Form 8.5 (EPT/NON-RI) - Tui AG - AMENDMENT

LONDON--()--

FORM 8.5 (EPT/NON-RI) - AMENDMENT

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose TUI AG
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt TUI TRAVEL PLC
  principal trader is connected  
(d) Date position held/dealing undertaken: 27 June 2014
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect TUI TRAVEL PLC
  of any other party to this offer?  

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 433,458 0.16% 478,541 0.18%
           
(2) Derivatives (other than
options): 469,027 0.17% 343,334 0.13%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
902,485 0.33% 821,875 0.30%
           
Class of relevant security:   Convertible Bond DE000TUAG158
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,868 0.00% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
2,868 0.00% 0 0.00%
           
Class of relevant security:   Convertible Bond DE000TUAG117
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 214 0.00% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
214 0.00% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 88 11.9450 EUR
ORD Purchase 90 11.9300 EUR
ORD Purchase 159 12.4900 EUR
ORD Purchase 300 11.8950 EUR
ORD Purchase 596 12.3400 EUR
ORD Purchase 856 12.3800 EUR
ORD Purchase 1,244 12.3308 EUR
ORD Purchase 1,302 12.3650 EUR
ORD Purchase 1,702 12.4740 EUR
ORD Purchase 1,870 11.9250 EUR
ORD Purchase 2,005 12.0871 EUR
ORD Purchase 2,805 12.3200 EUR
ORD Purchase 3,340 12.0906 EUR
ORD Purchase 3,354 12.4850 EUR
ORD Purchase 5,996 11.9677 EUR
ORD Purchase 6,267 12.4320 EUR
ORD Purchase 7,001 12.6266 EUR
ORD Purchase 8,182 11.9864 EUR
ORD Purchase 10,802 12.3776 EUR
ORD Purchase 11,683 12.4662 EUR
ORD Purchase 15,800 12.5001 EUR
ORD Purchase 19,222 12.4289 EUR
ORD Purchase 51,546 12.0396 EUR
ORD Purchase 65,297 12.2148 EUR
ORD Purchase 76,091 12.0054 EUR
ORD Purchase 79,313 12.4924 EUR
ORD Sale 88 11.9451 EUR
ORD Sale 159 12.4900 EUR
ORD Sale 596 12.3400 EUR
ORD Sale 856 12.3800 EUR
ORD Sale 1,302 12.3650 EUR
ORD Sale 1,870 11.9250 EUR
ORD Sale 2,803 11.8808 EUR
ORD Sale 3,124 12.1377 EUR
ORD Sale 3,340 12.0907 EUR
ORD Sale 3,354 12.4850 EUR
ORD Sale 5,333 12.5386 EUR
ORD Sale 5,860 12.3762 EUR
ORD Sale 8,000 12.5503 EUR
ORD Sale 9,183 12.2512 EUR
ORD Sale 9,407 12.0874 EUR
ORD Sale 10,324 12.4131 EUR
ORD Sale 15,671 12.2516 EUR
ORD Sale 22,291 12.4267 EUR
ORD Sale 28,573 12.5904 EUR
ORD Sale 31,041 12.3378 EUR
ORD Sale 32,000 12.5424 EUR
ORD Sale 39,126 12.3797 EUR
ORD Sale 50,000 12.4444 EUR
ORD Sale 68,639 12.4723 EUR
ORD Sale 100,000 12.2647 EUR
ORD Sale 116,908 12.3263 EUR

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 100 12.0100 EUR
ORD SWAP Long 200 12.0050 EUR
ORD SWAP Long 272 12.2987 EUR
ORD CFD Long 1,870 11.9237 EUR
ORD SWAP Long 2,803 11.8809 EUR
ORD SWAP Long 10,677 12.3884 EUR
ORD CFD Long 15,097 12.5781 EUR
ORD SWAP Long 15,300 12.5047 EUR
ORD CFD Long 25,000 12.2936 EUR
ORD CFD Long 25,000 12.4308 EUR
ORD SWAP Long 28,573 12.5904 EUR
ORD CFD Long 50,000 12.2905 EUR
ORD CFD Long 50,000 12.3300 EUR
ORD CFD Long 26,698 12.1076 EUR
ORD CFD Long 100,000 12.2647 EUR
ORD SWAP Short 390 11.9030 EUR
ORD CFD Short 1,702 12.4740 EUR
ORD SWAP Short 8,182 11.9864 EUR
ORD CFD Short 10,000 11.9338 EUR
ORD CFD Short 10,000 11.9462 EUR
ORD CFD Short 10,000 11.9499 EUR
ORD CFD Short 10,000 11.9512 EUR
ORD CFD Short 10,000 11.9607 EUR
ORD CFD Short 10,000 11.9614 EUR
ORD CFD Short 10,000 11.9784 EUR
ORD CFD Short 10,000 11.9869 EUR
ORD CFD Short 10,000 11.9912 EUR
ORD CFD Short 10,000 11.9981 EUR
ORD CFD Short 10,802 12.3791 EUR
ORD CFD Short 25,000 12.0003 EUR
ORD CFD Short 25,000 12.0012 EUR

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 1 Jul 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 422980
Time of Receipt (offset from UTC): 20140701T135942+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC