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Form 8.5 (EPT/NON-RI) - Tui Travel Plc - Amendment

LONDON--(BUSINESS WIRE)--

FORM 8.5 (EPT/NON-RI) - AMENDMENT

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose TUI TRAVEL PLC
  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt TUI TRAVEL PLC
  principal trader is connected  
(d) Date position held/dealing undertaken: 27 June 2014
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect TUI AG
  of any other party to this offer?  

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 11,653,724 1.06% 3,788,955 0.34%
           
(2) Derivatives (other than
options): 829,725 0.07% 8,104,736 0.72%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
12,483,449 1.13% 11,893,691 1.06%
           
Class of relevant security:   Convertible Bond XS0503743949
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 5,500,000 1.38% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
5,500,000 1.38% 0 0.00%
           
Class of relevant security:   Convertible Bond XS0455660216
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 500,000 0.14% 0 0.00%
           
(2) Derivatives (other than
options): 0 0.00% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
           
(4) TOTAL:
500,000 0.14% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
Convertible Bond Sale 1,500,000 122.0000 GBP
ORD Purchase 98 3.9420 GBP
ORD Purchase 103 3.9210 GBP
ORD Purchase 393 4.0510 GBP
ORD Purchase 446 4.1020 GBP
ORD Purchase 612 3.8990 GBP
ORD Purchase 617 4.1130 GBP
ORD Purchase 674 4.0940 GBP
ORD Purchase 800 4.1190 GBP
ORD Purchase 1,006 4.0810 GBP
ORD Purchase 1,013 4.1440 GBP
ORD Purchase 1,052 3.9000 GBP
ORD Purchase 1,185 4.0830 GBP
ORD Purchase 1,187 4.1170 GBP
ORD Purchase 1,205 4.0750 GBP
ORD Purchase 1,215 4.1090 GBP
ORD Purchase 1,310 4.0910 GBP
ORD Purchase 1,400 3.9857 GBP
ORD Purchase 1,400 4.0500 GBP
ORD Purchase 1,623 4.0950 GBP
ORD Purchase 1,698 4.0590 GBP
ORD Purchase 1,734 4.0720 GBP
ORD Purchase 1,792 4.0540 GBP
ORD Purchase 2,059 4.0520 GBP
ORD Purchase 2,144 4.0580 GBP
ORD Purchase 2,177 4.0930 GBP
ORD Purchase 2,293 4.1100 GBP
ORD Purchase 2,782 4.1150 GBP
ORD Purchase 2,949 4.0800 GBP
ORD Purchase 2,975 4.0490 GBP
ORD Purchase 3,039 4.1140 GBP
ORD Purchase 3,468 4.0770 GBP
ORD Purchase 4,227 4.0350 GBP
ORD Purchase 5,600 4.1260 GBP
ORD Purchase 5,630 4.0760 GBP
ORD Purchase 6,997 4.1200 GBP
ORD Purchase 8,142 4.1120 GBP
ORD Purchase 8,955 4.0472 GBP
ORD Purchase 10,249 4.0730 GBP
ORD Purchase 11,735 4.0890 GBP
ORD Purchase 13,644 4.0880 GBP
ORD Purchase 14,751 4.0740 GBP
ORD Purchase 17,948 4.0802 GBP
ORD Purchase 19,876 4.0144 GBP
ORD Purchase 20,276 4.0612 GBP
ORD Purchase 24,906 4.0820 GBP
ORD Purchase 25,278 4.0550 GBP
ORD Purchase 25,822 4.0600 GBP
ORD Purchase 26,571 4.0860 GBP
ORD Purchase 37,064 4.1063 GBP
ORD Purchase 45,611 4.0480 GBP
ORD Purchase 48,042 4.0697 GBP
ORD Purchase 119,309 4.0478 GBP
ORD Purchase 136,757 4.0407 GBP
ORD Purchase 250,000 4.0768 GBP
ORD Purchase 407,987 4.0557 GBP
ORD Sale 98 3.9420 GBP
ORD Sale 103 3.9210 GBP
ORD Sale 190 4.0497 GBP
ORD Sale 379 4.0760 GBP
ORD Sale 379 4.0890 GBP
ORD Sale 393 4.0500 GBP
ORD Sale 393 4.0510 GBP
ORD Sale 446 4.1020 GBP
ORD Sale 570 4.0720 GBP
ORD Sale 601 4.0480 GBP
ORD Sale 612 3.8990 GBP
ORD Sale 617 4.1130 GBP
ORD Sale 674 4.0940 GBP
ORD Sale 771 4.0740 GBP
ORD Sale 800 4.1190 GBP
ORD Sale 992 4.0730 GBP
ORD Sale 1,013 4.1440 GBP
ORD Sale 1,021 4.0550 GBP
ORD Sale 1,052 3.9000 GBP
ORD Sale 1,079 4.0520 GBP
ORD Sale 1,187 4.1170 GBP
ORD Sale 1,215 4.1090 GBP
ORD Sale 1,310 4.0910 GBP
ORD Sale 1,540 4.0590 GBP
ORD Sale 1,623 4.0950 GBP
ORD Sale 2,040 4.1260 GBP
ORD Sale 2,177 4.0930 GBP
ORD Sale 2,223 3.9993 GBP
ORD Sale 2,259 4.0880 GBP
ORD Sale 2,293 4.1100 GBP
ORD Sale 2,412 3.9814 GBP
ORD Sale 2,782 4.1150 GBP
ORD Sale 3,039 4.1140 GBP
ORD Sale 3,378 4.0323 GBP
ORD Sale 3,468 4.0770 GBP
ORD Sale 3,913 3.9854 GBP
ORD Sale 3,975 4.0820 GBP
ORD Sale 5,116 4.0724 GBP
ORD Sale 5,220 3.9599 GBP
ORD Sale 5,454 4.0600 GBP
ORD Sale 3,156 4.0682 GBP
ORD Sale 6,768 4.0119 GBP
ORD Sale 6,997 4.1200 GBP
ORD Sale 7,500 4.0607 GBP
ORD Sale 8,142 4.1120 GBP
ORD Sale 15,697 4.0189 GBP
ORD Sale 21,068 4.0193 GBP
ORD Sale 27,981 3.9698 GBP
ORD Sale 28,670 4.0727 GBP
ORD Sale 40,785 4.0138 GBP
ORD Sale 54,500 4.0170 GBP
ORD Sale 61,275 3.9913 GBP
ORD Sale 79,246 4.0340 GBP
ORD Sale 93,619 4.0054 GBP
ORD Sale 100,000 4.0859 GBP
ORD Sale 100,000 4.1232 GBP
ORD Sale 187,426 4.0017 GBP
ORD Sale 341,485 4.0455 GBP

