aug 2014
ADR Call Options Purchased 1,000 215.0000 American 18 Oct 2014
ADR Call Options Purchased 900 230.0000 American 16 Aug 2014
ADR Call Options Purchased 3,600 235.0000 American 18 Oct 2014
ADR Call Options Purchased 100 240.0000 American 16 Aug 2014
ADR Call Options Purchased 1,600 250.0000 American 17 Jan 2015
ADR Call Options Purchased 20,000 255.0000 American 16 Aug 2014
ADR Call Options Purchased 200 255.0000 American 18 Oct 2014
ADR Call Options Purchased 126,300 260.0000 American 16 Aug 2014
ADR Call Options Purchased 3,500 260.0000 American 18 Oct 2014
ADR Call Options Purchased 400 260.0000 American 17 Jan 2015
ADR Call Options Purchased 1,600 265.0000 American 16 Aug 2014
ADR Call Options Purchased 3,100 265.0000 American 18 Oct 2014
ADR Call Options Purchased 7,500 265.0000 American 17 Jan 2015
ADR Call Options Purchased 300,000 270.0000 American 17 Jan 2015
ADR Call Options Purchased 100 280.0000 American 16 Aug 2014
ADR Call Options Purchased 100 285.0000 American 17 Jan 2015
ADR Call Options Written -1,200 155.0000 American 18 Oct 2014
ADR Call Options Written -2,500 160.0000 American 18 Oct 2014
ADR Call Options Written -5,800 175.0000 American 18 Oct 2014
ADR Call Options Written -200 180.0000 American 18 Oct 2014
ADR Call Options Written -100 180.0000 American 17 Jan 2015
ADR Call Options Written -1,100 190.0000 American 18 Oct 2014
ADR Call Options Written -2,300 195.0000 American 18 Oct 2014
ADR Call Options Written -2,000 200.0000 American 18 Oct 2014
ADR Call Options Written -200 210.0000 American 18 Oct 2014
ADR Call Options Written -2,200 220.0000 American 18 Oct 2014
ADR Call Options Written -1,600 230.0000 American 18 Oct 2014
ADR Call Options Written -500 230.0000 American 17 Jan 2015
ADR Call Options Written -1,100 235.0000 American 18 Oct 2014
ADR Call Options Written -2,400 235.0000 American 17 Jan 2015
ADR Call Options Written -81,000 240.0000 American 16 Aug 2014
ADR Call Options Written -100 240.0000 American 18 Oct 2014
ADR Call Options Written -200 240.0000 American 17 Jan 2015
ADR Call Options Written -300 245.0000 American 17 Jan 2015
ADR Call Options Written -3,100 250.0000 American 16 Aug 2014
ADR Call Options Written -100 255.0000 American 16 Aug 2014
ADR Call Options Written -310,500 255.0000 American 17 Jan 2015
ADR Call Options Written -6,000 265.0000 American 16 Aug 2014
ADR Call Options Written -200 270.0000 American 18 Oct 2014
ADR Call Options Written -1,900 270.0000 American 17 Jan 2015
ADR Call Options Written -100 320.0000 American 17 Jan 2015

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 427930
Time of Receipt (offset from UTC): 20140806T142918+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC