Form 8.3 - CARILLION PLC

LONDON--()--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Identity of the person whose positions/dealings are being disclosed:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

CARILLION PLC

 

 

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    

(e) Date position held/dealing undertaken:

 

1 August 2014

(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?  

YES:

BALFOUR BEATTY PLC

 

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 402,795 0.09% 3,983,627 0.93%
           
(2) Derivatives (other than
options): 3,739,466 0.87% 238,707 0.06%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 4,142,261 0.96% 4,222,334 0.98%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 135 3.3430 GBP
ORD Purchase 140 3.3330 GBP
ORD Purchase 142 3.3450 GBP
ORD Purchase 146 3.2640 GBP
ORD Purchase 149 3.3170 GBP
ORD Purchase 152 3.3210 GBP
ORD Purchase 173 3.2970 GBP
ORD Purchase 370 3.3003 GBP
ORD Purchase 392 3.3280 GBP
ORD Purchase 469 3.3030 GBP
ORD Purchase 597 3.3230 GBP
ORD Purchase 773 3.3310 GBP
ORD Purchase 800 3.3220 GBP
ORD Purchase 4,302 3.2754 GBP
ORD Purchase 8,284 3.3288 GBP
ORD Purchase 22,044 3.3110 GBP
ORD Purchase 34,859 3.3126 GBP
ORD Purchase 54,376 3.3121 GBP
ORD Purchase 55,923 3.3124 GBP
ORD Purchase 68,516 3.3041 GBP
ORD Purchase 108,202 3.3136 GBP
ORD Sale 135 3.3430 GBP
ORD Sale 140 3.3330 GBP
ORD Sale 142 3.3450 GBP
ORD Sale 146 3.2640 GBP
ORD Sale 149 3.3170 GBP
ORD Sale 152 3.3210 GBP
ORD Sale 173 3.2970 GBP
ORD Sale 366 3.3110 GBP
ORD Sale 392 3.3280 GBP
ORD Sale 416 3.3270 GBP
ORD Sale 428 3.3054 GBP
ORD Sale 469 3.3030 GBP
ORD Sale 597 3.3230 GBP
ORD Sale 652 3.3282 GBP
ORD Sale 1,687 3.3134 GBP
ORD Sale 2,007 3.3241 GBP
ORD Sale 2,261 3.3148 GBP
ORD Sale 2,376 3.3017 GBP
ORD Sale 2,537 3.3391 GBP
ORD Sale 2,770 3.3331 GBP
ORD Sale 7,679 3.3090 GBP
ORD Sale 8,639 3.3224 GBP
ORD Sale 19,959 3.3172 GBP
ORD Sale 24,412 3.3093 GBP
ORD Sale 92,605 3.3152 GBP
ORD Sale 98,188 3.3114 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 461 3.2898 GBP
ORD CFD Long 428 3.3054 GBP
ORD CFD Long 1,100 3.3205 GBP
ORD CFD Long 3,718 3.2998 GBP
ORD SWAP Long 4,432 3.3243 GBP
ORD SWAP Long 6,005 3.3364 GBP
ORD SWAP Long 8,804 3.3291 GBP
ORD SWAP Long 22,808 3.3223 GBP
ORD CFD Long 19,959 3.3171 GBP
ORD CFD Long 23,093 3.2994 GBP
ORD SWAP Long 159,428 3.3129 GBP
ORD SWAP Short 600 3.3110 GBP
ORD SWAP Short 800 3.3220 GBP
ORD SWAP Short 4,302 3.2754 GBP
ORD CFD Short 4,562 3.3365 GBP
ORD CFD Short 34,859 3.3126 GBP
ORD SWAP Short 44,205 3.3069 GBP
ORD CFD Short 98,647 3.3127 GBP
ORD SWAP Short 158,963 3.3125 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

NO

Date of disclosure:  

4 Aug 2014

Contact name:

Rajesh Muthanna

Telephone number:

020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 427616
Time of Receipt (offset from UTC): 20140804T133940+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC