Form 8.3 - Shire PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Identity of the person whose positions/dealings   Barclays PLC.
  are being disclosed:  
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SHIRE PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 1 August 2014
(f) Has the discloser previously disclosed, or are YES:
they today disclosing, under the Code in respect ABBVIE INC
  of any other party to this offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   ORD
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 9,840,944 1.67% 4,633,565 0.79%
           
(2) Derivatives (other than
options): 2,779,740 0.47% 3,703,513 0.63%
           
(3) Options and agreements to
purchase/sell: 1,446,000 0.25% 1,308,900 0.22%
           
(4)
TOTAL: 14,066,684 2.39% 9,645,978 1.64%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 38 48.5300 GBP
ORD Purchase 39 48.3100 GBP
ORD Purchase 47 48.3600 GBP
ORD Purchase 49 48.5800 GBP
ORD Purchase 53 48.4800 GBP
ORD Purchase 56 48.8300 GBP
ORD Purchase 79 48.2900 GBP
ORD Purchase 79 48.2960 GBP
ORD Purchase 90 48.2600 GBP
ORD Purchase 100 48.6894 GBP
ORD Purchase 100 48.7900 GBP
ORD Purchase 125 48.8000 GBP
ORD Purchase 140 48.4100 GBP
ORD Purchase 150 48.8400 GBP
ORD Purchase 150 48.9100 GBP
ORD Purchase 181 48.6800 GBP
ORD Purchase 186 48.7600 GBP
ORD Purchase 194 48.8800 GBP
ORD Purchase 207 48.6000 GBP
ORD Purchase 400 48.4600 GBP
ORD Purchase 568 48.8500 GBP
ORD Purchase 687 48.4400 GBP
ORD Purchase 703 48.3000 GBP
ORD Purchase 787 48.4787 GBP
ORD Purchase 809 48.7300 GBP
ORD Purchase 956 48.5500 GBP
ORD Purchase 1,130 48.3482 GBP
ORD Purchase 2,500 48.6752 GBP
ORD Purchase 3,043 48.5890 GBP
ORD Purchase 5,400 48.7763 GBP
ORD Purchase 5,524 48.5031 GBP
ORD Purchase 6,319 48.7643 GBP
ORD Purchase 9,457 48.6644 GBP
ORD Purchase 12,047 48.7134 GBP
ORD Purchase 13,121 48.5339 GBP
ORD Purchase 16,069 48.5361 GBP
ORD Purchase 20,127 48.5490 GBP
ORD Purchase 21,615 48.7182 GBP
ORD Purchase 23,282 48.3400 GBP
ORD Purchase 33,220 48.7191 GBP
ORD Purchase 34,185 48.5743 GBP
ORD Purchase 56,757 48.4286 GBP
ORD Purchase 63,784 48.7100 GBP
ORD Purchase 72,591 48.4484 GBP
ORD Purchase 100,000 48.5325 GBP
ORD Purchase 127,545 48.5200 GBP
ORD Purchase 133,856 48.7084 GBP
ORD Purchase 614,190 48.5537 GBP
ORD Sale 38 48.5300 GBP
ORD Sale 39 48.3100 GBP
ORD Sale 47 48.3600 GBP
ORD Sale 49 48.5800 GBP
ORD Sale 53 48.4800 GBP
ORD Sale 56 48.8300 GBP
ORD Sale 79 48.2900 GBP
ORD Sale 79 48.2960 GBP
ORD Sale 83 48.7302 GBP
ORD Sale 90 48.2600 GBP
ORD Sale 100 48.3072 GBP
ORD Sale 100 48.7900 GBP
ORD Sale 125 48.8000 GBP
ORD Sale 140 48.4100 GBP
ORD Sale 150 48.8400 GBP
ORD Sale 150 48.9100 GBP
ORD Sale 181 48.6800 GBP
ORD Sale 186 48.7600 GBP
ORD Sale 194 48.8800 GBP
ORD Sale 207 48.6000 GBP
ORD Sale 210 48.4400 GBP
ORD Sale 450 48.7233 GBP
ORD Sale 568 48.8500 GBP
ORD Sale 703 48.3000 GBP
ORD Sale 800 48.4600 GBP
ORD Sale 809 48.7300 GBP
ORD Sale 1,643 48.6585 GBP
ORD Sale 2,230 48.7427 GBP
ORD Sale 3,555 48.7200 GBP
ORD Sale 9,948 48.5822 GBP
ORD Sale 10,031 48.4402 GBP
ORD Sale 15,722 48.6030 GBP
ORD Sale 16,994 48.6205 GBP
ORD Sale 19,637 48.4302 GBP
ORD Sale 24,390 48.6809 GBP
ORD Sale 24,399 48.7100 GBP
ORD Sale 25,593 48.5644 GBP
ORD Sale 43,451 48.6573 GBP
ORD Sale 47,698 48.5306 GBP
ORD Sale 50,462 48.4078 GBP
ORD Sale 52,898 48.5460 GBP
ORD Sale 64,557 48.4292 GBP
ORD Sale 85,553 48.4347 GBP
ORD Sale 100,890 48.5907 GBP
ORD Sale 138,599 48.5616 GBP
ORD Sale 206,839 48.6264 GBP
ORD Sale 223,823 48.5783 GBP
ORD Sale 346,248 48.5806 GBP
ORD Sale 1,046,954 48.7000 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 221 48.5380 GBP
ORD CFD Long 416 48.5829 GBP
ORD CFD Long 450 48.7233 GBP
ORD CFD Long 1,500 48.7256 GBP
ORD SWAP Long 5,210 48.4629 GBP
ORD CFD Long 8,390 48.7155 GBP
ORD SWAP Long 18,624 48.6747 GBP
ORD CFD Long 30,000 48.7500 GBP
ORD CFD Long 19,637 48.4302 GBP
ORD CFD Long 66,465 48.4013 GBP
ADR CFD Short 10,000 246.3203 USD
ORD SWAP Short 50 48.6920 GBP
ORD CFD Short 3,043 48.5890 GBP
ORD SWAP Short 5,215 48.5635 GBP
ORD SWAP Short 7,111 48.5026 GBP
ORD CFD Short 8,000 48.7144 GBP
ORD CFD Short 8,032 48.5099 GBP
ORD CFD Short 6,319 48.7643 GBP
ORD CFD Short 41,951 48.7535 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ADR Put Options Purchasing 400 220 USD American 17 Jan 2015 5.5000 USD

