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Form 8.5 (EPT/NON-RI) AMS AG

LONDON--(BUSINESS WIRE)--

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose

AMS AG

  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt DIALOG SEMICONDUCTOR PLC
  principal trader is connected  
(d) Date position held/dealing undertaken: 15 July 2014
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect DIALOG SEMICONDUCTOR PLC
  of any other party to this offer?  

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 29,420 0.20% 17,894 0.12%
           
(2) Derivatives (other than
options): 16,337 0.11% 29,309 0.20%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
45,757 0.31% 47,203 0.32%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 39 140.0282 CHF
ORD Purchase 41 142.8585 CHF
ORD Purchase 63 141.0000 CHF
ORD Purchase 106 140.7415 CHF
ORD Purchase 124 142.7550 CHF
ORD Purchase 144 140.8854 CHF
ORD Purchase 155 142.5470 CHF
ORD Purchase 300 142.7243 CHF
ORD Purchase 540 141.1208 CHF
ORD Purchase 568 141.7278 CHF
ORD Purchase 725 143.0000 CHF
ORD Purchase 1,360 141.1904 CHF
ORD Purchase 1,995 142.9345 CHF
ORD Sale 8 142.7000 CHF
ORD Sale 95 142.5000 CHF
ORD Sale 191 142.8127 CHF
ORD Sale 352 140.7676 CHF
ORD Sale 1,470 143.0000 CHF
ORD Sale 3,609 141.9805 CHF

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 110 141.1903 CHF
ORD CFD Long 191 142.8127 CHF
ORD CFD Long 2,419 141.7514 CHF
ORD SWAP Short 124 142.7550 CHF
ORD CFD Short 540 141.1208 CHF
ORD SWAP Short 2,491 142.9025 CHF

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 16 Jul 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 424824
Time of Receipt (offset from UTC): 20140716T111317+0100

Contacts

BARCLAYS PLC