Powered by Business Wire
Search Results for Topix.net

Form 8.5 (EPT/NON-RI) - Dixons Retail Plc

LONDON--(BUSINESS WIRE)--

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose DIXONS RETAIL PLC
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt DIXONS RETAIL PLC
  principal trader is connected  
(d) Date position held/dealing undertaken: 7 July 2014
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect CARPHONE WAREHOUSE GROUP PLC
  of any other party to this offer?  

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 7,245,800 0.20% 8,995,109 0.25%
           
(2) Derivatives (other than
options): 4,249,554 0.12% 289,936 0.01%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
11,495,354 0.31% 9,285,045 0.26%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 7,451 0.4905 GBP
ORD Purchase 8,779 0.4898 GBP
ORD Purchase 14,902 0.4899 GBP
ORD Purchase 15,459 0.4892 GBP
ORD Purchase 16,193 0.4891 GBP
ORD Purchase 24,670 0.4940 GBP
ORD Purchase 25,237 0.4897 GBP
ORD Purchase 26,034 0.4930 GBP
ORD Purchase 32,013 0.4896 GBP
ORD Purchase 34,737 0.4903 GBP
ORD Purchase 44,079 0.4901 GBP
ORD Purchase 44,505 0.4902 GBP
ORD Purchase 64,775 0.4904 GBP
ORD Purchase 86,503 0.4942 GBP
ORD Purchase 166,970 0.4900 GBP
ORD Purchase 1,575,000 0.4911 GBP
ORD Sale 648 0.4932 GBP
ORD Sale 2,448 0.4935 GBP
ORD Sale 7,451 0.4905 GBP
ORD Sale 8,366 0.4927 GBP
ORD Sale 8,779 0.4898 GBP
ORD Sale 14,902 0.4899 GBP
ORD Sale 15,459 0.4892 GBP
ORD Sale 16,193 0.4891 GBP
ORD Sale 25,237 0.4897 GBP
ORD Sale 32,013 0.4896 GBP
ORD Sale 34,737 0.4903 GBP
ORD Sale 44,079 0.4901 GBP
ORD Sale 44,505 0.4902 GBP
ORD Sale 64,775 0.4904 GBP
ORD Sale 68,856 0.4928 GBP
ORD Sale 135,709 0.4924 GBP
ORD Sale 166,970 0.4900 GBP
ORD Sale 360,453 0.4921 GBP
ORD Sale 1,582,187 0.4911 GBP
ORD Sale 3,087,063 0.4916 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 8,366 0.4924 GBP
ORD SWAP Long 88,447 0.4925 GBP
ORD SWAP Long 186,952 0.4927 GBP
ORD CFD Long 284,621 0.4918 GBP
ORD SWAP Short 132,209 0.4939 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 8 Jul 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 423707
Time of Receipt (offset from UTC): 20140708T110809+0100

Contacts

BARCLAYS PLC