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 190 4.0497 GBP
ORD SWAP Long 900 4.0817 GBP
ORD CFD Long 3,913 3.9854 GBP
ORD SWAP Long 5,947 4.0454 GBP
ORD CFD Long 7,940 4.1076 GBP
ORD CFD Long 8,880 3.9411 GBP
ORD SWAP Long 8,924 4.0227 GBP
ORD SWAP Long 9,859 4.0459 GBP
ORD CFD Long 38,123 3.9382 GBP
ORD CFD Long 47,336 4.0167 GBP
ORD CFD Long 55,496 4.0516 GBP
ORD SWAP Long 57,372 3.9742 GBP
ORD SWAP Long 61,060 4.0003 GBP
ORD CFD Long 70,366 4.0457 GBP
ORD CFD Long 87,903 3.9783 GBP
ORD SWAP Short 460 3.9036 GBP
ORD SWAP Short 1,600 4.0165 GBP
ORD SWAP Short 2,300 4.0470 GBP
ORD CFD Short 5,000 4.0501 GBP
ORD SWAP Short 6,157 3.9995 GBP
ORD SWAP Short 9,730 4.0001 GBP
ORD CFD Short 35,553 4.0341 GBP
ORD CFD Short 53,494 4.0502 GBP
ORD CFD Short 39,032 4.0617 GBP
ORD CFD Short 250,000 4.0770 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 7 Jul 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: FEO
Sequence Number: 423660
Time of Receipt (offset from UTC): 20140707T171526+0100

Contacts

BARCLAYS PLC