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Form 8.5 (EPT/NON-RI) - DIALOG SEMICONDUCTOR PLC

LONDON--(BUSINESS WIRE)--

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose DIALOG SEMICONDUCTOR PLC
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt DIALOG SEMICONDUCTOR PLC
  principal trader is connected  
(d) Date position held/dealing undertaken: 9 July 2014
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect AMS AG
  of any other party to this offer?  

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 472,330 0.66% 31,372 0.04%
           
(2) Derivatives (other than
options): 31,291 0.04% 423,668 0.60%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
TOTAL:
503,621 0.71% 455,040 0.64%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 16 24.7200 EUR
ORD Purchase 44 24.6800 EUR
ORD Purchase 229 24.4254 EUR
ORD Purchase 324 24.4150 EUR
ORD Purchase 384 24.8536 EUR
ORD Purchase 824 24.4805 EUR
ORD Purchase 1,042 24.7549 EUR
ORD Purchase 2,245 24.7421 EUR
ORD Purchase 8,440 24.5732 EUR
ORD Purchase 11,514 24.7733 EUR
ORD Purchase 30,000 24.5500 EUR
ORD Sale 16 24.7200 EUR
ORD Sale 309 24.7824 EUR
ORD Sale 324 24.4150 EUR
ORD Sale 387 24.8350 EUR
ORD Sale 419 24.7753 EUR
ORD Sale 562 24.8750 EUR
ORD Sale 663 24.8009 EUR
ORD Sale 1,130 24.6869 EUR
ORD Sale 3,863 24.7841 EUR
ORD Sale 30,000 24.5500 EUR

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 398 24.6714 EUR
ORD SWAP Long 423 24.8042 EUR
ORD CFD Long 562 24.8720 EUR
ORD CFD Long 663 24.8009 EUR
ORD SWAP Long 3,042 24.7960 EUR
ORD CFD Short 15 24.8740 EUR
ORD CFD Short 183 24.7186 EUR
ORD CFD Short 189 24.7237 EUR
ORD CFD Short 210 24.6836 EUR
ORD SWAP Short 229 24.4254 EUR
ORD SWAP Short 388 24.7919 EUR
ORD CFD Short 485 24.8595 EUR
ORD CFD Short 824 24.4805 EUR
ORD SWAP Short 3,288 24.8544 EUR
ORD SWAP Short 8,226 24.7409 EUR
ORD CFD Short 8,440 24.5761 EUR

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 10 Jul 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 424037
Time of Receipt (offset from UTC): 20140710T111943+0100

Contacts

BARCLAYS PLC