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

Date of disclosure: 4 Aug 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:  

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ADR Put Options Purchased -300 160.0000 American 18 Oct 2014
ADR Put Options Purchased -2,800 160.0000 American 17 Jan 2015
ADR Put Options Purchased -600 185.0000 American 17 Jan 2015
ADR Put Options Purchased -200 190.0000 American 18 Oct 2014
ADR Put Options Purchased -100 215.0000 American 16 Aug 2014
ADR Put Options Purchased -100 220.0000 American 16 Aug 2014
ADR Put Options Purchased -200 220.0000 American 17 Jan 2015
ADR Put Options Purchased -300 230.0000 American 18 Oct 2014
ADR Put Options Purchased -1,100 240.0000 American 16 Aug 2014
ADR Put Options Purchased -1,600 240.0000 American 18 Oct 2014
ADR Put Options Purchased -3,800 250.0000 American 16 Aug 2014
ADR Put Options Purchased -300 255.0000 American 17 Jan 2015
ADR Put Options Purchased -1,000 260.0000 American 18 Oct 2014
ADR Put Options Purchased -1,600 270.0000 American 16 Aug 2014
ADR Put Options Written 100 130.0000 American 17 Jan 2015
ADR Put Options Written 100 140.0000 American 18 Oct 2014
ADR Put Options Written 300 145.0000 American 18 Oct 2014
ADR Put Options Written 300 150.0000 American 18 Oct 2014
ADR Put Options Written 1,100 165.0000 American 18 Oct 2014
ADR Put Options Written 500 170.0000 American 18 Oct 2014
ADR Put Options Written 6,100 175.0000 American 18 Oct 2014
ADR Put Options Written 1,000 180.0000 American 20 Sep 2014
ADR Put Options Written 300 180.0000 American 18 Oct 2014
ADR Put Options Written 700 195.0000 American 18 Oct 2014
ADR Put Options Written 100 200.0000 American 16 Aug 2014
ADR Put Options Written 200 200.0000 American 18 Oct 2014
ADR Put Options Written 300 205.0000 American 18 Oct 2014
ADR Put Options Written 100 210.0000 American 16 Aug 2014
ADR Put Options Written 100 225.0000 American 16 Aug 2014
ADR Put Options Written 200 230.0000 American 17 Jan 2015
ADR Put Options Written 100 235.0000 American 18 Oct 2014
ADR Put Options Written 300 275.0000 American 18 Oct 2014
ADR Put Options Written 300 280.0000 American 18 Oct 2014
ADR Call Options Purchased 1,800 165.0000 American 18 Oct 2014
ADR Call Options Purchased 1,600 215.0000 American 16 Aug 2014
ADR Call Options Purchased 1,000 215.0000 American 18 Oct 2014
ADR Call Options Purchased 900 230.0000 American 16 Aug 2014
ADR Call Options Purchased 100 240.0000 American 16 Aug 2014
ADR Call Options Purchased 1,600 250.0000 American 17 Jan 2015
ADR Call Options Purchased 20,000 255.0000 American 16 Aug 2014
ADR Call Options Purchased 200 255.0000 American 18 Oct 2014
ADR Call Options Purchased 126,300 260.0000 American 16 Aug 2014
ADR Call Options Purchased 3,500 260.0000 American 18 Oct 2014
ADR Call Options Purchased 400 260.0000 American 17 Jan 2015
ADR Call Options Purchased 1,600 265.0000 American 16 Aug 2014
ADR Call Options Purchased 3,100 265.0000 American 18 Oct 2014
ADR Call Options Purchased 7,500 265.0000 American 17 Jan 2015
ADR Call Options Purchased 300,000 270.0000 American 17 Jan 2015
ADR Call Options Purchased 100 280.0000 American 16 Aug 2014
ADR Call Options Purchased 100 285.0000 American 17 Jan 2015
ADR Call Options Written -1,200 155.0000 American 18 Oct 2014
ADR Call Options Written -2,500 160.0000 American 18 Oct 2014
ADR Call Options Written -5,800 175.0000 American 18 Oct 2014
ADR Call Options Written -200 180.0000 American 18 Oct 2014
ADR Call Options Written -100 180.0000 American 17 Jan 2015
ADR Call Options Written -1,100 190.0000 American 18 Oct 2014
ADR Call Options Written -2,300 195.0000 American 18 Oct 2014
ADR Call Options Written -2,000 200.0000 American 18 Oct 2014
ADR Call Options Written -200 210.0000 American 18 Oct 2014
ADR Call Options Written -2,200 220.0000 American 18 Oct 2014
ADR Call Options Written -1,600 230.0000 American 18 Oct 2014
ADR Call Options Written -500 230.0000 American 17 Jan 2015
ADR Call Options Written -1,100 235.0000 American 18 Oct 2014
ADR Call Options Written -81,000 240.0000 American 16 Aug 2014
ADR Call Options Written -100 240.0000 American 18 Oct 2014
ADR Call Options Written -200 240.0000 American 17 Jan 2015
ADR Call Options Written -300 245.0000 American 17 Jan 2015
ADR Call Options Written -3,100 250.0000 American 16 Aug 2014
ADR Call Options Written -100 255.0000 American 16 Aug 2014
ADR Call Options Written -308,500 255.0000 American 17 Jan 2015
ADR Call Options Written -6,000 265.0000 American 16 Aug 2014
ADR Call Options Written -200 270.0000 American 18 Oct 2014
ADR Call Options Written -1,900 270.0000 American 17 Jan 2015
ADR Call Options Written -100 320.0000 American 17 Jan 2015

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 427619
Time of Receipt (offset from UTC): 20140804T132711+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC